Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Investology Inc. CRD: 130408 | - | 0 | 2 | - | Unknown |
| Investor Advisory Group CRD: 106837 | - | 0 | 3 | - | Unknown |
| Investor Coach, LLC CRD: 172884 | - | 0 | 0 | - | Unknown |
| Investor Counsel, LLC CRD: 154858 | - | 0 | 0 | - | Unknown |
| Investor Enterprises, Inc. CRD: 7490 | - | 0 | 0 | A | INACTIVE |
| Investor Excel CRD: 149924 | - | 0 | 0 | - | Unknown |
| Investor FAN CRD: 159301 | - | 0 | 17 | - | Unknown |
| Investor Force Securities, Inc. CRD: 104318 | - | 0 | 0 | A | INACTIVE |
| Investor Portfolio, Inc. CRD: 17610 | - | 0 | 0 | A | INACTIVE |
| Investor Resource Services,Inc. CRD: 14686 | - | 0 | 0 | A | INACTIVE |
| Investor Resources Inc CRD: 110766 | - | 0 | 4 | - | Unknown |
| Investor Resources Inc CRD: 128722 | - | 0 | 2 | - | Unknown |
| Investor Services Agency (ISA) CRD: 29694 | - | 0 | 0 | A | INACTIVE |
| Investor Solutions CRD: 106532 | - | 0 | 0 | - | Unknown |
| Investor Strategies, Inc. CRD: 18249 | - | 0 | 0 | A | INACTIVE |
| Investor Ventures CRD: 334914 | - | 0 | 0 | - | Unknown |
| Investor's Advantage CRD: 315773 | - | 0 | 1 | - | Unknown |
| Investor's Advantage, L.L.C. CRD: 106954 | - | 0 | 0 | - | Unknown |
| Investor's Advocate, LLC CRD: 45801 | - | 7 | 0 | D | INACTIVE |
| Investorbloc CRD: 339421 | - | 0 | 2 | - | Unknown |
| Investorkeep 2, LLC CRD: 315073 | - | 0 | 0 | - | Unknown |
| Investorlogic, LLC CRD: 131096 | - | 0 | 0 | - | Unknown |
| Investors Advantage, Inc. CRD: 17067 | - | 0 | 0 | A | INACTIVE |
| Investors Advisory Services Inc CRD: 105505 | - | 0 | 2 | - | Unknown |
| Investors Asset Management of Georgia Inc CRD: 106796 | - | 0 | 5 | - | Unknown |
| Investors Asset Management, Inc. CRD: 7968 | - | 0 | 0 | A | INACTIVE |
| Investors Associates, Inc. CRD: 958 | - | 0 | 0 | A | INACTIVE |
| Investors Brokerage of Texas, Ltd. CRD: 13037 | TX | 3 | 3 | B | Active |
| Investors Brokerage Services, Inc. CRD: 4257 | - | 2 | 0 | B | INACTIVE |
| Investors Capital Corp. CRD: 30613 | - | 33 | 0 | F | INACTIVE |
| Investors Capital Management Inc CRD: 110823 | - | 0 | 1 | - | Unknown |
| Investors Center, Inc. CRD: 14670 | - | 0 | 0 | A | INACTIVE |
| Investors Choice CRD: 113502 | - | 0 | 1 | - | Unknown |
| Investors Choice CRD: 114834 | - | 0 | 2 | - | Unknown |
| Investors Choice Securities Inc. CRD: 17440 | - | 0 | 0 | A | INACTIVE |
| Investors Company CRD: 2306 | - | 1 | 0 | B | INACTIVE |
| Investors Discount Brokerage,Inc. CRD: 14610 | - | 0 | 0 | A | INACTIVE |
| Investors Discount Corp CRD: 11576 | - | 1 | 0 | B | INACTIVE |
| Investors Diversified Realty Management I LLC CRD: 151913 | - | 0 | 0 | - | Unknown |
| Investors Edge Brokerage Services, Inc. CRD: 37153 | - | 0 | 0 | A | INACTIVE |
| Investors Equity Ownership, Inc. CRD: 10371 | - | 0 | 0 | A | INACTIVE |
| Investors Financial Group CRD: 154168 | - | 0 | 0 | - | Unknown |
| Investors Financial Services Group, Inc. CRD: 14464 | - | 0 | 0 | A | INACTIVE |
| Investors Financial Services, Inc. CRD: 32204 | - | 0 | 0 | A | INACTIVE |
| Investors Financial Services, Incorporated CRD: 7539 | - | 0 | 0 | A | INACTIVE |
| Investors Financial, Inc. CRD: 24793 | - | 0 | 0 | A | INACTIVE |
| Investors First, Inc. CRD: 13094 | - | 0 | 0 | A | INACTIVE |
| Investors Group, Ltd. CRD: 18187 | - | 0 | 0 | A | INACTIVE |
| Investors Growth Corporation CRD: 6460 | - | 0 | 0 | A | INACTIVE |
| Investors International Securities, Inc. CRD: 14500 | - | 0 | 0 | A | INACTIVE |