Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Inherent Wealth Fund, LLC CRD: 313416 | - | 0 | 1 | - | Unknown |
| Inhub, LLC CRD: 169105 | - | 0 | 0 | - | Unknown |
| Inishowen Advisors, LLC CRD: 287815 | - | 0 | 0 | - | Unknown |
| Initiate Advisors LLC CRD: 182513 | - | 0 | 0 | - | Unknown |
| Initiate Impact CRD: 311076 | - | 0 | 0 | - | Unknown |
| Initiate Venture Partners Fund I, L.P. CRD: 318790 | - | 0 | 1 | - | Unknown |
| INK Kiss, Inc. CRD: 33905 | - | 0 | 0 | A | INACTIVE |
| Inkberry Ventures Management LLC CRD: 336842 | - | 0 | 1 | - | Unknown |
| Inked Investments CRD: 332181 | - | 0 | 1 | - | Unknown |
| Inkstone Securities LLC CRD: 301827 | - | 0 | 0 | - | Unknown |
| Inkwell Capital CRD: 155907 | - | 0 | 2 | - | Unknown |
| Inkwell Private Wealth CRD: 326821 | - | 0 | 0 | - | Unknown |
| INL Securities, LLC CRD: 268820 | - | 0 | 0 | A | INACTIVE |
| Inland Advisors, LLC CRD: 137279 | - | 0 | 0 | - | Unknown |
| Inland Financial Planning CRD: 315123 | - | 0 | 1 | - | Unknown |
| Inland Institutional Capital, LLC CRD: 157789 | - | 0 | 0 | - | Unknown |
| Inland Investment Advisors, LLC CRD: 109933 | - | 0 | 0 | - | Unknown |
| Inland National Securities, Inc. CRD: 38956 | - | 1 | 0 | B | INACTIVE |
| Inland Securities Company Incorporated CRD: 2292 | - | 0 | 0 | A | INACTIVE |
| Inland Securities Corporation CRD: 15807 | IL | 3 | 2 | B | Active |
| Inle Capital Management LP CRD: 169645 | - | 0 | 0 | - | Unknown |
| Inlet Private Wealth, LLC CRD: 297154 | - | 0 | 1 | - | Unknown |
| Inlet Securities, LLC CRD: 140278 | FL | 0 | 2 | A | Active |
| Inlight Wealth CRD: 289908 | - | 0 | 1 | - | Unknown |
| Inlign Financial, LLC CRD: 124576 | - | 0 | 0 | A | INACTIVE |
| Inline Brokers, Inc. CRD: 32175 | - | 0 | 0 | A | INACTIVE |
| INM Advisors, LLC CRD: 290629 | - | 0 | 0 | - | Unknown |
| Inman Financial Services, Inc. CRD: 297414 | - | 0 | 1 | - | Unknown |
| Inman Jager Wealth Management, LLC CRD: 329603 | - | 0 | 1 | - | Unknown |
| Inmark Securities Corp. CRD: 10670 | - | 0 | 0 | A | INACTIVE |
| Innealta Capital CRD: 292158 | - | 0 | 1 | - | Unknown |
| Inner 10 Capital, LLC CRD: 269860 | - | 0 | 1 | - | Unknown |
| Inner Circle Capital Management, LLC CRD: 338389 | - | 0 | 1 | - | Unknown |
| Inner Circle Sports LLC CRD: 127772 | FL | 0 | 2 | A | Active |
| Inner Harbor Advisors, LLC CRD: 149535 | - | 0 | 0 | - | Unknown |
| Inner Harbor Securities,Inc. CRD: 13489 | - | 0 | 0 | A | INACTIVE |
| Inner Loop Capital Management, LLC CRD: 308109 | - | 0 | 1 | - | Unknown |
| Innerproduct Partners CRD: 170072 | - | 0 | 0 | - | Unknown |
| Innerworks Wealth Management CRD: 340243 | - | 0 | 1 | - | Unknown |
| Inning ONE CRD: 336075 | - | 0 | 1 | - | Unknown |
| Innis Investments CRD: 105275 | - | 0 | 1 | - | Unknown |
| Innisfree Limited CRD: 161587 | - | 0 | 0 | - | Unknown |
| Inno&prosperity Trustworth Inc CRD: 330573 | - | 0 | 0 | - | Unknown |
| Innocap Global Investment Management (Ireland) Ltd CRD: 288550 | - | 0 | 0 | - | Unknown |
| Innocap Global Investment Management Ltd. CRD: 167936 | - | 0 | 0 | - | Unknown |
| Innocap Investment Advisers, LLC. CRD: 324591 | - | 0 | 1 | - | Unknown |
| Innocap Investment Management Inc. CRD: 150564 | - | 0 | 0 | - | Unknown |
| Innosphere Advisors, Inc. CRD: 288306 | - | 0 | 1 | - | Unknown |
| Innospring CRD: 174128 | - | 0 | 0 | - | Unknown |
| Innospring Inc. CRD: 333359 | - | 0 | 1 | - | Unknown |