Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Invictus Financial Services CRD: 340343 | - | 0 | 1 | - | Unknown |
| Invictus Global Management LLC CRD: 305260 | - | 0 | 0 | - | Unknown |
| Invictus Growth Partners CRD: 311947 | - | 0 | 1 | - | Unknown |
| Invictus Investment Advisors CRD: 306609 | - | 0 | 1 | - | Unknown |
| Invictus Private Wealth, LLC CRD: 317727 | - | 0 | 1 | - | Unknown |
| Invictus RG PTE. Ltd. CRD: 282352 | - | 0 | 0 | - | Unknown |
| Invictus Securities LLC CRD: 45632 | - | 0 | 0 | A | INACTIVE |
| Invictus Timing Service Ltd CRD: 106372 | - | 0 | 1 | - | Unknown |
| Inview Investment Company, LLC CRD: 317362 | - | 0 | 0 | - | Unknown |
| Inview Investments CRD: 174533 | - | 0 | 0 | - | Unknown |
| Inview Investments CRD: 126876 | - | 0 | 0 | - | Unknown |
| Invision Capital Advisor, LLC CRD: 285260 | - | 0 | 1 | - | Unknown |
| Invision Management Inc. CRD: 330151 | - | 0 | 1 | - | Unknown |
| Invisor CRD: 174890 | - | 0 | 1 | - | Unknown |
| Invista Advisors CRD: 282899 | - | 0 | 3 | - | Unknown |
| Invite Wealth Management CRD: 315188 | - | 0 | 0 | - | Unknown |
| Invivium Capital CRD: 328170 | - | 0 | 1 | - | Unknown |
| Invst, LLC CRD: 282863 | - | 0 | 23 | - | Unknown |
| Invstr Financial LLC CRD: 310075 | - | 0 | 0 | - | Unknown |
| Invus Financial Advisors, LLC CRD: 161603 | - | 0 | 1 | - | Unknown |
| Inwood Asset Management, Inc. CRD: 120779 | - | 0 | 0 | - | Unknown |
| INX Securities, LLC CRD: 162182 | PA | 0 | 2 | A | Active |
| Inyarek RNG Management, LP CRD: 329308 | - | 0 | 1 | - | Unknown |
| IO Advisors, LLC CRD: 290889 | - | 0 | 0 | - | Unknown |
| IOA Securities, LLC CRD: 304185 | FL | 0 | 2 | A | Active |
| IOG Capital, LP CRD: 171940 | - | 0 | 0 | - | Unknown |
| IOI Capital and Markets, LLC CRD: 290944 | - | 0 | 0 | A | INACTIVE |
| Iolar Ventures CRD: 327957 | - | 0 | 1 | - | Unknown |
| Iolite Asset Management CRD: 338911 | - | 0 | 2 | - | Unknown |
| Iomnifunds LLC CRD: 299329 | - | 0 | 0 | - | Unknown |
| Iomnivest LLC CRD: 290196 | - | 0 | 0 | - | Unknown |
| ION Asset Management CRD: 342243 | - | 0 | 0 | - | Unknown |
| ION Asset Management Ltd. CRD: 233786 | - | 0 | 0 | - | Unknown |
| ION Crossover Partners Ltd CRD: 315037 | - | 0 | 0 | - | Unknown |
| ION Macro Management LLC CRD: 333540 | - | 0 | 1 | - | Unknown |
| ION Pacific Investment Management Ltd. CRD: 309384 | - | 0 | 0 | - | Unknown |
| ION Pacific, Inc. CRD: 328607 | - | 0 | 1 | - | Unknown |
| ION Partners LLC CRD: 133874 | - | 0 | 0 | A | INACTIVE |
| ION Private Equity Partners Ltd. CRD: 342586 | - | 0 | 0 | - | Unknown |
| Ionic Capital Management LLC CRD: 156400 | - | 0 | 1 | - | Unknown |
| IOR CRD: 311647 | - | 0 | 1 | - | Unknown |
| Iowa Capital Corporation CRD: 19542 | - | 0 | 0 | A | INACTIVE |
| Iowa Realty Securities Corporation CRD: 15603 | - | 0 | 0 | A | INACTIVE |
| Iowa Wealth Management, LLC CRD: 286435 | - | 0 | 1 | - | Unknown |
| Iowa Wisconsin Capital Inc. CRD: 10662 | - | 0 | 0 | A | INACTIVE |
| IP Capital Partners CRD: 167888 | - | 0 | 0 | - | Unknown |
| IP Edge LLC CRD: 321011 | - | 0 | 1 | - | Unknown |
| IP Financial Advisory Services LLC CRD: 305772 | - | 0 | 136 | - | Unknown |
| Ipanema Ventures Inc. CRD: 323056 | - | 0 | 0 | - | Unknown |
| IPC Private Wealth Partners, LLC CRD: 284726 | - | 0 | 0 | - | Unknown |