Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| J. D. Seibert & Company, Inc. CRD: 7884 | OH | 0 | 2 | A | Active |
| J. David Municipals and Goverments, Inc. CRD: 13932 | - | 0 | 0 | A | INACTIVE |
| J. David Securities, Inc. CRD: 10000 | - | 0 | 0 | A | INACTIVE |
| J. Dishon Financial, LLC CRD: 281402 | - | 0 | 0 | - | Unknown |
| J. DYHR Capital CRD: 135728 | - | 0 | 1 | - | Unknown |
| J. E. Sheehan & Company, Inc. CRD: 8046 | - | 0 | 0 | A | INACTIVE |
| J. Edmund & Co. CRD: 10831 | - | 0 | 0 | A | INACTIVE |
| J. F. Lehman Investment Advisory Services CRD: 122513 | - | 0 | 0 | - | Unknown |
| J. F. Nick & Co. CRD: 6735 | - | 0 | 0 | A | INACTIVE |
| J. Fierstein Financial Advisors CRD: 128052 | - | 0 | 0 | - | Unknown |
| J. Franklin Financial LLC CRD: 321921 | - | 0 | 1 | - | Unknown |
| J. Freeman & Associates CRD: 144039 | - | 0 | 1 | - | Unknown |
| J. Goldman & Co., L.P. CRD: 157465 | - | 0 | 1 | - | Unknown |
| J. Gregory & Company, Inc. CRD: 14892 | - | 0 | 0 | A | INACTIVE |
| J. Gregory Gavin, Sole Proprietor CRD: 129770 | - | 0 | 0 | A | INACTIVE |
| J. Gregory Swendsen Securities, Inc. CRD: 15605 | - | 0 | 0 | A | INACTIVE |
| J. H. Coleman Investments, Inc. CRD: 15380 | - | 0 | 0 | A | INACTIVE |
| J. H. Meriwether, Sole Proprietor CRD: 15322 | - | 0 | 0 | A | INACTIVE |
| J. H. Shannon & Co. CRD: 3375 | - | 0 | 0 | A | INACTIVE |
| J. H. Wagner & Co. Inc. CRD: 7257 | - | 0 | 0 | A | INACTIVE |
| J. H. Winkler & Co. CRD: 10218 | - | 0 | 0 | A | INACTIVE |
| J. Hagan Capital, Inc. CRD: 168467 | - | 0 | 4 | - | Unknown |
| J. Hanna and Associates, Inc. DBA WAY Financial Gr… CRD: 142689 | - | 0 | 0 | - | Unknown |
| J. Hartford Security First Limited Partnership CRD: 39818 | - | 0 | 0 | A | INACTIVE |
| J. Henry Schroder Corporation CRD: 14126 | - | 0 | 0 | A | INACTIVE |
| J. J. & M. Geldzahler CRD: 5797 | - | 3 | 0 | C | INACTIVE |
| J. J. Krieger & Co., Inc. CRD: 2478 | - | 0 | 0 | A | INACTIVE |
| J. J. Richardson, LLC. CRD: 140360 | - | 0 | 0 | - | Unknown |
| J. J. Roberts, Inc. CRD: 16773 | - | 0 | 0 | A | INACTIVE |
| J. Koza Investments, Inc. CRD: 103837 | - | 1 | 0 | B | INACTIVE |
| J. L. Bainbridge & Co., Inc. CRD: 108058 | - | 0 | 4 | - | Unknown |
| J. L. Mccormack & Co. CRD: 24089 | - | 0 | 0 | A | INACTIVE |
| J. L. Perkins Wealth Management, LLC CRD: 174308 | - | 0 | 1 | - | Unknown |
| J. L. Schiffman & Co., Inc. CRD: 3282 | - | 0 | 0 | A | INACTIVE |
| J. L. Watson Securities, Inc. CRD: 11079 | - | 0 | 0 | A | INACTIVE |
| J. LEE Peeler & Company, Inc. CRD: 2999 | - | 0 | 0 | A | INACTIVE |
| J. Loyd Capital Management, LLC CRD: 172300 | - | 0 | 3 | - | Unknown |
| J. Lyons Capital CRD: 306772 | - | 0 | 0 | - | Unknown |
| J. Lyons Fund Management, Inc. CRD: 123577 | - | 0 | 1 | - | Unknown |
| J. M. Revie & Co., Inc. CRD: 8201 | - | 0 | 0 | A | INACTIVE |
| J. M. Walker International, Inc. CRD: 19236 | - | 0 | 0 | A | INACTIVE |
| J. Mandwelle Capital Management CRD: 166330 | - | 0 | 1 | - | Unknown |
| J. Mangone Capital Management LLC CRD: 157055 | - | 0 | 1 | - | Unknown |
| J. Mark Nickell & Co. CRD: 111635 | - | 0 | 1 | - | Unknown |
| J. Michael Mccarthy Financial Advisor, Inc. CRD: 108988 | - | 0 | 0 | - | Unknown |
| J. Michael Reisert, Inc. CRD: 31177 | - | 0 | 0 | A | INACTIVE |
| J. Michael-Patrick, L.L.C. CRD: 36990 | - | 0 | 0 | A | INACTIVE |
| J. Milton Newton, Incorporated CRD: 7109 | - | 0 | 0 | A | INACTIVE |
| J. Morgenstern & Co. CRD: 5870 | - | 0 | 0 | A | INACTIVE |
| J. Murphy Asset and TAX Management CRD: 286006 | - | 0 | 2 | - | Unknown |