Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Island Securities, Inc. CRD: 6810 | - | 0 | 0 | A | INACTIVE |
| Island Trading CRD: 111468 | - | 3 | 0 | C | INACTIVE |
| Island Wealth Management CRD: 307346 | - | 0 | 1 | - | Unknown |
| Islander Advisory Group LLC CRD: 338647 | - | 0 | 1 | - | Unknown |
| Islander Capital Partners, L.P. CRD: 326856 | - | 0 | 1 | - | Unknown |
| Islands East Advisors CRD: 327578 | - | 0 | 1 | - | Unknown |
| Isler Wealth Management, LLC CRD: 285831 | - | 0 | 2 | - | Unknown |
| Islet Management, LP CRD: 290576 | - | 0 | 1 | - | Unknown |
| Ismail, Mustafa CRD: 334714 | - | 0 | 1 | - | Unknown |
| ISO-MTS Capital Management LP CRD: 322648 | - | 0 | 1 | - | Unknown |
| Isomer Capital LLP CRD: 331630 | - | 0 | 0 | - | Unknown |
| Isomer Partners LP CRD: 289530 | - | 0 | 0 | - | Unknown |
| Isometry Capital, LLC CRD: 307544 | - | 0 | 1 | - | Unknown |
| Isomorphism CRD: 44708 | - | 0 | 0 | A | INACTIVE |
| Ispartners Investment Solutions AG CRD: 169224 | - | 0 | 0 | - | Unknown |
| ISQ Capital CRD: 340355 | - | 0 | 2 | - | Unknown |
| ISQ Openinfra Registered Advisor LLC CRD: 332721 | - | 0 | 1 | - | Unknown |
| Israel American Securities, Inc. CRD: 14431 | - | 0 | 0 | A | INACTIVE |
| Israel Cleantech Ventures CRD: 162838 | - | 0 | 0 | - | Unknown |
| Israel Investment Advisors, LLC CRD: 153952 | - | 0 | 1 | - | Unknown |
| Israel Investment Fund Group CRD: 323002 | - | 0 | 1 | - | Unknown |
| Israel Martin Michael CRD: 34162 | - | 0 | 0 | A | INACTIVE |
| Israels Ferguson Asset Advisors LLC CRD: 151317 | - | 0 | 1 | - | Unknown |
| Israilov Financial CRD: 331897 | - | 0 | 1 | - | Unknown |
| Issachar Technologies LP CRD: 322046 | - | 0 | 0 | - | Unknown |
| IST Institutional Securities Trading CRD: 17139 | - | 0 | 0 | A | INACTIVE |
| Istanbul Portfoy Yonetimi a.s. CRD: 339095 | - | 0 | 0 | - | Unknown |
| Isthmus Partners, LLC CRD: 171279 | - | 0 | 1 | - | Unknown |
| Isto Advisors, LLC CRD: 284560 | - | 0 | 6 | - | Unknown |
| ISU Securities, Inc. CRD: 28293 | - | 0 | 0 | A | INACTIVE |
| ISV MC, LLC CRD: 339779 | - | 0 | 1 | - | Unknown |
| Iszo Capital Management LP CRD: 163784 | - | 0 | 0 | - | Unknown |
| IT Matters Financial, LLC CRD: 284275 | - | 0 | 1 | - | Unknown |
| IT'S NOT Just Money, Inc. CRD: 113372 | - | 0 | 0 | - | Unknown |
| ITA Financial Services, LLC CRD: 38649 | - | 1 | 0 | B | INACTIVE |
| Itani Wealth Management CRD: 304653 | - | 0 | 0 | - | Unknown |
| Itasca Wealth Management, LLC CRD: 176512 | - | 0 | 0 | - | Unknown |
| Itau BBA USA Securities, Inc. CRD: 118817 | NY | 3 | 3 | B | Active |
| Itau International Securities Inc. CRD: 144769 | FL | 0 | 14 | A | Active |
| Itau USA Asset Management CRD: 156313 | - | 0 | 1 | - | Unknown |
| Itaxandinvestments Inc CRD: 338765 | - | 0 | 2 | - | Unknown |
| ITB Distributors, Inc. CRD: 5410 | - | 0 | 0 | A | INACTIVE |
| ITB Securities, LLC CRD: 132665 | - | 0 | 0 | A | INACTIVE |
| ITB Trading, LP CRD: 134611 | - | 0 | 0 | A | INACTIVE |
| ITC Advisory Services, LLC CRD: 339265 | - | 0 | 1 | - | Unknown |
| ITC Broadband Manager LLC CRD: 316246 | - | 0 | 1 | - | Unknown |
| ITE Management L.P. CRD: 277037 | - | 0 | 1 | - | Unknown |
| Iter Investments Management, LLC CRD: 316010 | - | 0 | 0 | - | Unknown |
| Iter Occidentale, Inc CRD: 36574 | - | 1 | 0 | B | INACTIVE |
| Itero Capital, LLC CRD: 289422 | - | 0 | 1 | - | Unknown |