Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Iref Capital Partners LLC CRD: 334012 | - | 0 | 1 | - | Unknown |
| Irene Mack, CPA, a Professional Corporation CRD: 137005 | - | 0 | 0 | - | Unknown |
| IRG Securities, Inc. CRD: 4182 | - | 0 | 0 | A | INACTIVE |
| IRI Investment Advisors, LLC CRD: 157291 | - | 0 | 0 | - | Unknown |
| Iridian Asset Management LLC CRD: 104550 | - | 0 | 1 | - | Unknown |
| Iris Advisors CRD: 126162 | - | 0 | 1 | - | Unknown |
| Iris Capital Group LLC CRD: 323089 | - | 0 | 1 | - | Unknown |
| Irish Capital LLC CRD: 334498 | - | 0 | 1 | - | Unknown |
| IRL Financial, LLC CRD: 306575 | - | 0 | 1 | - | Unknown |
| IRM Management CRD: 341486 | - | 0 | 1 | - | Unknown |
| Iron Branch Wealth LLC CRD: 338597 | - | 0 | 1 | - | Unknown |
| Iron Capital Advisors Inc. CRD: 127773 | - | 0 | 0 | - | Unknown |
| Iron Capital Markets, Inc. CRD: 111866 | - | 0 | 0 | A | INACTIVE |
| Iron Compass LLC CRD: 170066 | - | 0 | 0 | - | Unknown |
| Iron Condor Capital CRD: 318715 | - | 0 | 0 | - | Unknown |
| Iron Edge Management LLC CRD: 314584 | - | 0 | 0 | - | Unknown |
| Iron ELK Capital Advisors CRD: 338607 | - | 0 | 0 | - | Unknown |
| Iron EYE Strategies, LLC CRD: 155085 | - | 0 | 0 | - | Unknown |
| Iron Financial LLC CRD: 106682 | - | 0 | 2 | - | Unknown |
| Iron Forge Financial CRD: 334445 | - | 0 | 1 | - | Unknown |
| Iron Gate Global Advisors CRD: 111177 | - | 0 | 1 | - | Unknown |
| Iron Gate Wealth Advisors, LLC CRD: 156453 | - | 0 | 1 | - | Unknown |
| Iron Horse Capital, Inc. CRD: 319015 | - | 0 | 1 | - | Unknown |
| Iron Horse Financial Services LLC CRD: 327802 | - | 0 | 5 | - | Unknown |
| Iron Horse Wealth Management, LLC CRD: 165164 | - | 0 | 0 | - | Unknown |
| Iron Link Capital LLC CRD: 320936 | - | 0 | 1 | - | Unknown |
| Iron Lion Capital CRD: 157946 | - | 0 | 0 | - | Unknown |
| Iron Logic Wealth Advisory, LLC CRD: 152384 | - | 0 | 0 | - | Unknown |
| Iron Mountain Financial, Inc. CRD: 171999 | - | 0 | 0 | - | Unknown |
| Iron OAK Capital Management CRD: 169122 | - | 0 | 2 | - | Unknown |
| Iron Park Capital Partners, LP CRD: 304247 | - | 0 | 0 | - | Unknown |
| Iron Path Capital, L.P. CRD: 316139 | - | 0 | 1 | - | Unknown |
| Iron Path Wealth Management, Inc. CRD: 309149 | - | 0 | 1 | - | Unknown |
| Iron Pillar Holdings Ltd. CRD: 312266 | - | 0 | 0 | - | Unknown |
| Iron Point Partners, LLC CRD: 157078 | - | 0 | 4 | - | Unknown |
| Iron River Capital LLC CRD: 173307 | - | 0 | 4 | - | Unknown |
| Iron Road CRD: 311552 | - | 0 | 1 | - | Unknown |
| Iron Street Securities Inc. CRD: 46338 | - | 0 | 0 | A | INACTIVE |
| Iron Triangle Partners LP CRD: 302077 | - | 0 | 0 | - | Unknown |
| Iron Valley Investments LLC CRD: 335187 | - | 0 | 0 | - | Unknown |
| Iron Valley Wealth Management, LLC CRD: 164562 | - | 0 | 0 | - | Unknown |
| Ironarc Management, LLC CRD: 336462 | - | 0 | 1 | - | Unknown |
| Ironbear Wealth Management CRD: 164434 | - | 0 | 0 | - | Unknown |
| Ironbound Advisory LLC CRD: 309467 | - | 0 | 2 | - | Unknown |
| Ironbridge Equity Partners Management IV Limited CRD: 319536 | - | 0 | 0 | - | Unknown |
| Ironbridge Equity Partners Management Limited CRD: 169899 | - | 0 | 0 | - | Unknown |
| Ironbridge LLC CRD: 113637 | - | 2 | 0 | B | INACTIVE |
| Ironbridge Private Wealth, LLC CRD: 287714 | - | 0 | 1 | - | Unknown |
| Ironbrook Financial CRD: 155367 | - | 0 | 0 | - | Unknown |
| Ironchain Advisors, LLC CRD: 296113 | - | 0 | 0 | - | Unknown |