Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| ITG Execution Services, Inc. CRD: 5247 | - | 2 | 0 | B | INACTIVE |
| Ithaca Wealth Management CRD: 307643 | - | 0 | 1 | - | Unknown |
| Ithaka Infrastructure Partners Sgeic, S.L. CRD: 340955 | - | 0 | 0 | - | Unknown |
| Ithaka Strategic Partners CRD: 308309 | - | 0 | 1 | - | Unknown |
| Ithax Financial LLC CRD: 317697 | - | 0 | 0 | - | Unknown |
| ITI Financial Management CRD: 152658 | - | 0 | 1 | - | Unknown |
| ITM, Inc. (D/B/a Resource Consultants, Inc.) CRD: 135472 | - | 0 | 1 | - | Unknown |
| ITRADEDIRECT.COM Corp CRD: 18281 | - | 16 | 0 | D | INACTIVE |
| ITS Asset Management, L.P. CRD: 106977 | - | 0 | 4 | - | Unknown |
| ITS Capital, Inc. CRD: 18165 | - | 0 | 0 | A | INACTIVE |
| ITT Financial Securities, Inc. CRD: 14044 | - | 0 | 0 | A | INACTIVE |
| IUR Capital, LLC CRD: 153630 | - | 0 | 0 | - | Unknown |
| IUR Securities LLC CRD: 299039 | FL | 0 | 3 | A | Active |
| IV Lions LLC CRD: 287770 | - | 0 | 0 | - | Unknown |
| IV Lions LLC CRD: 166339 | - | 0 | 0 | - | Unknown |
| Ivaldi Capital LLP CRD: 285652 | - | 0 | 0 | - | Unknown |
| Ivan Capital Management, Inc. CRD: 114133 | - | 0 | 2 | - | Unknown |
| Ivanets Investments LLC CRD: 336558 | - | 0 | 1 | - | Unknown |
| Ivanoff Wealth Management Inc. CRD: 325275 | - | 0 | 2 | - | Unknown |
| IVC Wealth Advisors LLC CRD: 301127 | - | 0 | 1 | - | Unknown |
| Ivernia Capital, LLC CRD: 282833 | - | 0 | 0 | - | Unknown |
| Ivest Financial Group, Inc. CRD: 16217 | - | 0 | 0 | A | INACTIVE |
| Ivesta Corp CRD: 337603 | - | 0 | 1 | - | Unknown |
| Ivesta, LLC CRD: 283729 | - | 0 | 0 | - | Unknown |
| IVI AI LLC CRD: 331911 | - | 0 | 0 | - | Unknown |
| IVI or Intrinsic Value Investors CRD: 157597 | - | 0 | 0 | - | Unknown |
| Ivison Consulting, LLC CRD: 289713 | - | 0 | 0 | - | Unknown |
| IVM Group, LLC CRD: 300762 | - | 0 | 1 | - | Unknown |
| IVM Management, LLC CRD: 161687 | - | 0 | 0 | - | Unknown |
| Ivory BAY Capital LLC CRD: 301283 | - | 0 | 0 | - | Unknown |
| Ivory Investment Management, LLC CRD: 137370 | - | 0 | 0 | - | Unknown |
| Ivory Wealth Management Inc. CRD: 171422 | - | 0 | 1 | - | Unknown |
| IVP Advisory Co. Ltd CRD: 170944 | - | 0 | 0 | - | Unknown |
| IVP Capital, LLC CRD: 104197 | NY | 0 | 3 | A | Active |
| Ivway Corporation CRD: 286249 | - | 0 | 0 | - | Unknown |
| IVY CRD: 281668 | - | 0 | 0 | - | Unknown |
| IVY & Co. CRD: 333600 | - | 0 | 1 | - | Unknown |
| IVY Advisors, LLC CRD: 145461 | - | 0 | 1 | - | Unknown |
| IVY Creek Capital LLC CRD: 323245 | - | 0 | 0 | - | Unknown |
| IVY Distributors, Inc. CRD: 16496 | - | 1 | 0 | B | INACTIVE |
| IVY Equities II, LLC CRD: 159338 | - | 0 | 0 | - | Unknown |
| IVY Evergreen, LLC CRD: 324430 | - | 0 | 1 | - | Unknown |
| IVY Financial Services, Inc. CRD: 19741 | - | 0 | 0 | A | INACTIVE |
| IVY Hill CRD: 309499 | - | 0 | 0 | A | INACTIVE |
| IVY Hill Asset Management, L.P. CRD: 161608 | - | 0 | 1 | - | Unknown |
| IVY Invest Corporation CRD: 328122 | - | 0 | 1 | - | Unknown |
| IVY Investments CRD: 123381 | - | 0 | 0 | - | Unknown |
| IVY Lane Capital Management, LLC CRD: 312535 | - | 0 | 0 | - | Unknown |
| IVY League Financial Advisors LLC CRD: 119145 | - | 0 | 2 | - | Unknown |
| IVY League Financial Services, Inc CRD: 131909 | - | 0 | 0 | A | INACTIVE |