Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Insight Venture Partners
CRD: 142994
- 0 1 - Unknown
Insight Wealth Advisory, LLC
CRD: 164007
- 0 0 - Unknown
Insight Wealth Management
CRD: 172897
- 0 0 - Unknown
Insight Wealth Management LLC
CRD: 339542
- 0 1 - Unknown
Insight Wealth Management, Inc.
CRD: 135612
- 0 0 - Unknown
Insight Wealth Partners
CRD: 153635
- 0 8 - Unknown
Insight Wealth Strategies, LLC
CRD: 293644
- 0 7 - Unknown
Insight, Corp.
CRD: 311445
- 0 1 - Unknown
Insightful Planning
CRD: 284282
- 0 0 - Unknown
Insightquant AI
CRD: 335561
- 0 1 - Unknown
Insightquant-AI Technologies Inc
CRD: 336854
- 0 1 - Unknown
Insights Investments
CRD: 309727
- 0 1 - Unknown
Insigneo Advisory Services, LLC
CRD: 282589
- 0 203 - Unknown
Insigneo International Financial Services LLC
CRD: 17053
- 4 0 C INACTIVE
Insigneo Securities, LLC
CRD: 29249
FL 3 15 B Active
Insigneo Wealth Advisors, LLC
CRD: 112706
- 0 0 - Unknown
Insignia Capital Group, L.P.
CRD: 169772
- 0 1 - Unknown
Insignia Ventures Partners PTE. Ltd.
CRD: 290615
- 0 0 - Unknown
Insignia Wealth Advisory
CRD: 323264
- 0 1 - Unknown
Insikt Fund Management LLC
CRD: 167673
- 0 0 - Unknown
Insperex LLC
CRD: 101420
FL 1 9 B Active
Insphere Capital
CRD: 286137
- 0 0 - Unknown
Insphere Securities, Inc.
CRD: 136433
- 0 0 A INACTIVE
Inspiration Venture Partners
CRD: 296301
- 0 0 - Unknown
Inspiration Venture Partners
CRD: 315207
- 0 1 - Unknown
Inspiration Ventures
CRD: 165900
- 0 0 - Unknown
Inspire Advisors, LLC
CRD: 300279
- 0 66 - Unknown
Inspire Global Ventures Management Company, LLC
CRD: 327960
- 0 1 - Unknown
Inspire Investing, LLC
CRD: 171988
- 0 4 - Unknown
Inspire Wealth Advisory LLC
CRD: 339878
- 0 1 - Unknown
Inspire Wealth Partners
CRD: 305322
- 0 1 - Unknown
Inspired Financial
CRD: 125713
- 0 0 - Unknown
Inspirion Wealth Advisors, LLC
CRD: 165174
- 0 7 - Unknown
Instant Funds, Inc.
CRD: 11178
- 0 0 A INACTIVE
Instantscale Ventures, LLC
CRD: 269833
- 0 1 - Unknown
Instar Asset Management Inc.
CRD: 175395
- 0 0 - Unknown
Instatrade, Inc.
CRD: 43695
- 1 0 B INACTIVE
Instavest Adviser, Inc.
CRD: 175057
- 0 0 - Unknown
Instep Investments LLC
CRD: 151688
- 0 0 - Unknown
Instinet Fixed Income Inc.
CRD: 47326
- 0 0 A INACTIVE
Instinet, LLC
CRD: 42886
- 6 0 D INACTIVE
Instinet, LLC
CRD: 7897
NY 81 11 F Active
INSTINET.COM Corporation
CRD: 47380
- 0 0 A INACTIVE
Instipro, Inc.
CRD: 103706
- 3 0 C INACTIVE
Institute for Legacy Wealth Planning, LLC
CRD: 158523
- 0 0 - Unknown
Institute for Wealth Advisors, Inc.
CRD: 149347
- 0 0 - Unknown
Institute for Wealth Consultants, Inc.
CRD: 288502
- 0 0 - Unknown
Institute of Trade Management
CRD: 123977
- 0 1 - Unknown
Institute of Wall Street Studies Inc.
CRD: 13523
- 0 0 A INACTIVE
Institutional Bond Network, LLC
CRD: 187515
CA 0 4 A Active
Page 728 of 1601 (80,028 total)