Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Innovest Strategies LLC CRD: 334763 | - | 0 | 1 | - | Unknown |
| Innovia Wealth, LLC CRD: 289913 | - | 0 | 3 | - | Unknown |
| Innovus Capital, LLC CRD: 173488 | - | 0 | 0 | - | Unknown |
| Innpact Fund Management S.A. CRD: 332888 | - | 0 | 0 | - | Unknown |
| Inove Asset Management, L.L.C. CRD: 157224 | - | 0 | 1 | - | Unknown |
| Inovest Wealth Management, LLC CRD: 147229 | - | 0 | 0 | - | Unknown |
| Inovexus Ventures, LLC CRD: 325085 | - | 0 | 0 | - | Unknown |
| Inplay Global Advisors CRD: 168190 | - | 0 | 2 | - | Unknown |
| INR Advisory Services, LLC CRD: 136996 | - | 0 | 0 | - | Unknown |
| Inri CRD: 333007 | - | 0 | 1 | - | Unknown |
| INS Capital Management, LLC CRD: 130701 | - | 0 | 1 | - | Unknown |
| Insat L.P. CRD: 170750 | - | 0 | 0 | - | Unknown |
| Inscription Family Office, LLC CRD: 301900 | - | 0 | 2 | - | Unknown |
| Insearch Associates, Inc. CRD: 33821 | - | 0 | 0 | A | INACTIVE |
| Insero Wealth Strategies LLC CRD: 108945 | - | 0 | 0 | - | Unknown |
| Inside Arbitrage Advisors, LLC CRD: 323455 | - | 0 | 1 | - | Unknown |
| Inside Edge Capital Management, LLC CRD: 315864 | - | 0 | 2 | - | Unknown |
| Insider Asset Management LLC CRD: 125916 | - | 0 | 0 | - | Unknown |
| Insight Advisors NW, LLC CRD: 165731 | - | 0 | 1 | - | Unknown |
| Insight Advisors, LLC CRD: 109909 | - | 0 | 0 | A | INACTIVE |
| Insight Advisors, LLC CRD: 109137 | - | 0 | 1 | - | Unknown |
| Insight Advisors, LLC CRD: 168057 | - | 0 | 7 | - | Unknown |
| Insight Asset Management CRD: 128926 | - | 0 | 2 | - | Unknown |
| Insight Capital Management CRD: 314558 | - | 0 | 4 | - | Unknown |
| Insight Capital Research & Management Inc CRD: 105570 | - | 0 | 0 | - | Unknown |
| Insight Equity Management Company LLC CRD: 157092 | - | 0 | 1 | - | Unknown |
| Insight Family Financial CRD: 317633 | - | 0 | 1 | - | Unknown |
| Insight Financial CRD: 286467 | - | 0 | 2 | - | Unknown |
| Insight Financial Advisors CRD: 113822 | - | 0 | 2 | - | Unknown |
| Insight Financial Group, Inc. CRD: 127054 | - | 0 | 2 | - | Unknown |
| Insight Financial Services, Inc. CRD: 144186 | - | 0 | 0 | - | Unknown |
| Insight Financial, Inc. CRD: 144144 | - | 0 | 1 | - | Unknown |
| Insight Folios CRD: 174411 | - | 0 | 14 | - | Unknown |
| Insight Investment CRD: 107095 | - | 0 | 0 | - | Unknown |
| Insight Investment CRD: 107200 | - | 0 | 0 | - | Unknown |
| Insight Investment CRD: 145995 | - | 0 | 1 | - | Unknown |
| Insight Investment Advisers LLC CRD: 286497 | - | 0 | 3 | - | Unknown |
| Insight Investment Counsel CRD: 172511 | - | 0 | 1 | - | Unknown |
| Insight Investment Research CRD: 168324 | - | 0 | 0 | - | Unknown |
| Insight Investment Solutions CRD: 165889 | - | 0 | 2 | - | Unknown |
| Insight Investments LLC CRD: 168508 | - | 0 | 0 | - | Unknown |
| Insight Investments, LLC CRD: 281077 | - | 0 | 0 | - | Unknown |
| Insight Personal Finance CRD: 288585 | - | 0 | 1 | - | Unknown |
| Insight Planning & Investment CRD: 310337 | - | 0 | 0 | - | Unknown |
| Insight Private Advisors, LLC CRD: 169017 | - | 0 | 0 | - | Unknown |
| Insight Securities & Trading, Inc. CRD: 42221 | - | 0 | 0 | A | INACTIVE |
| Insight Securities, Inc. CRD: 5611 | IL | 7 | 18 | B | Active |
| Insight Strategic Wealth LLC CRD: 147290 | - | 0 | 5 | - | Unknown |
| Insight TAX & Finance LLC CRD: 339377 | - | 0 | 1 | - | Unknown |
| Insight Total Stewardship CRD: 281229 | - | 0 | 1 | - | Unknown |