Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Infinium Investment Advisors, LLC CRD: 149123 | - | 0 | 1 | - | Unknown |
| Infinium Securities Inc. CRD: 132128 | - | 0 | 0 | A | INACTIVE |
| Inflection Advisors CRD: 288602 | - | 0 | 1 | - | Unknown |
| Inflection Capital Management, LLC CRD: 333157 | - | 0 | 8 | - | Unknown |
| Inflection Financial CRD: 309631 | - | 0 | 2 | - | Unknown |
| Inflection Managing Partner Inc. CRD: 318165 | - | 0 | 1 | - | Unknown |
| Inflection Point Investing LLC CRD: 157688 | - | 0 | 0 | - | Unknown |
| Inflection Point Investments LLP CRD: 298745 | - | 0 | 0 | - | Unknown |
| Inflection Retirement Services CRD: 312680 | - | 0 | 4 | - | Unknown |
| Inflexion Private Equity Partners CRD: 162690 | - | 0 | 0 | - | Unknown |
| Influx Capital Management CRD: 282367 | - | 0 | 2 | - | Unknown |
| Infm Securities LLC CRD: 132850 | - | 0 | 0 | A | INACTIVE |
| Infocommerce Partners Holdings, LLC CRD: 288956 | - | 0 | 0 | - | Unknown |
| Infolookup Holdings LLC CRD: 313957 | - | 0 | 1 | - | Unknown |
| Infomax Securities, Inc. CRD: 16756 | - | 0 | 0 | A | INACTIVE |
| Infore Capital CRD: 300624 | - | 0 | 0 | - | Unknown |
| Informed Investors Group CRD: 105824 | - | 0 | 1 | - | Unknown |
| Informed Ventures Advisors, LLC CRD: 308889 | - | 0 | 1 | - | Unknown |
| Infra ONE at Management GMBH CRD: 339226 | - | 0 | 0 | - | Unknown |
| Infra ONE US Advisers LLC CRD: 341630 | - | 0 | 0 | - | Unknown |
| Infrabridge Investors (UK) Limited CRD: 294982 | - | 0 | 0 | - | Unknown |
| Infrabridge Investors (US) Limited CRD: 155605 | - | 0 | 0 | - | Unknown |
| Infranity N.A. CRD: 333894 | - | 0 | 1 | - | Unknown |
| Infrared Capital Partners (US) LLC CRD: 310401 | - | 0 | 1 | - | Unknown |
| Infravia Capital Partners CRD: 297116 | - | 0 | 0 | - | Unknown |
| Infresh, Inc. CRD: 156316 | - | 0 | 1 | - | Unknown |
| Infusion Global Partners LLC CRD: 281331 | - | 0 | 0 | - | Unknown |
| Infusion Management LLC CRD: 335456 | - | 0 | 1 | - | Unknown |
| Infusive Asset Management Inc. CRD: 285765 | - | 0 | 1 | - | Unknown |
| ING (U.S.) Capital Securities, Inc. CRD: 41367 | - | 0 | 0 | A | INACTIVE |
| ING Baring (U.S.) Securities, Inc. CRD: 5285 | - | 0 | 0 | A | INACTIVE |
| ING Direct Securities Inc. CRD: 112624 | - | 0 | 0 | A | INACTIVE |
| ING Financial Markets LLC CRD: 28872 | NY | 10 | 28 | C | Active |
| ING Funds Distributor, Inc. CRD: 36461 | - | 1 | 0 | B | INACTIVE |
| ING Insurance Agency, Inc. CRD: 47645 | - | 0 | 0 | A | INACTIVE |
| ING Investment Management Services LLC CRD: 21644 | - | 1 | 0 | B | INACTIVE |
| ING TT&S (U.S.) Securities Inc. CRD: 42954 | - | 0 | 0 | A | INACTIVE |
| ING Wealth CRD: 340443 | - | 0 | 1 | - | Unknown |
| Ingallinera & Co. CRD: 33721 | - | 1 | 0 | B | INACTIVE |
| Ingalls & Snyder, LLC CRD: 2288 | NY | 18 | 20 | B | Active |
| Ingen Strategies, LLC CRD: 314588 | - | 0 | 1 | - | Unknown |
| Ingeniq Capital CRD: 327212 | - | 0 | 2 | - | Unknown |
| Ingenuity Street Investing, LLC CRD: 164287 | - | 0 | 0 | - | Unknown |
| Ingham Retirement Group CRD: 106299 | - | 0 | 5 | - | Unknown |
| Ingham Wealth Management, Inc CRD: 147188 | - | 0 | 0 | - | Unknown |
| Ingham, Becker & Co., Inc. CRD: 13472 | - | 0 | 0 | A | INACTIVE |
| Ingold Capital PTE. Ltd. CRD: 332171 | - | 0 | 0 | - | Unknown |
| Ingot Finance CRD: 334711 | - | 0 | 1 | - | Unknown |
| Ingram Advisory Services, LLC CRD: 123508 | - | 0 | 3 | - | Unknown |
| Inherent Group, LP CRD: 290080 | - | 0 | 0 | - | Unknown |