Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Investcorp Corsair Infrastructure Partners, L.P. CRD: 329155 | - | 0 | 1 | - | Unknown |
| Investcorp Credit Management EU Limited CRD: 159878 | - | 0 | 0 | - | Unknown |
| Investcorp Credit Management US LLC CRD: 165140 | - | 0 | 1 | - | Unknown |
| Investcorp HC Tech Fund Management, LLC CRD: 306003 | - | 0 | 0 | - | Unknown |
| Investcorp Investment Advisers Limited CRD: 134430 | - | 0 | 0 | - | Unknown |
| Investcorp Investment Advisers LLC CRD: 137790 | - | 0 | 1 | - | Unknown |
| Investcorp Investment Solutions LLC CRD: 314925 | - | 0 | 1 | - | Unknown |
| Investcorp Private Credit Adviser II LLC CRD: 313485 | - | 0 | 0 | - | Unknown |
| Investcorp Private Equity 2007 Fund GP LP CRD: 163063 | - | 0 | 0 | - | Unknown |
| Investcorp Real Estate Credit III GP Limited CRD: 164478 | - | 0 | 0 | - | Unknown |
| Investcorp Secondary GP I LP CRD: 164052 | - | 0 | 0 | - | Unknown |
| Investcorp Technology Fund III Limited Partnership CRD: 163043 | - | 0 | 0 | - | Unknown |
| Investec Alternative Investment Management CRD: 339589 | - | 0 | 0 | - | Unknown |
| Investec Inc. CRD: 18553 | - | 5 | 0 | C | INACTIVE |
| Investec Securities (US) LLC CRD: 138421 | NY | 0 | 2 | A | Active |
| Investec Wealth Strategies CRD: 109417 | - | 0 | 0 | - | Unknown |
| Investeco Capital CRD: 282721 | - | 0 | 0 | - | Unknown |
| Invested Advisors CRD: 311243 | - | 0 | 2 | - | Unknown |
| Invested Interests, LLC CRD: 134836 | - | 0 | 1 | - | Unknown |
| Invested Physician, LLC CRD: 314701 | - | 0 | 0 | - | Unknown |
| Investedge Planning CRD: 316167 | - | 0 | 2 | - | Unknown |
| Investegrity CRD: 322946 | - | 0 | 1 | - | Unknown |
| Investek Company CRD: 124239 | - | 0 | 1 | - | Unknown |
| Investex Securities Group, Inc. CRD: 30094 | - | 10 | 0 | D | INACTIVE |
| Investexas Financial Services, Inc. CRD: 16625 | - | 0 | 0 | A | INACTIVE |
| Investgro LLC CRD: 332766 | - | 0 | 1 | - | Unknown |
| Investifai LLC CRD: 297838 | - | 0 | 0 | - | Unknown |
| Investifi Securities LLC CRD: 289604 | FL | 0 | 4 | A | Active |
| Investin Securities Corp. CRD: 39295 | - | 2 | 0 | B | INACTIVE |
| Investing Forever Advisory CRD: 301680 | - | 0 | 1 | - | Unknown |
| Investing Online LLC CRD: 329196 | - | 0 | 0 | - | Unknown |
| Investing With Purpose, LLC CRD: 301967 | - | 0 | 0 | - | Unknown |
| Investire LLC CRD: 299977 | - | 0 | 0 | - | Unknown |
| Investivist, LLC CRD: 284303 | - | 0 | 0 | - | Unknown |
| Investlinc Wealth Services CRD: 122031 | - | 0 | 0 | - | Unknown |
| Investlinc Wealth Services CRD: 304929 | - | 0 | 0 | - | Unknown |
| Investlinc Wealth Services CRD: 332607 | - | 0 | 1 | - | Unknown |
| Investly Advisors CRD: 286204 | - | 0 | 0 | - | Unknown |
| Investmark Advisory Group LLC CRD: 121060 | - | 0 | 7 | - | Unknown |
| Investmath Private Limited CRD: 313091 | - | 0 | 0 | - | Unknown |
| Investment & Financial Services CRD: 289399 | - | 0 | 0 | - | Unknown |
| Investment & Pensions International, Inc. CRD: 123973 | - | 0 | 0 | - | Unknown |
| Investment & Product Analysis Corporation of Ameri… CRD: 22312 | - | 0 | 0 | A | INACTIVE |
| Investment & Resource Planning CRD: 117604 | - | 0 | 1 | - | Unknown |
| Investment & Retirement Advisors, Inc. CRD: 117000 | - | 0 | 1 | - | Unknown |
| Investment & TAX Strategies, Inc. CRD: 157717 | - | 0 | 1 | - | Unknown |
| Investment Advisor CRD: 308491 | - | 0 | 0 | - | Unknown |
| Investment Advisor Associates, Inc. CRD: 157219 | - | 0 | 3 | - | Unknown |
| Investment Advisor Group CRD: 312448 | - | 0 | 3 | - | Unknown |
| Investment Advisor Institute, LLC CRD: 165120 | - | 0 | 0 | - | Unknown |