Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Ironclad Financial CRD: 321831 | - | 0 | 0 | - | Unknown |
| Ironclad Income Strategies LLC CRD: 341056 | - | 0 | 1 | - | Unknown |
| Ironclad Investments LLC CRD: 154872 | - | 0 | 1 | - | Unknown |
| Ironclad Strategies LLC CRD: 297260 | - | 0 | 0 | - | Unknown |
| Ironclad Trading Institute LLC CRD: 341063 | - | 0 | 1 | - | Unknown |
| Ironfjord Wealth Management CRD: 333955 | - | 0 | 1 | - | Unknown |
| Irongate Financial Services, Inc. CRD: 113378 | - | 0 | 0 | - | Unknown |
| Irongate International, L.L.C. CRD: 119818 | - | 0 | 0 | - | Unknown |
| Irongate Partners, Inc. CRD: 118472 | - | 0 | 0 | - | Unknown |
| Ironhorn Advisors LLC CRD: 339425 | - | 0 | 2 | - | Unknown |
| Ironhorse Capital LLC CRD: 148572 | - | 0 | 1 | - | Unknown |
| Ironhorse Securities Inc. CRD: 38986 | - | 0 | 0 | A | INACTIVE |
| Ironleaf Capital, L.P CRD: 339229 | - | 0 | 1 | - | Unknown |
| Ironlight Markets, LLC CRD: 330576 | NY | 0 | 2 | A | Active |
| Ironmark Advisors, LLC CRD: 137930 | - | 0 | 0 | - | Unknown |
| Ironoak Wealth CRD: 306403 | - | 0 | 2 | - | Unknown |
| Ironpine Ventures LLC CRD: 330463 | - | 0 | 1 | - | Unknown |
| Ironshore Financial CRD: 294053 | - | 0 | 1 | - | Unknown |
| Ironside Capital LLC CRD: 300128 | - | 0 | 1 | - | Unknown |
| Ironside Financial Group, LLC CRD: 306568 | - | 0 | 0 | - | Unknown |
| Ironsides Asset Advisors, LLC CRD: 161683 | - | 0 | 3 | - | Unknown |
| Ironsides Partners LLC CRD: 157278 | - | 0 | 0 | - | Unknown |
| Ironspring, LLC CRD: 304355 | - | 0 | 1 | - | Unknown |
| Ironstone Securities, Inc. CRD: 130335 | - | 0 | 0 | A | INACTIVE |
| Irontree Advisors LLC CRD: 167587 | - | 0 | 1 | - | Unknown |
| Irontree Wealth Management, Inc. CRD: 291515 | - | 0 | 2 | - | Unknown |
| Ironview Capital Management, LLC CRD: 150250 | - | 0 | 8 | - | Unknown |
| Ironwood Asset Advisors, Inc. CRD: 283045 | - | 0 | 0 | - | Unknown |
| Ironwood Capital Advisors III LLC CRD: 161221 | - | 0 | 0 | - | Unknown |
| Ironwood Capital Advisors LLC CRD: 321642 | - | 0 | 1 | - | Unknown |
| Ironwood Capital Connecticut I LLC CRD: 321171 | - | 0 | 1 | - | Unknown |
| Ironwood Capital Ltd. CRD: 28648 | - | 0 | 0 | A | INACTIVE |
| Ironwood Capital Ltd. CRD: 102560 | - | 0 | 0 | A | INACTIVE |
| Ironwood Capital Management Corp CRD: 109330 | - | 0 | 1 | - | Unknown |
| Ironwood Financial, LLC CRD: 151004 | - | 0 | 6 | - | Unknown |
| Ironwood Investment Advisers, LLC CRD: 286591 | - | 0 | 1 | - | Unknown |
| Ironwood Investment Counsel, LLC CRD: 110623 | - | 0 | 1 | - | Unknown |
| Ironwood Investment Group LLC CRD: 339128 | - | 0 | 1 | - | Unknown |
| Ironwood Investment Management, LLC CRD: 108467 | - | 0 | 3 | - | Unknown |
| Ironwood Partners Management, L.P. CRD: 163420 | - | 0 | 0 | - | Unknown |
| Ironwood Securities, Inc. CRD: 13543 | - | 0 | 0 | A | INACTIVE |
| Ironwood Wealth Management LLC CRD: 171008 | - | 0 | 1 | - | Unknown |
| Ironwood Wealth Management, Inc. CRD: 128699 | - | 0 | 2 | - | Unknown |
| Ironworks Investments, Inc. CRD: 285634 | - | 0 | 0 | - | Unknown |
| Iroquois Capital Management, LLC CRD: 159769 | - | 0 | 0 | - | Unknown |
| IRR Advisers LLC CRD: 47084 | - | 0 | 0 | A | INACTIVE |
| IRR Capital Markets, Inc. CRD: 117547 | - | 1 | 0 | B | INACTIVE |
| Irradiant Partners, LP CRD: 315416 | - | 0 | 0 | - | Unknown |
| Irrvrntvc, LLC CRD: 315806 | - | 0 | 0 | - | Unknown |
| Irus Advisory Corporation CRD: 119140 | - | 0 | 1 | - | Unknown |