Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Innospring Seed Fund CRD: 167259 | - | 0 | 0 | - | Unknown |
| Innova Advisors CRD: 318958 | - | 0 | 2 | - | Unknown |
| Innova Memphis, Inc. CRD: 173460 | - | 0 | 1 | - | Unknown |
| Innova Securities, Inc. CRD: 27040 | - | 1 | 0 | B | INACTIVE |
| Innova Wealth Partners, LLC CRD: 168500 | - | 0 | 1 | - | Unknown |
| Innova Wealth, LLC CRD: 173900 | - | 0 | 1 | - | Unknown |
| Innova/4 GP Ltd CRD: 161134 | - | 0 | 0 | - | Unknown |
| Innova/5 GP Ltd CRD: 161135 | - | 0 | 0 | - | Unknown |
| Innova/6 GP Sarl CRD: 293310 | - | 0 | 0 | - | Unknown |
| Innovahealth Partners CRD: 297788 | - | 0 | 1 | - | Unknown |
| Innovant Asset Management CRD: 169400 | - | 0 | 0 | - | Unknown |
| Innovate Partners, LLC CRD: 165253 | - | 0 | 0 | - | Unknown |
| Innovate Wealth CRD: 283332 | - | 0 | 2 | - | Unknown |
| Innovation Endeavors III Advisers LLC CRD: 288679 | - | 0 | 1 | - | Unknown |
| Innovation Endeavors IV Advisers LLC CRD: 312851 | - | 0 | 1 | - | Unknown |
| Innovation Endeavors Management Company, LLC CRD: 170740 | - | 0 | 1 | - | Unknown |
| Innovation Global Advisors, LLC CRD: 281167 | - | 0 | 1 | - | Unknown |
| Innovation Growth Ventures Co., Ltd. CRD: 322004 | - | 0 | 0 | - | Unknown |
| Innovation Partners LLC CRD: 146344 | NC | 1 | 41 | B | Active |
| Innovation Valley Partners CRD: 163656 | - | 0 | 0 | - | Unknown |
| Innovation Works Development Fund GP, LP CRD: 162095 | - | 0 | 0 | - | Unknown |
| Innovation Works Development Fund Management II, L… CRD: 341819 | - | 0 | 0 | - | Unknown |
| Innovation X Advisors CRD: 322292 | - | 0 | 1 | - | Unknown |
| Innovations for Impact GP, LLC CRD: 308879 | - | 0 | 0 | - | Unknown |
| Innovationskapital /Innkap CRD: 164128 | - | 0 | 0 | - | Unknown |
| Innovative Advisory Group CRD: 146618 | - | 0 | 6 | - | Unknown |
| Innovative Advisory Partners, LLC CRD: 156135 | - | 0 | 1 | - | Unknown |
| Innovative Asset Advisors Group CRD: 336773 | - | 0 | 2 | - | Unknown |
| Innovative Consulting Services, Inc. CRD: 29495 | - | 0 | 0 | A | INACTIVE |
| Innovative Digital Investors LLC CRD: 305998 | - | 0 | 0 | - | Unknown |
| Innovative Equities Corporation CRD: 15728 | - | 0 | 0 | A | INACTIVE |
| Innovative Family Office LLC CRD: 329496 | - | 0 | 8 | - | Unknown |
| Innovative Financial Solutions, Inc. CRD: 289906 | - | 0 | 1 | - | Unknown |
| Innovative Financial, LLC CRD: 127469 | - | 0 | 1 | - | Unknown |
| Innovative Investment Fiduciaries, LLC CRD: 159814 | - | 0 | 1 | - | Unknown |
| Innovative Investment Solutions, Inc. CRD: 283234 | - | 0 | 0 | - | Unknown |
| Innovative Portfolios LLC CRD: 281382 | - | 0 | 0 | - | Unknown |
| Innovative Private Wealth Management Inc. CRD: 324586 | - | 0 | 7 | - | Unknown |
| Innovative Retirement Solutions, LLC CRD: 307094 | - | 0 | 0 | - | Unknown |
| Innovative Securities, Inc. CRD: 24097 | - | 0 | 0 | A | INACTIVE |
| Innovative Wealth Building LLC CRD: 314942 | - | 0 | 5 | - | Unknown |
| Innovative Wealth Management CRD: 308965 | - | 0 | 2 | - | Unknown |
| Innovative Wealth Management LLC CRD: 285476 | - | 0 | 0 | - | Unknown |
| Innovative Wealth Partners, LLC CRD: 170929 | - | 0 | 1 | - | Unknown |
| Innovative Wealth Strategies CRD: 329011 | - | 0 | 0 | - | Unknown |
| Innovator Management LLC CRD: 159233 | - | 0 | 0 | - | Unknown |
| Innovator Wealth Advisor, LLC CRD: 154130 | - | 0 | 2 | - | Unknown |
| Innovatus Capital Partners, LLC CRD: 281928 | - | 0 | 1 | - | Unknown |
| Innovayte Capital CRD: 333275 | - | 0 | 2 | - | Unknown |
| Innovest Portfolio Solutions LLC CRD: 106110 | - | 0 | 4 | - | Unknown |