Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| J.T. Limited Partnership CRD: 41935 | - | 1 | 0 | B | INACTIVE |
| J.V. ACE & Company, Inc. CRD: 13528 | - | 0 | 0 | A | INACTIVE |
| J.V. Simmons & Associates, Inc. CRD: 13453 | - | 0 | 0 | A | INACTIVE |
| J.W. Advisors Inc. CRD: 113883 | - | 0 | 2 | - | Unknown |
| J.W. Barclay & Co., Inc. CRD: 23350 | - | 24 | 0 | F | INACTIVE |
| J.W. Cabott & Co., Inc. CRD: 26968 | - | 0 | 0 | A | INACTIVE |
| J.W. Childs Asia Equities, Ltd CRD: 162109 | - | 0 | 0 | - | Unknown |
| J.W. Cole Financial, Inc. CRD: 124583 | FL | 2 | 311 | B | Active |
| J.W. Enterprises, Inc. CRD: 15389 | - | 0 | 0 | A | INACTIVE |
| J.W. Jarvis Investment Advisors CRD: 143894 | - | 0 | 1 | - | Unknown |
| J.W. Korth & Company CRD: 26455 | MI | 7 | 5 | B | Active |
| J.W. Korth & Company, Inc. CRD: 13139 | - | 0 | 0 | A | INACTIVE |
| J.W. Mcclees and Company, Inc. CRD: 5971 | - | 0 | 0 | A | INACTIVE |
| J.W. Millegan, Inc. CRD: 40116 | - | 1 | 0 | B | INACTIVE |
| J.W. Securities, Inc. CRD: 127080 | - | 0 | 0 | A | INACTIVE |
| J.W. Swenson Investment Counsel CRD: 109465 | - | 0 | 0 | - | Unknown |
| J.W.BURNS & Company, Inc. CRD: 107835 | - | 0 | 2 | - | Unknown |
| J/M Financial Advisers, Inc. CRD: 111665 | - | 0 | 0 | - | Unknown |
| J1 Capital LLC CRD: 310963 | - | 0 | 1 | - | Unknown |
| J17 US Management Inc. CRD: 340218 | - | 0 | 1 | - | Unknown |
| J2 Capital Management, Inc. CRD: 152964 | - | 0 | 1 | - | Unknown |
| J2 Partners LLC CRD: 299886 | - | 0 | 1 | - | Unknown |
| J2 Ventures Advisors, LLC CRD: 317140 | - | 0 | 1 | - | Unknown |
| J2X Legacy Advisors LLC CRD: 285493 | - | 0 | 0 | - | Unknown |
| J4 Capital LLC CRD: 226601 | - | 0 | 0 | - | Unknown |
| J4 Investment Advisors, LLC CRD: 289995 | - | 0 | 0 | - | Unknown |
| JA Girlando Financial Planning, LLC CRD: 165509 | - | 0 | 0 | - | Unknown |
| JA Investment Management, LLC CRD: 155510 | - | 0 | 1 | - | Unknown |
| JAB Capital Management, LLC CRD: 320809 | - | 0 | 1 | - | Unknown |
| JAB Consumer Fund Management Sarl CRD: 299567 | - | 0 | 0 | - | Unknown |
| Jabbawy Saas Capital Ventures MGMT Co CRD: 323748 | - | 0 | 1 | - | Unknown |
| Jabez Financial, LLC CRD: 292819 | - | 0 | 2 | - | Unknown |
| Jabre Capital Partners (Difc) Limited CRD: 285085 | - | 0 | 0 | - | Unknown |
| Jabre Capital Partners SA CRD: 162893 | - | 0 | 0 | - | Unknown |
| JAC Advisors LLC CRD: 299840 | - | 0 | 0 | - | Unknown |
| JAC Advisors, LLC CRD: 329700 | - | 0 | 1 | - | Unknown |
| JAC Capital Management LLC CRD: 335015 | - | 0 | 1 | - | Unknown |
| JAC Wealth Management Services, LLC CRD: 152456 | - | 0 | 2 | - | Unknown |
| Jack C. Lind & Co., Inc. CRD: 103847 | - | 0 | 0 | A | INACTIVE |
| Jack Clark Smith LLC CRD: 154264 | - | 0 | 0 | - | Unknown |
| Jack Creek Partners LLC CRD: 338362 | - | 0 | 1 | - | Unknown |
| Jack D. Prosen, Inc. CRD: 13350 | - | 0 | 0 | A | INACTIVE |
| Jack Dardis & Associates, Ltd. CRD: 23558 | - | 0 | 0 | A | INACTIVE |
| Jack L. Bartz Inc CRD: 116642 | - | 0 | 0 | - | Unknown |
| Jack Point Advisors, LLC CRD: 289426 | - | 0 | 2 | - | Unknown |
| Jack V. Butterfield Investment Company CRD: 3998 | MI | 2 | 3 | B | Active |
| Jack White & Company, Inc. CRD: 7645 | - | 0 | 0 | A | INACTIVE |
| Jack Wood Advisory, LLC CRD: 298555 | - | 0 | 0 | - | Unknown |
| Jackalope Capital CRD: 309696 | - | 0 | 1 | - | Unknown |
| Jackalope Capital, LLC CRD: 331867 | - | 0 | 1 | - | Unknown |