Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Investors Liquidity Financial, Inc. CRD: 18641 | - | 0 | 0 | A | INACTIVE |
| Investors Management Services Inc CRD: 104724 | - | 0 | 2 | - | Unknown |
| Investors Mosaic CRD: 168619 | - | 0 | 2 | - | Unknown |
| Investors Network Securities, Inc. CRD: 16002 | - | 0 | 0 | A | INACTIVE |
| Investors of Sarasota, Inc. CRD: 16805 | - | 0 | 0 | A | INACTIVE |
| Investors of the Kingdom LLC CRD: 175000 | - | 0 | 0 | - | Unknown |
| Investors Planning Services, Corp. CRD: 5798 | - | 0 | 0 | A | INACTIVE |
| Investors Portfolio Services LLC CRD: 117299 | - | 0 | 1 | - | Unknown |
| Investors Properties, Inc. CRD: 8724 | - | 0 | 0 | A | INACTIVE |
| Investors Resources Group, Inc. CRD: 45752 | - | 0 | 0 | A | INACTIVE |
| Investors Securities Co. CRD: 2330 | - | 0 | 0 | A | INACTIVE |
| Investors Securities Services, LLC. CRD: 122243 | - | 0 | 0 | A | INACTIVE |
| Investors Security Company, Inc. CRD: 2331 | - | 18 | 0 | F | INACTIVE |
| Investors Services Incorporated CRD: 36210 | - | 0 | 0 | A | INACTIVE |
| Investors Services of Hartford, Inc. CRD: 6885 | - | 0 | 0 | A | INACTIVE |
| Investors Sheltered Securities, Inc. CRD: 6233 | - | 0 | 0 | A | INACTIVE |
| Investors ST. CRD: 30779 | - | 2 | 0 | B | INACTIVE |
| Investors' Capital, LLC CRD: 44538 | - | 0 | 0 | A | INACTIVE |
| Investorstrust CRD: 132119 | - | 0 | 0 | - | Unknown |
| Investperity, LLC CRD: 287785 | - | 0 | 0 | - | Unknown |
| Investplex LLC CRD: 283666 | - | 0 | 0 | - | Unknown |
| Investream CRD: 324008 | - | 0 | 1 | - | Unknown |
| Investrust, Inc. CRD: 104367 | - | 0 | 0 | A | INACTIVE |
| Investry, LLC CRD: 310803 | - | 0 | 1 | - | Unknown |
| Investscape Inc. CRD: 39992 | - | 4 | 0 | C | INACTIVE |
| Investshares CRD: 151369 | - | 0 | 0 | A | INACTIVE |
| Investshares Advisor Group LLC CRD: 168085 | - | 0 | 0 | - | Unknown |
| Investsmart, Inc. CRD: 15264 | - | 0 | 0 | A | INACTIVE |
| Investsmart, Inc. CRD: 45458 | - | 0 | 0 | A | INACTIVE |
| Investsornay CRD: 315330 | - | 0 | 0 | - | Unknown |
| Investsouth Financial Services, Inc. CRD: 126553 | - | 0 | 1 | - | Unknown |
| Investure, LLC CRD: 130099 | - | 0 | 1 | - | Unknown |
| Investus Advisers LLC CRD: 282767 | - | 0 | 0 | - | Unknown |
| Investus Financial CRD: 140153 | - | 0 | 2 | - | Unknown |
| Investvisor CRD: 289064 | - | 0 | 0 | - | Unknown |
| Investwise, Inc. CRD: 300754 | - | 0 | 0 | - | Unknown |
| Investx Markets LLC CRD: 148248 | NY | 0 | 2 | A | Active |
| Investx Master GP1 Inc. CRD: 305400 | - | 0 | 0 | - | Unknown |
| Invethic CRD: 281287 | - | 0 | 0 | - | Unknown |
| Invex Advisors LLC CRD: 164519 | - | 0 | 2 | - | Unknown |
| Invex Financial, LLC CRD: 282850 | - | 0 | 0 | - | Unknown |
| Invex Next, LLC CRD: 328201 | - | 0 | 1 | - | Unknown |
| Invex, LLC. CRD: 30032 | FL | 3 | 2 | B | Active |
| Invicta Advisors LLC CRD: 298868 | - | 0 | 11 | - | Unknown |
| Invicta Capital LLC CRD: 288101 | PA | 0 | 6 | A | Active |
| Invicta Financial Group CRD: 288008 | - | 0 | 8 | - | Unknown |
| Invicta Securities, Inc. CRD: 10308 | - | 0 | 0 | A | INACTIVE |
| Invictus Advisory Services CRD: 312399 | - | 0 | 1 | - | Unknown |
| Invictus Capital Investors CRD: 285851 | - | 0 | 0 | - | Unknown |
| Invictus Capital Partners CRD: 157315 | - | 0 | 1 | - | Unknown |