Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| J.D. Campion Asset Management CRD: 290986 | - | 0 | 0 | - | Unknown |
| J.D. Capital Partners LLC CRD: 125053 | - | 0 | 1 | - | Unknown |
| J.D. Copperfield, Ltd. CRD: 13036 | - | 0 | 0 | A | INACTIVE |
| J.D. Cowan & Company, LLC. CRD: 169539 | - | 0 | 0 | - | Unknown |
| J.D. Gagnon, Inc. CRD: 130444 | - | 0 | 1 | - | Unknown |
| J.D. Keith & Associates, LLC CRD: 146490 | - | 0 | 0 | - | Unknown |
| J.D. Michael and Co. CRD: 14990 | - | 0 | 0 | A | INACTIVE |
| J.D. Nicholas & Associates, Inc. CRD: 44791 | - | 7 | 0 | D | INACTIVE |
| J.D. Senseney & Associates, Inc. CRD: 113752 | - | 0 | 0 | - | Unknown |
| J.D. Wilde & Co., Inc. CRD: 13844 | - | 0 | 0 | A | INACTIVE |
| J.E. Greenwood & Company, L.P. CRD: 155547 | - | 0 | 0 | - | Unknown |
| J.E. Hosch, Inc. CRD: 18702 | - | 0 | 0 | A | INACTIVE |
| J.E. Simmons & Co., P.C. CRD: 108789 | - | 0 | 2 | - | Unknown |
| J.E.D. Insurance & Financial Service Agency, Inc. CRD: 291988 | - | 0 | 0 | - | Unknown |
| J.F. Lehman & Company, Inc. CRD: 160024 | - | 0 | 0 | - | Unknown |
| J.F. Lehman and Company LLC CRD: 292932 | - | 0 | 1 | - | Unknown |
| J.F. Mackie & Company U.S.A. CRD: 115604 | - | 0 | 0 | A | INACTIVE |
| J.F. Williams Co., Inc. CRD: 113569 | - | 0 | 2 | - | Unknown |
| J.F.C. Securities, Inc. CRD: 13554 | - | 0 | 0 | A | INACTIVE |
| J.G. Jackson & Co. CRD: 125966 | - | 0 | 0 | - | Unknown |
| J.G. Jobe Investment Advisors, LLC CRD: 142895 | - | 0 | 0 | - | Unknown |
| J.G. Securities Corp. CRD: 16413 | - | 0 | 0 | A | INACTIVE |
| J.G. Wentworth Securities, Inc. CRD: 31972 | - | 0 | 0 | A | INACTIVE |
| J.H. Berry Securities Company CRD: 10406 | - | 0 | 0 | A | INACTIVE |
| J.H. Brooks & Co., Inc. CRD: 32669 | - | 0 | 0 | A | INACTIVE |
| J.H. Darbie & Co., Inc. CRD: 43520 | NY | 12 | 8 | B | Active |
| J.H. Foust Securities Corporation CRD: 13734 | - | 0 | 0 | A | INACTIVE |
| J.H. Heffernan Securities, Inc. CRD: 48003 | - | 0 | 0 | A | INACTIVE |
| J.H. Lane Partners, LP CRD: 282383 | - | 0 | 1 | - | Unknown |
| J.H. Smith Partners & Co. CRD: 300494 | - | 0 | 0 | - | Unknown |
| J.H. Thomas, Incorporated CRD: 16654 | - | 0 | 0 | A | INACTIVE |
| J.H. Whitney Capital Partners, LLC CRD: 160547 | - | 0 | 1 | - | Unknown |
| J.I. Kislak Securities, Inc. CRD: 10483 | - | 0 | 0 | A | INACTIVE |
| J.J. Burns & Company CRD: 140452 | - | 0 | 1 | - | Unknown |
| J.J. Darby & Co., Inc. CRD: 7285 | - | 0 | 0 | A | INACTIVE |
| J.J. Kenny Drake, Inc. CRD: 7118 | - | 1 | 0 | B | INACTIVE |
| J.J. Lowery & Co CRD: 10169 | - | 0 | 0 | A | INACTIVE |
| J.J.B. Hilliard, W.L. Lyons, LLC CRD: 453 | - | 67 | 0 | F | INACTIVE |
| J.J.F. Investments, Inc. CRD: 141262 | - | 0 | 0 | - | Unknown |
| J.K. Financial Services, Inc. CRD: 103728 | CA | 3 | 5 | B | Active |
| J.K. Financial, Inc. CRD: 114929 | - | 0 | 2 | - | Unknown |
| J.KENNETH Rosko, Ltd. CRD: 124049 | - | 0 | 0 | - | Unknown |
| J.L. Henry and Company, Inc. CRD: 17485 | - | 0 | 0 | A | INACTIVE |
| J.L. Huber & Associates, Inc. CRD: 126305 | - | 0 | 1 | - | Unknown |
| J.M Lummis Securities, Inc. CRD: 43818 | CT | 1 | 2 | B | Active |
| J.M. Arbour, LLC CRD: 313352 | - | 0 | 2 | - | Unknown |
| J.M. Carter & Co. CRD: 124571 | - | 0 | 0 | - | Unknown |
| J.M. Duryea, Inc. CRD: 32704 | - | 0 | 0 | A | INACTIVE |
| J.M. Forbes & Co. LLP CRD: 107422 | - | 0 | 1 | - | Unknown |
| J.M. Goldberg Wealth Management LLC CRD: 307782 | - | 0 | 1 | - | Unknown |