Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Intellicents Investment Solutions Inc
CRD: 107498
- 0 48 - Unknown
Intelligence Driven Advisers, LLC
CRD: 299589
- 0 7 - Unknown
Intelligent 401K, LLC
CRD: 310345
- 0 0 - Unknown
Intelligent Alpha LLC
CRD: 332518
- 0 2 - Unknown
Intelligent Cross LLC
CRD: 288946
CT 0 2 A Active
Intelligent Edge Securities, LLC
CRD: 129821
- 0 0 A INACTIVE
Intelligent Investing
CRD: 135120
- 0 1 - Unknown
Intelligent Investing
CRD: 286233
- 0 1 - Unknown
Intelligent Investing
CRD: 286436
- 0 1 - Unknown
Intelligent Investing Incorporated
CRD: 297119
- 0 0 - Unknown
Intelligent Investment Management,LLP
CRD: 108833
- 0 1 - Unknown
Intelligent Investments
CRD: 164513
- 0 1 - Unknown
Intelligent Investor Financial Planning, LLC
CRD: 286691
- 0 1 - Unknown
Intelligent Market Trading Company, LLC
CRD: 115817
- 1 0 B INACTIVE
Intelligent Worth
CRD: 289187
- 0 1 - Unknown
Intelligration LLC
CRD: 290169
- 0 0 - Unknown
Intellivest Securities Research, Inc
CRD: 147288
- 0 1 - Unknown
Intellivest Securities, Inc.
CRD: 45956
- 0 0 A INACTIVE
Intellivest Securities, Inc.
CRD: 145022
GA 0 3 A Active
Intellus Advisors, LLC
CRD: 332883
- 0 4 - Unknown
Intelneuron LLC
CRD: 317700
- 0 0 - Unknown
Intelus Advisory Group, LLC
CRD: 310180
- 0 1 - Unknown
Intent Advice, Inc.
CRD: 322060
- 0 1 - Unknown
Intentgen Financial Partners
CRD: 341913
- 0 1 - Unknown
Intentional
CRD: 318570
- 0 3 - Unknown
Intentional Capital LLC
CRD: 269904
- 0 0 - Unknown
Intentional Finance, LLC
CRD: 288181
- 0 1 - Unknown
Intentional Living FP
CRD: 312500
- 0 2 - Unknown
Intentional Retirement, LLC
CRD: 310655
- 0 1 - Unknown
Intentional Wealth Partners
CRD: 286157
- 0 4 - Unknown
Intentional Wealth Strategies
CRD: 292613
- 0 0 - Unknown
Intentional-Growth Advisors LLC
CRD: 335965
- 0 1 - Unknown
Inter Advisors LLC
CRD: 336420
- 0 3 - Unknown
Inter Capital Advisors, Inc.
CRD: 40140
- 0 0 A INACTIVE
Inter Securities LLC
CRD: 317278
FL 0 3 A Active
Inter Securities Ltd.
CRD: 40733
- 3 0 C INACTIVE
Inter US Management, LLC
CRD: 334212
- 0 1 - Unknown
Inter&co US Advisors LLC
CRD: 327770
- 0 0 - Unknown
Inter-Dealer Brokers LLC
CRD: 45502
- 2 0 B INACTIVE
Inter-Nation Capital Management Corp.
CRD: 165325
- 0 0 - Unknown
Interacciones Global Inc.
CRD: 30289
- 2 0 B INACTIVE
Interact Distributors, Inc.
CRD: 21807
- 0 0 A INACTIVE
Interact Securities and Investment Corporation
CRD: 13967
- 0 0 A INACTIVE
Interactive Advisers, Interactive Advisors
CRD: 145694
- 0 3 - Unknown
Interactive Brokers Corp.
CRD: 117942
CT 3 8 B Active
Interactive Brokers LLC
CRD: 36418
CT 118 17 F Active
Interactive Financial Advisors
CRD: 125117
- 0 35 - Unknown
Interactive Planning Corp.
CRD: 40261
- 1 0 B INACTIVE
Interactive Venture Partners LLC
CRD: 327825
- 0 1 - Unknown
Interactive Wealth Advisors
CRD: 167033
- 0 1 - Unknown
Page 733 of 1601 (80,028 total)