Branch offices
27 offices
FINRA: Medium firm
CRD #112091 · FINRA BrokerCheck + SEC IAPD
IMA Wealth
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, IMA Wealth ranks #11,875 of 20,055 by disclosure count (most disclosures first). IMA Wealth has a clean FINRA BrokerCheck record, no reportable disclosures across its 27 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 27
- branch offices
- 0
- disclosures
- #11,875 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 112091 IMA Wealth
IMA Wealth · Grade A · 0 disc · 0.00/office · Mid-sized firm
- CRD 112091
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 27
- PER-OFF 0.00
- RANK #11,875 of 20,055
- BOOK Mid-sized firm
Nearest same-size peer: ABD Retirement Services, Inc. (0.00 disc/office)
IMA Wealth ranks #11,875 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 27 offices
Clean disclosure surface
IMA Wealth has zero reportable FINRA BrokerCheck disclosures in this extract across 27 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Medium
- Scope
- INACTIVE
- Formed
- 06/23/2000
- State of Formation
- Kansas
- CRD Number
- 112091
- SEC Number
- 53221
Clean BrokerCheck surface
IMA Wealth's clean BrokerCheck surface
IMA Wealth shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 27 branch offices (Grade A).
IMA Wealth shows zero reportable disclosures across 27 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of IMA Wealth's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does IMA Wealth sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, IMA Wealth ranks #11,875 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for IMA Wealth?
A grade of A means IMA Wealth has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does IMA Wealth have?
IMA Wealth has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is IMA Wealth?
IMA Wealth operates 27 branch offices and is classified by FINRA as a medium firm (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify IMA Wealth's disciplinary record?
You can verify IMA Wealth's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 112091. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. IMA Wealth currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- ABD Retirement Services, Inc. - 0.00 disclosures/office, nearest mid-sized firm peer to IMA Wealth's 0.00
- Advanced Advisor Group, LLC (MN) - 0.00 disclosures/office, nearest mid-sized firm peer to IMA Wealth's 0.00
- Aurora Securities (MI) - 0.00 disclosures/office, nearest mid-sized firm peer to IMA Wealth's 0.00
- How to Vet a Financial Advisor - Use IMA Wealth's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like IMA Wealth's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside IMA Wealth.
- Compare firms - put IMA Wealth next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.