Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Irvine Securities, Inc. CRD: 34796 | - | 4 | 0 | C | INACTIVE |
| Irvine Wealth Management CRD: 277123 | - | 0 | 0 | - | Unknown |
| Irving Advisory Group, LLC CRD: 160169 | - | 0 | 1 | - | Unknown |
| Irving Gluck Certified Public Accountant CRD: 315735 | - | 0 | 1 | - | Unknown |
| Irving H. Lederman Co. CRD: 5440 | - | 2 | 0 | B | INACTIVE |
| Irving Lipsiner Associates, Inc. CRD: 4079 | - | 0 | 0 | A | INACTIVE |
| Irving Magee Investment Management, LLC CRD: 155040 | - | 0 | 0 | - | Unknown |
| Irving Place Capital Management, L.P. CRD: 157579 | - | 0 | 0 | - | Unknown |
| Irving Planning & Investments, Ltd. CRD: 109978 | - | 0 | 1 | - | Unknown |
| Irving Statman CRD: 14477 | - | 0 | 0 | A | INACTIVE |
| Irwin M. Balbera & Co., Inc. CRD: 32665 | - | 0 | 0 | A | INACTIVE |
| Irwin Union Securities CRD: 18415 | - | 1 | 0 | B | INACTIVE |
| IS Capital Management CRD: 306787 | - | 0 | 1 | - | Unknown |
| ISA Ventures Fund Management, LLC CRD: 310048 | - | 0 | 1 | - | Unknown |
| Isaac Mayanja CRD: 134376 | - | 0 | 0 | - | Unknown |
| Isaac, Patricia Kemble CRD: 46581 | - | 0 | 0 | A | INACTIVE |
| Isaacs & Associates, LLC CRD: 324222 | - | 0 | 1 | - | Unknown |
| Isaak Bond Investments, Inc. CRD: 7413 | CO | 8 | 3 | C | Active |
| Isadore Private Wealth, LLC CRD: 172107 | - | 0 | 1 | - | Unknown |
| Isadore Retirement Group, LLC CRD: 288425 | - | 0 | 1 | - | Unknown |
| Isakov Planning Group Inc. CRD: 153685 | - | 0 | 2 | - | Unknown |
| Isam Funds (UK) Limited CRD: 307680 | - | 0 | 0 | - | Unknown |
| Isam Funds (USA) LLC CRD: 307934 | - | 0 | 1 | - | Unknown |
| Isbin Investments, Inc. CRD: 20886 | - | 0 | 0 | A | INACTIVE |
| ISC Advisors, Inc. CRD: 166586 | - | 0 | 18 | - | Unknown |
| ISC Capital Corporation CRD: 8480 | - | 0 | 0 | A | INACTIVE |
| ISC Financial Advisors CRD: 157626 | - | 0 | 11 | - | Unknown |
| ISC Securities, Inc. CRD: 8183 | - | 0 | 0 | A | INACTIVE |
| Isectors, LLC CRD: 147589 | - | 0 | 1 | - | Unknown |
| Iseed Ventures, LLC CRD: 297342 | - | 0 | 1 | - | Unknown |
| Iselect Fund Management, LLC CRD: 285182 | - | 0 | 1 | - | Unknown |
| Iseler Financial CRD: 304647 | - | 0 | 1 | - | Unknown |
| ISF Advisory, LLC CRD: 317376 | - | 0 | 2 | - | Unknown |
| ISF Management CRD: 139134 | - | 0 | 0 | - | Unknown |
| ISG Equity Sales Corporation CRD: 42175 | - | 0 | 0 | A | INACTIVE |
| Isgam US LLC CRD: 320841 | - | 0 | 2 | - | Unknown |
| Ishara Investments LP CRD: 331869 | - | 0 | 1 | - | Unknown |
| Isherpa Capital LLC CRD: 163863 | - | 0 | 1 | - | Unknown |
| ISI Capital, LLC CRD: 46869 | - | 0 | 0 | A | INACTIVE |
| ISI Corporation CRD: 6858 | - | 0 | 0 | A | INACTIVE |
| ISI Financial Group Inc CRD: 107356 | - | 0 | 0 | - | Unknown |
| Islamorada Investment Management, LLP CRD: 146930 | - | 0 | 0 | - | Unknown |
| Island Capital Funds CRD: 282073 | - | 0 | 0 | - | Unknown |
| Island Financial Advisors CRD: 311662 | - | 0 | 1 | - | Unknown |
| Island Insight Wealth LLC CRD: 342269 | - | 0 | 2 | - | Unknown |
| Island Investment Management LLC CRD: 308097 | - | 0 | 1 | - | Unknown |
| Island Investment Services, Inc. CRD: 25037 | - | 0 | 0 | A | INACTIVE |
| Island Light Capital CRD: 162187 | - | 0 | 0 | - | Unknown |
| Island Planning Corp. of America CRD: 444 | - | 0 | 0 | A | INACTIVE |
| Island Securities CRD: 14905 | - | 0 | 0 | A | INACTIVE |