Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Ipcc Advisor, LP CRD: 323562 | - | 0 | 0 | - | Unknown |
| Ipcp Management, LLC CRD: 316853 | - | 0 | 1 | - | Unknown |
| Ipex, Inc. CRD: 124337 | - | 0 | 1 | - | Unknown |
| IPG Investment Advisors, LLC CRD: 152990 | - | 0 | 17 | - | Unknown |
| IPG Investment Management, LLC CRD: 287682 | - | 0 | 0 | - | Unknown |
| IPG Securities Corporation CRD: 8354 | - | 0 | 0 | A | INACTIVE |
| IPI Partners, LLC CRD: 284694 | - | 0 | 0 | - | Unknown |
| IPI Securities, Inc. CRD: 16068 | - | 0 | 0 | A | INACTIVE |
| IPI Wealth Management, Inc. CRD: 111872 | - | 0 | 60 | - | Unknown |
| Ipic, Inc. CRD: 116426 | - | 0 | 2 | - | Unknown |
| Iplan CRD: 294929 | - | 0 | 1 | - | Unknown |
| IPM Informed Portfolio Management AB CRD: 158110 | - | 0 | 0 | - | Unknown |
| IPN Investment Services, Inc. CRD: 19379 | - | 0 | 0 | A | INACTIVE |
| IPO.COM Securities, Inc. CRD: 104007 | - | 1 | 0 | B | INACTIVE |
| IPOFACTORY.COM Securities, Inc. CRD: 47973 | - | 0 | 0 | A | INACTIVE |
| IPOMARKET.COM CRD: 43709 | - | 1 | 0 | B | INACTIVE |
| Ipor Capital, LLC CRD: 134751 | - | 0 | 0 | A | INACTIVE |
| Iposharks Venture Master Fund, LLC CRD: 328953 | - | 0 | 1 | - | Unknown |
| IPS Advisors CRD: 172840 | - | 0 | 0 | - | Unknown |
| Ipsen Advisor Group CRD: 318010 | - | 0 | 1 | - | Unknown |
| Ipsun-Ling Financial Group, Inc. CRD: 11298 | - | 0 | 0 | A | INACTIVE |
| Ipswich Investment Management Company, Inc CRD: 106625 | - | 0 | 1 | - | Unknown |
| IPV CRD: 162479 | - | 0 | 0 | - | Unknown |
| IPV Capital CRD: 326471 | - | 0 | 0 | - | Unknown |
| IQ Capital (USA) LLC CRD: 283405 | - | 0 | 0 | A | INACTIVE |
| IQ Capital Strategy LLC CRD: 288724 | - | 0 | 2 | - | Unknown |
| IQ EQ Fund Management (Ireland) Limited CRD: 171792 | - | 0 | 0 | - | Unknown |
| IQ EQ Fund Management (Singapore) Private Limited CRD: 281555 | - | 0 | 0 | - | Unknown |
| IQ EQ Management CRD: 331607 | - | 0 | 0 | - | Unknown |
| IQ Financial Services, Inc. CRD: 125370 | - | 0 | 0 | - | Unknown |
| IQ Portfolios CRD: 306243 | - | 0 | 1 | - | Unknown |
| IQ Retirement Portfolios LLC CRD: 308294 | - | 0 | 2 | - | Unknown |
| IQ Securities, Inc CRD: 104017 | - | 0 | 0 | A | INACTIVE |
| IQ Trends Private Client Asset Management CRD: 118358 | - | 0 | 1 | - | Unknown |
| IQ Ventures, Inc. CRD: 104106 | - | 0 | 0 | A | INACTIVE |
| Iqcio LLC CRD: 285435 | - | 0 | 1 | - | Unknown |
| Iqtick Advisors CRD: 151543 | - | 0 | 0 | - | Unknown |
| Iquantifi CRD: 169237 | - | 0 | 0 | - | Unknown |
| Iqvestment, LLC CRD: 157514 | - | 0 | 4 | - | Unknown |
| IRA Advisors LLC CRD: 298797 | - | 0 | 0 | - | Unknown |
| IRA B. Marshall REG. INV. ADV. (RIA) BUS. FIN. and… CRD: 134907 | - | 0 | 0 | - | Unknown |
| IRA Group, Inc. CRD: 126246 | - | 0 | 2 | - | Unknown |
| IRA S Lipkin, Ltd. CRD: 23164 | - | 0 | 0 | A | INACTIVE |
| IRA Wealth Management CRD: 133403 | - | 0 | 0 | - | Unknown |
| IRC Investments Inc. CRD: 30848 | - | 0 | 0 | A | INACTIVE |
| IRC Securities CRD: 16049 | - | 0 | 0 | A | INACTIVE |
| IRC Securities LLC CRD: 150022 | NY | 1 | 2 | B | Active |
| IRC Wealth CRD: 132022 | - | 0 | 4 | - | Unknown |
| IRE (Cayman) Limited CRD: 162075 | - | 0 | 0 | - | Unknown |
| Ireap Financial Planning CRD: 319359 | - | 0 | 0 | - | Unknown |