Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Jacob Asset Management of NEW York LLC CRD: 112006 | - | 0 | 1 | - | Unknown |
| Jacob William Advisory CRD: 151468 | - | 0 | 0 | - | Unknown |
| Jacobe Investments CRD: 125213 | - | 0 | 0 | - | Unknown |
| Jacober Investment Management, Inc. CRD: 123357 | - | 0 | 0 | - | Unknown |
| Jacobi Capital Management, LLC CRD: 147663 | - | 0 | 16 | - | Unknown |
| Jacobs & Company CRD: 109133 | - | 0 | 1 | - | Unknown |
| Jacobs & Company, LLC CRD: 107674 | - | 0 | 1 | - | Unknown |
| Jacobs Asset Management, LLC CRD: 156563 | - | 0 | 1 | - | Unknown |
| Jacobs Broel Asset Management, LLC CRD: 155998 | - | 0 | 0 | - | Unknown |
| Jacobs Financial Group CRD: 294709 | - | 0 | 0 | - | Unknown |
| Jacobs Investment Management, LLC CRD: 141247 | - | 0 | 0 | - | Unknown |
| Jacobs Investment Management, LLC CRD: 322796 | - | 0 | 1 | - | Unknown |
| Jacobs Levy Equity Management CRD: 107022 | - | 0 | 6 | - | Unknown |
| Jacobs Wealth Management, LLC CRD: 318919 | - | 0 | 1 | - | Unknown |
| Jacobsen Capital Advisors CRD: 312838 | - | 0 | 0 | - | Unknown |
| Jacobsen Capital Management CRD: 116085 | - | 0 | 1 | - | Unknown |
| Jacobsma Financial CRD: 330264 | - | 0 | 2 | - | Unknown |
| Jacobson & Breen Wealth Management, LLC CRD: 169401 | - | 0 | 0 | - | Unknown |
| Jacobson & Schmitt Advisors, LLC CRD: 140431 | - | 0 | 4 | - | Unknown |
| Jacobson Wealth Management LLC CRD: 306154 | - | 0 | 0 | - | Unknown |
| Jacobson, Harold David CRD: 104222 | - | 0 | 0 | A | INACTIVE |
| Jacobus Wealth Management Inc CRD: 106777 | - | 0 | 0 | - | Unknown |
| Jacques Advisors, LLC CRD: 116102 | - | 0 | 1 | - | Unknown |
| Jacques Financial, LLC CRD: 104219 | MD | 0 | 2 | A | Active |
| Jacques-Miller Investment Company CRD: 6652 | - | 0 | 0 | A | INACTIVE |
| Jacquot Group LLC CRD: 172476 | - | 0 | 0 | - | Unknown |
| Jacumen Asset Management Corp. CRD: 307809 | - | 0 | 1 | - | Unknown |
| Jadara Capital Partners LLC CRD: 322388 | - | 0 | 1 | - | Unknown |
| Jade & Cowry LLC CRD: 154129 | - | 0 | 3 | - | Unknown |
| Jade Capital Advisors, LLC CRD: 300124 | - | 0 | 0 | - | Unknown |
| Jade Financial LLC CRD: 330455 | - | 0 | 1 | - | Unknown |
| Jade Invest CRD: 299099 | - | 0 | 0 | - | Unknown |
| Jade Invest CRD: 167554 | - | 0 | 0 | - | Unknown |
| Jade Invest CRD: 312104 | - | 0 | 0 | - | Unknown |
| Jade Madison Advisory Group LLC CRD: 304993 | - | 0 | 0 | - | Unknown |
| Jade Mountain Partners, LLC CRD: 290415 | - | 0 | 1 | - | Unknown |
| Jadian Capital, LP CRD: 291946 | - | 0 | 1 | - | Unknown |
| Jadim Wealth Management, LLC CRD: 165415 | - | 0 | 1 | - | Unknown |
| Jadwin Asset Management LLC CRD: 307728 | - | 0 | 1 | - | Unknown |
| Jadwin Partners, LLC CRD: 167048 | - | 0 | 0 | - | Unknown |
| JAE Investments, Inc. CRD: 42807 | - | 0 | 0 | A | INACTIVE |
| Jafar Management, LLC CRD: 299353 | - | 0 | 2 | - | Unknown |
| Jafar Partners, LLC CRD: 300514 | - | 0 | 0 | - | Unknown |
| Jaffa Capital Management LLC CRD: 325411 | - | 0 | 1 | - | Unknown |
| Jaffa Gate Research & Advisory CRD: 314692 | - | 0 | 1 | - | Unknown |
| Jaffe Asset Management LLC CRD: 108082 | - | 0 | 1 | - | Unknown |
| Jaffe Financial Services, LLC CRD: 136447 | - | 0 | 2 | - | Unknown |
| Jaffe Tilchin Investment Partners, LLC CRD: 143608 | - | 0 | 22 | - | Unknown |
| Jaffe Wealth Management & Consulting, Inc. CRD: 114100 | - | 0 | 0 | - | Unknown |
| Jaffe, Neal a. CRD: 41304 | - | 0 | 0 | A | INACTIVE |