Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Interalpen Partners, LLC
CRD: 315587
 - 0 1 - Unknown
Interamericas Advisor Solutions, Inc.
CRD: 305632
 - 0 0 - Unknown
Interbanc Equity Corporation
CRD: 10408
 - 0 0 A INACTIVE
Interbank Corp.
CRD: 13756
 - 0 0 A INACTIVE
Interblock Capital Venture Management, LLC
CRD: 321843
 - 0 0 - Unknown
Intercal Securities Co.
CRD: 6284
 - 1 0 B INACTIVE
Intercap
CRD: 161119
 - 0 0 - Unknown
Intercap Financial Corporation
CRD: 15420
 - 0 0 A INACTIVE
Intercap Investment Group, Inc.
CRD: 17227
 - 0 0 A INACTIVE
Intercapital
CRD: 324314
 - 0 1 - Unknown
Intercapital Asia Inc.
CRD: 22110
 - 0 0 A INACTIVE
Intercapital Emerging Markets, Inc.
CRD: 35300
 - 0 0 A INACTIVE
Intercapital Government Securities Inc.
CRD: 19710
 - 2 0 B INACTIVE
Intercapital International Inc.
CRD: 22109
 - 0 0 A INACTIVE
Intercapital LLC
CRD: 304079
 - 0 0 - Unknown
Intercapital Securities LLC
CRD: 20004
 - 1 0 B INACTIVE
Intercapital Securities, Inc.
CRD: 16994
 - 0 0 A INACTIVE
Intercapital Securities, Inc.
CRD: 31202
 - 0 0 A INACTIVE
Intercapital, LLC
CRD: 311534
 - 0 0 - Unknown
Intercarolina Financial Services, Inc.
CRD: 19475
 NC 3 21 B Active
Intercept Venture Management, LLC
CRD: 283982
 - 0 1 - Unknown
Intercoastal Capital Markets, Inc.
CRD: 83
 FL 11 4 C Active
Intercontinental Brokerage Corporation
CRD: 19464
 - 0 0 A INACTIVE
Intercontinental Equities, Inc.
CRD: 29703
 - 0 0 A INACTIVE
Intercontinental Planners & Investors, Inc.
CRD: 24127
 - 0 0 A INACTIVE
Intercontinental Real Estate Corporation
CRD: 112332
 - 0 1 - Unknown
Intercontinental Securities, Inc.
CRD: 1795
 - 0 0 A INACTIVE
Intercorp Capital, Ltd.
CRD: 28281
 - 0 0 A INACTIVE
Intercredit Capital Markets, Inc.
CRD: 39344
 - 0 0 A INACTIVE
Interest Financial, LLC
CRD: 300418
 - 0 1 - Unknown
Interet Securities Corp.
CRD: 6818
 - 0 0 A INACTIVE
Interfinance Capital Markets, Inc.
CRD: 12996
 - 0 0 A INACTIVE
Interfirst Capital Corporation
CRD: 7659
 - 18 0 D INACTIVE
Interfund Management Services, Inc.
CRD: 116103
 - 0 0 - Unknown
Interfunds
CRD: 136177
 - 0 1 - Unknown
Intergy Private Wealth, LLC
CRD: 315698
 - 0 1 - Unknown
Interinvest Corp Inc
CRD: 108346
 - 0 0 - Unknown
Interlagos Ventures, LLC
CRD: 322121
 - 0 1 - Unknown
Interlinc Financial Advisors, Inc.
CRD: 290740
 - 0 1 - Unknown
Interlink Securities Corp.
CRD: 30505
 - 0 0 A INACTIVE
Interlock Equity LP
CRD: 315618
 - 0 1 - Unknown
Interlock Securities Co.
CRD: 14595
 - 0 0 A INACTIVE
Intermarket Corporation
CRD: 161833
 - 0 1 - Unknown
Intermede Global Partners Inc
CRD: 288616
 - 0 1 - Unknown
Intermede Investment Partners Limited
CRD: 175312
 - 0 0 - Unknown
Intermountain Financial Services, Inc.
CRD: 15386
 - 9 0 D INACTIVE
Intermountain Wealth Management, Inc.
CRD: 148646
 - 0 2 - Unknown
International Asset Management, Inc.
CRD: 114651
 - 0 2 - Unknown
International Assets Advisory, LLC
CRD: 10645
 FL 10 88 B Active
International Assets Investment Management, LLC
CRD: 144426
 - 0 122 - Unknown
Page 734 of 1601 (80,028 total)
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