Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Jafra Capital Management LP CRD: 283427 | - | 0 | 0 | - | Unknown |
| JAG Capital Management LLC CRD: 159227 | - | 0 | 2 | - | Unknown |
| JAG Derivatives Partnership CRD: 116689 | - | 0 | 0 | A | INACTIVE |
| JAG Derivatives, LP CRD: 139252 | - | 0 | 0 | A | INACTIVE |
| JAG Trading L.L.C. CRD: 114061 | MI | 4 | 2 | B | Active |
| Jager Wealth Management CRD: 299610 | - | 0 | 0 | - | Unknown |
| Jaguar Capital Advisors USA, LLC CRD: 315230 | - | 0 | 1 | - | Unknown |
| Jaguar Growth Asset Management, LLC CRD: 169571 | - | 0 | 1 | - | Unknown |
| Jaguar Investment Services, Ltd CRD: 116368 | - | 0 | 2 | - | Unknown |
| Jaguar Securities, LLC CRD: 43750 | - | 0 | 0 | A | INACTIVE |
| Jaguar Trading, CLP CRD: 38125 | - | 0 | 0 | A | INACTIVE |
| JAH Financial Management CRD: 131700 | - | 0 | 0 | - | Unknown |
| Jahani Securities Inc. CRD: 299801 | NY | 0 | 2 | A | Active |
| Jahnis Investment Advisers, LLC CRD: 318262 | - | 0 | 1 | - | Unknown |
| JAI Guru Global Equity Fund Incorporated CRD: 171396 | - | 0 | 0 | - | Unknown |
| Jain Capital Management LLC CRD: 144836 | - | 0 | 2 | - | Unknown |
| Jain Global LLC CRD: 330309 | - | 0 | 1 | - | Unknown |
| Jain Wealthonomics CRD: 339432 | - | 0 | 1 | - | Unknown |
| Jaincap LLC CRD: 307150 | - | 0 | 0 | - | Unknown |
| JAK Financial Solutions LLC CRD: 284705 | - | 0 | 0 | - | Unknown |
| JAK Financial Solutions LLC CRD: 332025 | - | 0 | 1 | - | Unknown |
| Jake Carris Financial Planning CRD: 290061 | - | 0 | 1 | - | Unknown |
| Jake Management, LLC CRD: 336691 | - | 0 | 1 | - | Unknown |
| Jalex Trading L.L.C. CRD: 104032 | - | 0 | 0 | A | INACTIVE |
| Jalobe Securities, L.P. CRD: 125596 | - | 1 | 0 | B | INACTIVE |
| JAM Capital Partners CRD: 161949 | - | 0 | 2 | - | Unknown |
| JAM Defi Holdings, LLC CRD: 318465 | - | 0 | 1 | - | Unknown |
| JAM Fund, LLC CRD: 311616 | - | 0 | 1 | - | Unknown |
| JAM Special Opportunity Ventures CRD: 324330 | - | 0 | 1 | - | Unknown |
| Jamaka Capital Management, LLC CRD: 159815 | - | 0 | 0 | - | Unknown |
| Jambaar Capital, LLC CRD: 324856 | - | 0 | 0 | - | Unknown |
| Jamcap LLC CRD: 286302 | - | 0 | 0 | - | Unknown |
| Jamcor, Inc. CRD: 16129 | - | 0 | 0 | A | INACTIVE |
| Jamcraft Capital LLC CRD: 304301 | - | 0 | 0 | - | Unknown |
| Jamerson-Crosby Investment Advisors LLC CRD: 169030 | - | 0 | 1 | - | Unknown |
| James a Kendall MBA/CPA/CFP CRD: 118709 | - | 0 | 0 | - | Unknown |
| James a Wynne LLC CRD: 323881 | - | 0 | 1 | - | Unknown |
| James a. Casella CPA CRD: 129152 | - | 0 | 0 | - | Unknown |
| James a. Colley, Inc. CRD: 141794 | - | 0 | 1 | - | Unknown |
| James a. Jimenez CRD: 136200 | - | 0 | 1 | - | Unknown |
| James a. Leavens, Inc. CRD: 2531 | - | 0 | 0 | A | INACTIVE |
| James Alan White CPA CRD: 138995 | - | 0 | 0 | - | Unknown |
| James Alpha Management, LLC CRD: 157106 | - | 0 | 0 | - | Unknown |
| James B. Dawson & Company CRD: 1603 | - | 0 | 0 | A | INACTIVE |
| James B. Peeke & Co. Inc. CRD: 10069 | - | 0 | 0 | A | INACTIVE |
| James Benjamin CRD: 312229 | - | 0 | 0 | - | Unknown |
| James Benjamin Gehr CRD: 14257 | - | 0 | 0 | A | INACTIVE |
| James Buchanan REA, Inc. CRD: 7934 | - | 0 | 0 | A | INACTIVE |
| James C Wangerin, CPA/PFS CRD: 284491 | - | 0 | 1 | - | Unknown |
| James C. Brocke CFP, LLC CRD: 124624 | - | 0 | 0 | - | Unknown |