Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Jarrett Robert Donald CRD: 35608 | - | 0 | 0 | A | INACTIVE |
| Jarrod Adams Investing, LLC CRD: 164119 | - | 0 | 3 | - | Unknown |
| Jars Ascend 1 LLC CRD: 322231 | - | 0 | 0 | - | Unknown |
| Jarus Wealth Advisors, LLC CRD: 170521 | - | 0 | 0 | - | Unknown |
| Jarvis Financial CRD: 165682 | - | 0 | 0 | - | Unknown |
| Jarvis Global Investments LLC CRD: 144259 | - | 0 | 1 | - | Unknown |
| Jarvis Johnson & Sullivan Inc CRD: 16778 | - | 0 | 0 | A | INACTIVE |
| Jarvis, William CRD: 136523 | - | 0 | 0 | - | Unknown |
| JAS Financial Services, LLC CRD: 149448 | - | 0 | 0 | - | Unknown |
| JAS Securities, LLC CRD: 41804 | - | 2 | 0 | B | INACTIVE |
| Jase Capital Management, LLC CRD: 161008 | - | 0 | 0 | - | Unknown |
| Jasi Financial, Inc. CRD: 255790 | - | 0 | 1 | - | Unknown |
| Jaskolka Financial CRD: 335711 | - | 0 | 1 | - | Unknown |
| Jasmijn Capital Management, LLC CRD: 127066 | - | 0 | 1 | - | Unknown |
| Jason Howell Company CRD: 281658 | - | 0 | 2 | - | Unknown |
| Jason Janes Wealth Management, Inc. CRD: 313041 | - | 0 | 1 | - | Unknown |
| Jason M Orsky Wealth Management LLC CRD: 170277 | - | 0 | 0 | - | Unknown |
| Jason Mackenzie Securities, Inc. CRD: 15287 | - | 0 | 0 | A | INACTIVE |
| Jason Tang CRD: 289844 | - | 0 | 0 | - | Unknown |
| Jason Tate Financial Consulting, LLC CRD: 168213 | - | 0 | 2 | - | Unknown |
| Jasper Asset Management, LLC CRD: 285505 | - | 0 | 0 | - | Unknown |
| Jasper Capital Hong Kong Limited CRD: 306114 | - | 0 | 0 | - | Unknown |
| Jasper Capital Management, L.P. CRD: 175291 | - | 0 | 1 | - | Unknown |
| Jasper Ridge Partners, L.P. CRD: 144401 | - | 0 | 1 | - | Unknown |
| Jasper Steward CRD: 342150 | - | 0 | 1 | - | Unknown |
| Jaston Capital, LLC CRD: 284543 | - | 0 | 1 | - | Unknown |
| JAT Capital Management LP CRD: 311599 | - | 0 | 1 | - | Unknown |
| JAT Capital Partners, LP CRD: 286343 | - | 0 | 0 | - | Unknown |
| JAT Investment Advisors CRD: 118022 | - | 0 | 0 | - | Unknown |
| Jataj Wealth Management, LLC CRD: 136070 | - | 0 | 0 | - | Unknown |
| Jato Wealth Advisory CRD: 307457 | - | 0 | 0 | - | Unknown |
| Java Wealth Planning CRD: 297416 | - | 0 | 2 | - | Unknown |
| Javelin Private Capital Group LLC CRD: 310169 | NY | 0 | 2 | A | Active |
| Javelin Securities, LLC CRD: 107473 | - | 1 | 0 | B | INACTIVE |
| Javelin Venture Partners Management, LLC CRD: 161709 | - | 0 | 1 | - | Unknown |
| JAW Trading, LLC CRD: 131991 | - | 1 | 0 | B | INACTIVE |
| Jawa LLC CRD: 306052 | - | 0 | 0 | - | Unknown |
| JAY a. Fishman, Ltd CRD: 105609 | - | 0 | 1 | - | Unknown |
| JAY Blue Capital CRD: 340035 | - | 0 | 1 | - | Unknown |
| JAY Kubo LLC CRD: 318098 | - | 0 | 1 | - | Unknown |
| JAY W. Kaufmann & Co. CRD: 2402 | - | 0 | 0 | A | INACTIVE |
| Jayco Wealth Management CRD: 171884 | - | 0 | 1 | - | Unknown |
| Jaye C. Jarrett & Co., Inc. CRD: 115081 | - | 0 | 0 | - | Unknown |
| Jayhawk Capital Management, L.L.C CRD: 163369 | - | 0 | 0 | - | Unknown |
| Jaykay Wealth Advisors, Inc. CRD: 170192 | - | 0 | 1 | - | Unknown |
| Jaypee International, Inc. CRD: 135719 | IL | 3 | 2 | B | Active |
| Jayro Securities, Inc. CRD: 17757 | - | 0 | 0 | A | INACTIVE |
| Jayscot Securities Corp. CRD: 10904 | - | 0 | 0 | A | INACTIVE |
| Jazurek & Co LLC CRD: 289938 | - | 0 | 1 | - | Unknown |
| Jazz Venture Partners, LLC CRD: 277092 | - | 0 | 1 | - | Unknown |