Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| J Moss and Co CRD: 328259 | - | 0 | 1 | - | Unknown |
| J N Whipple Inc. CRD: 12977 | - | 0 | 0 | A | INACTIVE |
| J O Hambro Capital Management Limited CRD: 138653 | - | 0 | 0 | - | Unknown |
| J Park Management LLC CRD: 327000 | - | 0 | 1 | - | Unknown |
| J Park Management, LLC CRD: 174440 | - | 0 | 0 | - | Unknown |
| J Robert Bergmann Advisors, LLC CRD: 334811 | - | 0 | 0 | - | Unknown |
| J Sohn, LLC. CRD: 169967 | - | 0 | 2 | - | Unknown |
| J Tatum Capital, LLC CRD: 122854 | - | 0 | 0 | - | Unknown |
| J Ventures CRD: 327387 | - | 0 | 1 | - | Unknown |
| J W English Investment Management Services LLC CRD: 156731 | - | 0 | 1 | - | Unknown |
| J W Paul Asset Management Inc. CRD: 144503 | - | 0 | 0 | - | Unknown |
| J Ward Financial CRD: 317284 | - | 0 | 1 | - | Unknown |
| J Wilson Wealth Management CRD: 304029 | - | 0 | 1 | - | Unknown |
| J&J Securities, Inc. CRD: 30315 | - | 0 | 0 | A | INACTIVE |
| J&M Investments, LLC CRD: 317797 | - | 0 | 1 | - | Unknown |
| J-Ensley Financial CRD: 325906 | - | 0 | 0 | - | Unknown |
| J-Impact LLC CRD: 314407 | - | 0 | 1 | - | Unknown |
| J-Inc CRD: 339052 | - | 0 | 0 | - | Unknown |
| J-Star Co., Ltd. CRD: 287541 | - | 0 | 0 | - | Unknown |
| J. & a. Investments, Inc. CRD: 13641 | - | 0 | 0 | A | INACTIVE |
| J. a. Fairburn CRD: 7642 | - | 0 | 0 | A | INACTIVE |
| J. a. GLYNN & Co. CRD: 2020 | - | 0 | 0 | A | INACTIVE |
| J. a. Hastings Securities Corp. CRD: 15151 | - | 0 | 0 | A | INACTIVE |
| J. a. Overton & Co., Inc. CRD: 2960 | - | 0 | 0 | A | INACTIVE |
| J. a. Schreiber & Co. CRD: 3292 | - | 0 | 0 | A | INACTIVE |
| J. Adams Advisors, LLC CRD: 156880 | - | 0 | 0 | - | Unknown |
| J. Alan Capital Management, LLC CRD: 328573 | - | 0 | 0 | - | Unknown |
| J. Alden Associates, Inc. CRD: 40002 | PA | 4 | 9 | B | Active |
| J. Alexander Securities, Inc. CRD: 7809 | - | 28 | 0 | F | INACTIVE |
| J. B. BEC Discount Brokers, Inc. CRD: 16717 | - | 0 | 0 | A | INACTIVE |
| J. B. Bryan Financial Group, Inc. CRD: 120874 | - | 0 | 2 | - | Unknown |
| J. B. Burke & Company CRD: 6128 | - | 0 | 0 | A | INACTIVE |
| J. B. Goodwin Financial Corporation CRD: 14424 | - | 0 | 0 | A | INACTIVE |
| J. B. Hanauer & Co. CRD: 6958 | - | 20 | 0 | D | INACTIVE |
| J. B. Long & Co. CRD: 7822 | - | 0 | 0 | A | INACTIVE |
| J. B. Richards Securities Corp. CRD: 8368 | - | 0 | 0 | A | INACTIVE |
| J. B. Ronald Co. CRD: 1202 | - | 0 | 0 | A | INACTIVE |
| J. B. Sterling Corp. (Investment Securities) CRD: 8205 | - | 0 | 0 | A | INACTIVE |
| J. Banks Company CRD: 42570 | - | 0 | 0 | A | INACTIVE |
| J. Benjamin Financial, LLC CRD: 283990 | - | 0 | 2 | - | Unknown |
| J. Booker and Company Securities CRD: 16270 | - | 0 | 0 | A | INACTIVE |
| J. Bradley Consulting LLC CRD: 334423 | - | 0 | 1 | - | Unknown |
| J. Brooks & Company, LLC CRD: 154893 | - | 0 | 1 | - | Unknown |
| J. Bush & Co., Incorporated CRD: 5355 | - | 6 | 0 | C | INACTIVE |
| J. Butcher Company, Inc. CRD: 10219 | - | 0 | 0 | A | INACTIVE |
| J. Byrne & Co., Inc. CRD: 30045 | - | 1 | 0 | B | INACTIVE |
| J. C. Bradford & Co., Incorporated CRD: 5902 | - | 0 | 0 | A | INACTIVE |
| J. Clark Financial, LLC CRD: 138909 | - | 0 | 0 | - | Unknown |
| J. Critchley & Co., L.L.C. CRD: 44268 | - | 0 | 0 | A | INACTIVE |
| J. D. Andrews Co. CRD: 451 | - | 0 | 0 | A | INACTIVE |