Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Integrated Investment Systems Inc.
CRD: 289296
 - 0 0 - Unknown
Integrated Investments, Inc.
CRD: 15452
 - 0 0 A INACTIVE
Integrated Macro Management LP
CRD: 210521
 - 0 0 - Unknown
Integrated Management Services SPV LLC
CRD: 310320
 - 0 1 - Unknown
Integrated Money Management, LLC
CRD: 166829
 - 0 0 - Unknown
Integrated Planning & Investments
CRD: 325172
 - 0 1 - Unknown
Integrated Planning LLC
CRD: 325050
 - 0 1 - Unknown
Integrated Portfolio Intelligence LLC
CRD: 304744
 - 0 0 - Unknown
Integrated Private Debt Corp.
CRD: 169731
 - 0 0 - Unknown
Integrated Quantitative Investments LLC
CRD: 310106
 - 0 5 - Unknown
Integrated Resources Equity Corporation
CRD: 6403
 - 0 0 A INACTIVE
Integrated Resources Investment Centers, Inc.
CRD: 14338
 - 0 0 A INACTIVE
Integrated Resources Marketing, Inc.
CRD: 6546
 - 0 0 A INACTIVE
Integrated Retirement Advisors, LLC
CRD: 300013
 - 0 3 - Unknown
Integrated Retirement Strategies
CRD: 142969
 - 0 1 - Unknown
Integrated TAX and Wealth Group LLC
CRD: 302000
 - 0 0 - Unknown
Integrated Trading and Investments, Inc.
CRD: 47730
 - 1 0 B INACTIVE
Integrated Wealth Advisors LLC
CRD: 161188
 - 0 0 - Unknown
Integrated Wealth Advisors, LLC
CRD: 145261
 - 0 0 - Unknown
Integrated Wealth Advisory Services, Inc.
CRD: 115821
 - 0 0 - Unknown
Integrated Wealth Concepts LLC
CRD: 284656
 - 0 489 - Unknown
Integrated Wealth Counsel, LLC
CRD: 105538
 - 0 0 - Unknown
Integrated Wealth LLC
CRD: 331791
 - 0 0 - Unknown
Integrated Wealth Management, Inc.
CRD: 106335
 - 0 0 - Unknown
Integrated Wealth Management, Inc.
CRD: 141092
 - 0 2 - Unknown
Integrated Wealth Services, Inc
CRD: 128393
 - 0 0 - Unknown
Integrated Wealth Solutions, LLC
CRD: 172483
 - 0 2 - Unknown
Integrated Wealth Strategies
CRD: 141673
 - 0 0 - Unknown
Integrative Financial Strategies
CRD: 152068
 - 0 1 - Unknown
Integrative Investing
CRD: 299395
 - 0 0 - Unknown
Integrative Investing
CRD: 316083
 - 0 0 - Unknown
Integrative Planning, Inc.
CRD: 336307
 - 0 1 - Unknown
Integre Asset Management, LLC
CRD: 129699
 - 0 0 - Unknown
Integris Asset Management
CRD: 172571
 - 0 0 - Unknown
Integris Securities, LLC
CRD: 30061
 CO 0 2 A Active
Integritas Financial
CRD: 306893
 - 0 0 - Unknown
Integritas Financial
CRD: 318190
 - 0 0 - Unknown
Integritas Semper, LLC
CRD: 152008
 - 0 1 - Unknown
Integritas Wealth Management
CRD: 310193
 - 0 1 - Unknown
Integrity Advisers LLC
CRD: 310757
 - 0 1 - Unknown
Integrity Advisors
CRD: 147766
 - 0 1 - Unknown
Integrity Advisors LLC
CRD: 169637
 - 0 1 - Unknown
Integrity Advisory Solutions
CRD: 288817
 - 0 118 - Unknown
Integrity Advisory, LLC
CRD: 133413
 - 0 0 - Unknown
Integrity Alliance, LLC.
CRD: 139627
 IA 4 428 B Active
Integrity Brokerage, LLC
CRD: 117589
 WA 4 3 B Active
Integrity Capital Corporation
CRD: 113729
 - 0 0 A INACTIVE
Integrity Capital Management, LLC
CRD: 289535
 - 0 0 - Unknown
Integrity Dynamic Investments LLC
CRD: 170410
 - 0 1 - Unknown
Integrity Financial Advisors, LLC
CRD: 134490
 - 0 0 - Unknown
Page 731 of 1601 (80,028 total)
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