Branch offices
5 offices
FINRA: Small firm
CRD #154134 · FINRA BrokerCheck + SEC IAPD
Independent Investment Bankers, Corp.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Independent Investment Bankers, Corp. ranks #11,913 of 20,055 by disclosure count (most disclosures first). Among firms registered in TX, it ranks #137 of 189 on the same disclosure sort used on the state browse page. Independent Investment Bankers, Corp. has a clean FINRA BrokerCheck record, no reportable disclosures across its 5 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 5
- branch offices
- 0
- disclosures
- #11,913 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 154134 Independent Investment Bankers, Corp.
Independent Investment Bankers, Corp. · Grade A · 0 disc · 0.00/office · Small firm
- CRD 154134
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 5
- PER-OFF 0.00
- RANK #11,913 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Independent Investment Bankers, Corp. ranks #11,913 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 5 offices
Clean disclosure surface
Independent Investment Bankers, Corp. has zero reportable FINRA BrokerCheck disclosures in this extract across 5 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Austin, TX
- CRD Number
- 154134
Clean BrokerCheck surface
Independent Investment Bankers, Corp.'s clean BrokerCheck surface
Independent Investment Bankers, Corp. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 5 branch offices (Grade A).
Independent Investment Bankers, Corp. shows zero reportable disclosures across 5 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Independent Investment Bankers, Corp.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Texas cohort · 0.00× state average
Independent Investment Bankers, Corp. sits below the Texas disclosure average
Independent Investment Bankers, Corp. reports 0 BrokerCheck disclosures, 0.00× the Texas average of 4.0, lighter than most of the 189 graded firms filed there.
In Texas, 110 firms carry Grade A and 1 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Texas state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Independent Investment Bankers, Corp. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Independent Investment Bankers, Corp. ranks #11,913 of 20,055 by disclosure count (most disclosures first). Among firms registered in TX, it ranks #137 of 189 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Independent Investment Bankers, Corp.?
A grade of A means Independent Investment Bankers, Corp. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Independent Investment Bankers, Corp. have?
Independent Investment Bankers, Corp. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Independent Investment Bankers, Corp.?
Independent Investment Bankers, Corp. operates 5 branch offices and is classified by FINRA as a small firm, registered in TX (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Independent Investment Bankers, Corp.'s disciplinary record?
You can verify Independent Investment Bankers, Corp.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 154134. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Independent Investment Bankers, Corp. currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Independent Investment Bankers, Corp., both outside TX so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (5 here).
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Independent Investment Bankers, Corp.'s 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Independent Investment Bankers, Corp.'s 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Independent Investment Bankers, Corp.'s 0.00
- Firms in TX - state roster that includes Independent Investment Bankers, Corp.'s registration home.
- How to Vet a Financial Advisor - Use Independent Investment Bankers, Corp.'s clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Independent Investment Bankers, Corp.'s does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Independent Investment Bankers, Corp..
- Compare firms - put Independent Investment Bankers, Corp. next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.