Branch offices
1 office
FINRA: Small firm
CRD #3526 · FINRA BrokerCheck + SEC IAPD
J. Streicher & Co. L.L.C.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, J. Streicher & Co. L.L.C. ranks #761 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #88 of 868 on the same disclosure sort used on the state browse page. J. Streicher & Co. L.L.C. carries 9 BrokerCheck disclosures across 1 branch office - heavy load for a single-office firm, earning a Grade D.
- Grade D
- Safety grade
- 1
- branch office
- 9
- disclosures
- #761 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 3526 J. Streicher & Co. L.L.C.
J. Streicher & Co. L.L.C. · Grade D · 9 disc · 9.00/office · Single-office firm
- CRD 3526
- GRADE D
- DISC 9
- REG 9
- ARB 0
- CIV 0
- BRANCH 1
- PER-OFF 9.00
- RANK #761 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: Allen Douglas Securities, Inc. (9.00 disc/office)
J. Streicher & Co. L.L.C. ranks #761 of 20,055 by disclosure count among graded broker-dealers; heavy load at 9.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
9 events
On FINRA BrokerCheck
Regulatory events
9 actions
100% of all disclosures
Disclosures per office
9.00 per office
9 ÷ 1 offices
Disclosure Intensity
Disclosures per branch office, the firm's disclosure load relative to its operating footprint.
J. Streicher & Co. L.L.C. - disclosures per branch office 100.0%
Typical multi-office firm
Most multi-office firms sit below ~0.5 disclosures per branch; values above 1.0 are notably high for the footprint.
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 9 |
| Arbitrations | 0 |
| Civil Events | 0 |
| Total | 9 |
Counts for J. Streicher & Co. L.L.C. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 9 Arbitration 0 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- New York, NY, 10005
- Formed
- 01/01/1910
- State of Formation
- New York
- CRD Number
- 3526
- SEC Number
- 4342
Regulator-heavy mix
J. Streicher & Co. L.L.C. in the heavier-disclosure third
J. Streicher & Co. L.L.C. carries 9 BrokerCheck disclosures across 1 branch office - a heavier-third raw book among graded firms (#761 of 20,055). Regulator-initiated events are 100% of the book (9 regulatory / 0 arbitration / 0 civil).
100% of J. Streicher & Co. L.L.C.'s 9 disclosures are regulator-initiated (9 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of J. Streicher & Co. L.L.C.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
New York cohort · 1.03× state average
J. Streicher & Co. L.L.C. tracks near the New York disclosure average
J. Streicher & Co. L.L.C. reports 9 BrokerCheck disclosures, about 1.03× the New York average of 8.7 across 868 graded firms.
In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does J. Streicher & Co. L.L.C. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, J. Streicher & Co. L.L.C. ranks #761 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #88 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for J. Streicher & Co. L.L.C.?
A grade of D reflects J. Streicher & Co. L.L.C.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 9 total disclosures across 1 branch office. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does J. Streicher & Co. L.L.C. have?
J. Streicher & Co. L.L.C. has 9 total FINRA disclosures, including 9 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is J. Streicher & Co. L.L.C.?
J. Streicher & Co. L.L.C. operates 1 branch office and is classified by FINRA as a small firm, registered in NY (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify J. Streicher & Co. L.L.C.'s disciplinary record?
You can verify J. Streicher & Co. L.L.C.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 3526. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). J. Streicher & Co. L.L.C.'s 9 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid J. Streicher & Co. L.L.C. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. J. Streicher & Co. L.L.C. carries 9 disclosures across 1 branch office (about 9.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for J. Streicher & Co. L.L.C., both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar disclosure totals
Nearest cross-state graded firms by BrokerCheck disclosure count (9 here).
Read with this firm
- Allen Douglas Securities, Inc. - 9.00 disclosures/office, nearest single-office firm peer to J. Streicher & Co. L.L.C.'s 9.00
- American Portfolios Financial Services, Inc. - 9.00 disclosures/office, nearest single-office firm peer to J. Streicher & Co. L.L.C.'s 9.00
- Amerifinancial - 9.00 disclosures/office, nearest single-office firm peer to J. Streicher & Co. L.L.C.'s 9.00
- Firms in NY - state roster that includes J. Streicher & Co. L.L.C.'s registration home.
- Red Flags in Advisor Records - How to read J. Streicher & Co. L.L.C.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 9 disclosures behind J. Streicher & Co. L.L.C.'s Grade D.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as J. Streicher & Co. L.L.C..
- Compare firms - put J. Streicher & Co. L.L.C. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.