Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Invesco Capital Markets, Inc. CRD: 6939 | TX | 6 | 7 | B | Active |
| Invesco Distributors, Inc. CRD: 7369 | TX | 3 | 35 | C | Active |
| Invesco Distributors, Inc. CRD: 289 | - | 5 | 0 | C | INACTIVE |
| Invesco European RR L.P CRD: 301129 | - | 0 | 0 | - | Unknown |
| Invesco Global Real Estate Asia Pacific, Inc. CRD: 161544 | - | 0 | 0 | - | Unknown |
| Invesco Hong Kong Limited CRD: 109923 | - | 0 | 0 | - | Unknown |
| Invesco Investment Advisers LLC CRD: 104885 | - | 0 | 1 | - | Unknown |
| Invesco Loan Manager, LLC CRD: 306746 | - | 0 | 1 | - | Unknown |
| Invesco Managed Accounts, LLC CRD: 154461 | - | 0 | 10 | - | Unknown |
| Invesco Management S.A. CRD: 143238 | - | 0 | 0 | - | Unknown |
| Invesco Private Capital, Inc. CRD: 107584 | - | 0 | 1 | - | Unknown |
| Invesco Real Estate Management S.À R.L. CRD: 286069 | - | 0 | 0 | - | Unknown |
| Invesco RR Fund L.P CRD: 301135 | - | 0 | 0 | - | Unknown |
| Invesco Securities, Inc. CRD: 10899 | - | 0 | 0 | A | INACTIVE |
| Invesco Senior Secured Management, Inc. CRD: 107590 | - | 0 | 1 | - | Unknown |
| Invescor Wholesale BD, Inc. CRD: 139828 | - | 0 | 0 | A | INACTIVE |
| Invesdid CRD: 291031 | - | 0 | 1 | - | Unknown |
| Invessence Inc. CRD: 168780 | - | 0 | 0 | - | Unknown |
| Invest Bantu, Inc CRD: 318608 | - | 0 | 0 | - | Unknown |
| Invest by Doing, LLC CRD: 289986 | - | 0 | 0 | - | Unknown |
| Invest Capital LLC CRD: 293495 | - | 0 | 1 | - | Unknown |
| Invest Capital Partners CRD: 287987 | - | 0 | 3 | - | Unknown |
| Invest Financial Advisory Services CRD: 136230 | - | 0 | 0 | - | Unknown |
| Invest Financial Corporation CRD: 12984 | - | 31 | 0 | F | INACTIVE |
| Invest for a Lifetime, LLC CRD: 314555 | - | 0 | 1 | - | Unknown |
| Invest in VOL LLC CRD: 287896 | - | 0 | 0 | - | Unknown |
| Invest Inc. CRD: 146357 | - | 0 | 1 | - | Unknown |
| Invest Plus Wealth Advisors, Inc CRD: 117492 | - | 0 | 0 | - | Unknown |
| Invest Smart USA, Inc. CRD: 168135 | - | 0 | 1 | - | Unknown |
| Invest Track Financial, LLC CRD: 323211 | - | 0 | 1 | - | Unknown |
| Invest With a Goal CRD: 334894 | - | 0 | 1 | - | Unknown |
| Invest-Sure, Inc. CRD: 16114 | - | 0 | 0 | A | INACTIVE |
| Invest/O - Registered Investment Advisors CRD: 156818 | - | 0 | 0 | - | Unknown |
| Investable CRD: 333290 | - | 0 | 1 | - | Unknown |
| Investable Wealth, LLC CRD: 166721 | - | 0 | 1 | - | Unknown |
| Investably LLC CRD: 315745 | - | 0 | 1 | - | Unknown |
| Investacorp Advisory Services Inc CRD: 109011 | - | 0 | 0 | - | Unknown |
| Investacorp, Inc. CRD: 7684 | - | 8 | 0 | D | INACTIVE |
| Investacure, LLC CRD: 291114 | - | 0 | 0 | - | Unknown |
| Investalent LLC CRD: 170070 | - | 0 | 0 | - | Unknown |
| Investall, Inc. CRD: 285955 | - | 0 | 1 | - | Unknown |
| Investamerica Securities, Inc. CRD: 15307 | - | 0 | 0 | A | INACTIVE |
| Investamily, LLC CRD: 290204 | - | 0 | 2 | - | Unknown |
| Investar Ventures LLC CRD: 317473 | - | 0 | 1 | - | Unknown |
| Investature CRD: 332435 | - | 0 | 0 | - | Unknown |
| Investax Wealth Management, LLC. CRD: 166157 | - | 0 | 0 | - | Unknown |
| Investbev CRD: 325508 | - | 0 | 1 | - | Unknown |
| Investcap Securities Group, LLC CRD: 121613 | - | 0 | 0 | A | INACTIVE |
| Investco Securities, Inc. CRD: 24969 | - | 0 | 0 | A | INACTIVE |
| Investcorp Absolute Return Investments LLC CRD: 306860 | - | 0 | 1 | - | Unknown |