Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| J. Noel Pinson and Associates, LLC CRD: 291837 | - | 0 | 0 | - | Unknown |
| J. Oliver Maxwell, LLC CRD: 155656 | - | 0 | 0 | - | Unknown |
| J. Oliver Maxwell, LLC CRD: 338783 | - | 0 | 2 | - | Unknown |
| J. P. Brinker UYS & Co., LLC CRD: 166050 | - | 0 | 1 | - | Unknown |
| J. P. Feiner Co. CRD: 1797 | - | 0 | 0 | A | INACTIVE |
| J. P. Gibbons & Co., Inc. CRD: 38850 | - | 27 | 0 | F | INACTIVE |
| J. P. Marto & Co. CRD: 2676 | - | 0 | 0 | A | INACTIVE |
| J. P. Morgan Advisory Services Inc. CRD: 102040 | - | 0 | 0 | A | INACTIVE |
| J. Pearce Securities, Inc. CRD: 29206 | - | 0 | 0 | A | INACTIVE |
| J. Pierre Masse CRD: 158452 | - | 0 | 1 | - | Unknown |
| J. Pinkernell Global Wealth, LLC CRD: 164093 | - | 0 | 0 | - | Unknown |
| J. Robbins Securities, Inc. CRD: 13084 | - | 0 | 0 | A | INACTIVE |
| J. Robbins Securities, L.L.C CRD: 42584 | - | 0 | 0 | A | INACTIVE |
| J. Robert Sheeks & Co. CRD: 10310 | - | 0 | 0 | A | INACTIVE |
| J. S. Barr & Co., Inc. CRD: 1172 | - | 0 | 0 | A | INACTIVE |
| J. S. Hope & Co., Inc. CRD: 2227 | - | 0 | 0 | A | INACTIVE |
| J. Safra Asset Management Corporation CRD: 131243 | - | 0 | 6 | - | Unknown |
| J. Safra Sarasin Asset Management (North America) … CRD: 292433 | - | 0 | 0 | - | Unknown |
| J. Scott Philanthropic Services, Inc. CRD: 145324 | - | 0 | 1 | - | Unknown |
| J. Scott Securities Corp. CRD: 47007 | - | 1 | 0 | B | INACTIVE |
| J. Shapiro Co. CRD: 3376 | - | 0 | 0 | A | INACTIVE |
| J. Stephan & Company, Inc. CRD: 165026 | - | 0 | 0 | - | Unknown |
| J. Stern & Co. LLP CRD: 323871 | - | 0 | 0 | - | Unknown |
| J. Stern & Co., LLC CRD: 326509 | - | 0 | 1 | - | Unknown |
| J. Stone Management LLC CRD: 324516 | - | 0 | 1 | - | Unknown |
| J. Streicher & Co. L.L.C. CRD: 3526 | NY | 9 | 1 | D | Active |
| J. T. Butwin Brokerage Services, Ltd. CRD: 19224 | - | 0 | 0 | A | INACTIVE |
| J. T. Moran & Co., Inc. CRD: 15655 | - | 0 | 0 | A | INACTIVE |
| J. W. Cole Advisors, Inc. CRD: 112294 | - | 0 | 536 | - | Unknown |
| J. W. Gant & Associates, Inc. CRD: 7963 | - | 0 | 0 | A | INACTIVE |
| J. W. Garrett and Company CRD: 7799 | - | 0 | 0 | A | INACTIVE |
| J. W. Korth & Company CRD: 17090 | - | 0 | 0 | A | INACTIVE |
| J. W. Sparks Municipals, Inc. CRD: 7194 | - | 0 | 0 | A | INACTIVE |
| J. W. Weller & Co., Inc. CRD: 6106 | - | 0 | 0 | A | INACTIVE |
| J. Williams Wealth Management, LLC CRD: 132053 | - | 0 | 2 | - | Unknown |
| J. Wood Capital Advisors LLC CRD: 169097 | CA | 0 | 2 | A | Active |
| J. Worth Enterprises, Inc. CRD: 120575 | - | 0 | 0 | - | Unknown |
| J. Zaner & Company CRD: 10506 | - | 0 | 0 | A | INACTIVE |
| J.A. Forlines, LLC CRD: 150016 | - | 0 | 0 | - | Unknown |
| J.A. GLYNN Investments, LLC. CRD: 22011 | - | 3 | 0 | C | INACTIVE |
| J.A. Lawrence Wealth Management CRD: 309849 | - | 0 | 2 | - | Unknown |
| J.A. Wilson, Inc. CRD: 14067 | - | 0 | 0 | A | INACTIVE |
| J.A.K. Securities, Inc. CRD: 47866 | PA | 5 | 1 | C | Active |
| J.B. Fleming Investments, Inc. CRD: 15594 | - | 0 | 0 | A | INACTIVE |
| J.C. Bradford & Co. CRD: 1287 | - | 44 | 0 | F | INACTIVE |
| J.C. Flowers & Co. LLC CRD: 142529 | - | 0 | 1 | - | Unknown |
| J.C. Flowers Securities Co. LLC CRD: 168757 | NY | 0 | 3 | A | Active |
| J.C. Goodgal, Inc. CRD: 128318 | - | 0 | 1 | - | Unknown |
| J.D. Blair Securities Corp. CRD: 37249 | - | 0 | 0 | A | INACTIVE |
| J.D. Bowyer & CO.INC. CRD: 13551 | - | 0 | 0 | A | INACTIVE |