Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| J.M. Hite Financial LLC CRD: 339473 | - | 0 | 1 | - | Unknown |
| J.M. Jacquin & Company CRD: 315517 | - | 0 | 0 | - | Unknown |
| J.M. Jacquin & Company CRD: 331420 | - | 0 | 0 | - | Unknown |
| J.M. Williams, Inc. CRD: 24691 | - | 0 | 0 | A | INACTIVE |
| J.M. Witzenburg Securities Corporation CRD: 19827 | - | 0 | 0 | A | INACTIVE |
| J.M.J. Investment Services, Inc. CRD: 17040 | - | 0 | 0 | A | INACTIVE |
| J.O.Y. Wealth Partners CRD: 327550 | - | 0 | 0 | - | Unknown |
| J.P. Aubry Wealth Advisors, LLC CRD: 322467 | - | 0 | 1 | - | Unknown |
| J.P. Capital Management, Inc. CRD: 142109 | - | 0 | 1 | - | Unknown |
| J.P. Carey Securities, Inc. CRD: 43646 | - | 1 | 0 | B | INACTIVE |
| J.P. Dalton & Associates, Inc. CRD: 33186 | - | 1 | 0 | B | INACTIVE |
| J.P. Diversified Asset Management LLC CRD: 165515 | - | 0 | 1 | - | Unknown |
| J.P. King Advisors, Inc. CRD: 112109 | - | 0 | 4 | - | Unknown |
| J.P. Marsala & Co. CRD: 146319 | - | 0 | 0 | - | Unknown |
| J.P. Marvel Wealth Management, Inc. CRD: 144364 | - | 0 | 2 | - | Unknown |
| J.P. Matrix Partners L.L.C CRD: 117957 | - | 0 | 0 | A | INACTIVE |
| J.P. Mccauley & Co.,Ltd. CRD: 14191 | - | 0 | 0 | A | INACTIVE |
| J.P. Morgan Administradora DE Carteiras Brasil Ltd… CRD: 284147 | - | 0 | 0 | - | Unknown |
| J.P. Morgan Alternative Asset Management, Inc. CRD: 20989 | - | 1 | 1 | B | INACTIVE |
| J.P. Morgan Alternatives Advisor, Inc. CRD: 321007 | - | 0 | 0 | - | Unknown |
| J.P. Morgan Clearing Corp. CRD: 28432 | - | 67 | 0 | F | INACTIVE |
| J.P. Morgan Equities Inc. CRD: 18350 | - | 0 | 0 | A | INACTIVE |
| J.P. Morgan in-DX LLC CRD: 172939 | - | 0 | 0 | - | Unknown |
| J.P. Morgan Institutional Investments Inc. CRD: 102920 | NY | 0 | 15 | A | Active |
| J.P. Morgan Investment Management Inc. CRD: 107038 | - | 0 | 26 | - | Unknown |
| J.P. Morgan Prime Inc. CRD: 282107 | NY | 0 | 3 | A | Active |
| J.P. Morgan Private Investments Inc. CRD: 110186 | - | 0 | 11 | - | Unknown |
| J.P. Morgan Private Wealth Advisors LLC CRD: 108559 | - | 0 | 0 | - | Unknown |
| J.P. Morgan Securities Inc. CRD: 18718 | - | 108 | 0 | F | INACTIVE |
| J.P. Morgan Securities LLC CRD: 79 | NY | 547 | 6,951 | B | Active |
| J.P. Morgan Securities of Texas, Inc. CRD: 17116 | - | 6 | 0 | D | INACTIVE |
| J.P. Securities, Inc. CRD: 36559 | - | 51 | 0 | F | INACTIVE |
| J.P. Turner & Company, L.L.C. CRD: 43177 | - | 42 | 0 | F | INACTIVE |
| J.P. Wealth Management, LLC CRD: 251787 | - | 0 | 1 | - | Unknown |
| J.P.MORGAN Wealth Management Solutions Inc. CRD: 335439 | - | 0 | 11 | - | Unknown |
| J.P.P. Euro-Securities, Inc. CRD: 18509 | - | 2 | 0 | B | INACTIVE |
| J.P.R. Capital Corp. CRD: 38056 | - | 16 | 0 | D | INACTIVE |
| J.PAPPAS Investments CRD: 299387 | - | 0 | 1 | - | Unknown |
| J.R. Boyd Securities CRD: 13329 | - | 0 | 0 | A | INACTIVE |
| J.R. Boyer & Co. CRD: 29442 | - | 0 | 0 | A | INACTIVE |
| J.R. Edwards Financial Planning, LLC CRD: 166678 | - | 0 | 0 | - | Unknown |
| J.R. Michael Corporation CRD: 14036 | - | 0 | 0 | A | INACTIVE |
| J.R. Prunier Capital Management LLC CRD: 321026 | - | 0 | 2 | - | Unknown |
| J.R. Young, P.C. CRD: 154608 | - | 0 | 0 | - | Unknown |
| J.R.PLUTA Capital Management, Inc. CRD: 124758 | - | 0 | 1 | - | Unknown |
| J.S. Frelinghuysen & Co. Inc. CRD: 30477 | - | 0 | 0 | A | INACTIVE |
| J.S. Replogle & Associates LLC CRD: 126089 | - | 0 | 3 | - | Unknown |
| J.S.G. Equity Resources, Inc. CRD: 14151 | - | 0 | 0 | A | INACTIVE |
| J.S.H. Trading, LLC CRD: 46499 | - | 0 | 0 | A | INACTIVE |
| J.T. Bishop Advisors CRD: 111256 | - | 0 | 0 | - | Unknown |