Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| IVY M. Davis, CPA, PLLC CRD: 136320 | - | 0 | 0 | - | Unknown |
| IVY Ridge Asset Management, LLC CRD: 129724 | - | 0 | 0 | - | Unknown |
| IVY Securities, Inc. CRD: 104450 | - | 0 | 0 | A | INACTIVE |
| IVY Wall Financial Advisors, LLC CRD: 283453 | - | 0 | 0 | - | Unknown |
| IVY Wealth Management, Inc. CRD: 164557 | - | 0 | 0 | - | Unknown |
| Ivycap Ventures Advisors Private Limited CRD: 332304 | - | 0 | 0 | - | Unknown |
| Ivyradar Triwin Partners, LLC CRD: 330870 | - | 0 | 0 | - | Unknown |
| Ivyrock Asset Management (HK) Limited CRD: 286174 | - | 0 | 0 | - | Unknown |
| IWC Asset Management LLC CRD: 286445 | - | 0 | 1 | - | Unknown |
| IWC Financial Planning CRD: 172090 | - | 0 | 3 | - | Unknown |
| IWC Investment Partners a/S CRD: 287869 | - | 0 | 0 | - | Unknown |
| Iwealth CRD: 329980 | - | 0 | 1 | - | Unknown |
| IWG Investment Advisors LLC CRD: 288942 | - | 0 | 4 | - | Unknown |
| IWM CRD: 334984 | - | 0 | 1 | - | Unknown |
| IWM Advisors, LLC CRD: 286266 | - | 0 | 1 | - | Unknown |
| Iwms LLC CRD: 298758 | - | 0 | 0 | - | Unknown |
| IWP Investments, LLC CRD: 113468 | - | 0 | 0 | A | INACTIVE |
| IWP LLC CRD: 283637 | - | 0 | 0 | - | Unknown |
| IWP Wealth Management LLC CRD: 136314 | - | 0 | 2 | - | Unknown |
| Iwpf Securities LLC CRD: 328645 | FL | 0 | 2 | A | Active |
| IWR Advisors CRD: 327321 | - | 0 | 2 | - | Unknown |
| IXE Securities, LLC CRD: 19920 | - | 1 | 0 | B | INACTIVE |
| IYK Capital, LLC CRD: 330142 | - | 0 | 1 | - | Unknown |
| Izett & Associates, LLC CRD: 337321 | - | 0 | 1 | - | Unknown |
| Izuchi LLC CRD: 332923 | - | 0 | 3 | - | Unknown |
| J & a Securities, Inc. CRD: 32983 | - | 0 | 0 | A | INACTIVE |
| J & D Securities LLC CRD: 42716 | - | 2 | 0 | B | INACTIVE |
| J & J Brokerage Services LLC CRD: 109896 | - | 0 | 0 | A | INACTIVE |
| J & L Investment Services, Inc. CRD: 13877 | - | 0 | 0 | A | INACTIVE |
| J & S Investments, L.L.C CRD: 42350 | - | 0 | 0 | A | INACTIVE |
| J a Gibbons LLC CRD: 109663 | - | 0 | 0 | - | Unknown |
| J Allen Capital Advisors, LLC CRD: 174729 | - | 0 | 1 | - | Unknown |
| J B Bogart and Associates, Inc. CRD: 25568 | - | 0 | 0 | A | INACTIVE |
| J Beaver Investment Advisors Inc CRD: 309157 | - | 0 | 1 | - | Unknown |
| J Bradford Investment Management CRD: 282772 | - | 0 | 0 | - | Unknown |
| J Bradin Financial LLC CRD: 317569 | - | 0 | 1 | - | Unknown |
| J C Texas Investment Advisors, Ltd. CRD: 129565 | - | 0 | 2 | - | Unknown |
| J CAP Short Management LP CRD: 324121 | - | 0 | 1 | - | Unknown |
| J Capital Research CRD: 290086 | - | 0 | 0 | - | Unknown |
| J Capital Research CRD: 165324 | - | 0 | 0 | - | Unknown |
| J D Atkinson CRD: 331483 | - | 0 | 2 | - | Unknown |
| J Daniel Bell & Company, Inc. CRD: 6615 | - | 0 | 0 | A | INACTIVE |
| J Dostal Investments CRD: 118085 | - | 0 | 1 | - | Unknown |
| J F Lowe & Company Incorporated CRD: 11830 | - | 0 | 0 | A | INACTIVE |
| J Hardy Investments, LLC. CRD: 290400 | - | 0 | 0 | - | Unknown |
| J I Medina Investments, LLC CRD: 226663 | - | 0 | 1 | - | Unknown |
| J K R & Company, Inc. CRD: 8040 | CA | 2 | 6 | B | Active |
| J Kaiser Management, LLC CRD: 307968 | - | 0 | 1 | - | Unknown |
| J L Schneider & Associates CRD: 155129 | - | 0 | 0 | - | Unknown |
| J M Brown Financial Partners CRD: 118427 | - | 0 | 1 | - | Unknown |