Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Jazz Wealth Managers, Inc. CRD: 282807 | - | 0 | 0 | - | Unknown |
| JB Advisory LLC CRD: 329296 | - | 0 | 1 | - | Unknown |
| JB Capital CRD: 305379 | - | 0 | 0 | - | Unknown |
| JB Capital Partners CRD: 163137 | - | 0 | 1 | - | Unknown |
| JB Drax Honore' Inc. CRD: 149957 | - | 0 | 0 | A | INACTIVE |
| JB Drax Honore' Inc. CRD: 322118 | NY | 3 | 1 | C | Active |
| JB Financial Services, Inc. CRD: 139373 | - | 0 | 1 | - | Unknown |
| JB Fitz Inc. CRD: 282646 | - | 0 | 0 | - | Unknown |
| JB Independent Financial, Inc. CRD: 135979 | - | 0 | 0 | - | Unknown |
| JB Investment Management, LLC CRD: 146995 | - | 0 | 0 | - | Unknown |
| JB Investments Management, LLC CRD: 170508 | - | 0 | 0 | - | Unknown |
| JB Investments Management, LLC CRD: 309067 | - | 0 | 1 | - | Unknown |
| JB Meridian Advisors, LLC CRD: 154676 | - | 0 | 3 | - | Unknown |
| JB Wealth Advisors LLC CRD: 328441 | - | 0 | 2 | - | Unknown |
| JB Wealth Management LLC CRD: 145423 | - | 0 | 0 | - | Unknown |
| JB, Inc. CRD: 113331 | - | 0 | 0 | - | Unknown |
| JBA Asset Management LLC CRD: 339858 | - | 0 | 1 | - | Unknown |
| JBA Financial Advisors CRD: 132149 | - | 0 | 2 | - | Unknown |
| JBA Securities Corporation CRD: 15429 | - | 0 | 0 | A | INACTIVE |
| JBB Financial, LLC CRD: 135685 | - | 0 | 2 | - | Unknown |
| JBC Wealth Advisors, LLC CRD: 283833 | - | 0 | 0 | - | Unknown |
| JBF Capital, Inc. CRD: 131277 | - | 0 | 0 | - | Unknown |
| JBGLOBAL.COM LLC CRD: 119111 | - | 0 | 1 | - | Unknown |
| JBH Financial Inc. CRD: 39180 | - | 0 | 0 | A | INACTIVE |
| JBI Capital LLC CRD: 299254 | - | 0 | 0 | - | Unknown |
| JBJ Investment Partners, LLC CRD: 165294 | - | 0 | 0 | - | Unknown |
| JBL Advisors CRD: 174015 | - | 0 | 0 | - | Unknown |
| JBL Capital Management, LLC CRD: 289994 | - | 0 | 1 | - | Unknown |
| JBL Wealth Advisory CRD: 168110 | - | 0 | 0 | - | Unknown |
| JBL Wealth Strategies CRD: 165960 | - | 0 | 0 | - | Unknown |
| JBP Financial LLC CRD: 321170 | - | 0 | 1 | - | Unknown |
| JBS Liberty Securities, Inc. CRD: 36179 | NC | 2 | 3 | B | Active |
| JBS Securities Corp. CRD: 37458 | - | 1 | 0 | B | INACTIVE |
| JBSL Advisors LLC CRD: 335460 | - | 0 | 0 | - | Unknown |
| JBT Capital, Inc CRD: 161810 | - | 0 | 0 | - | Unknown |
| JBV Capital, LLC CRD: 310676 | - | 0 | 1 | - | Unknown |
| JBV GP, LLC CRD: 310673 | - | 0 | 0 | - | Unknown |
| JBY Financial Planning CRD: 329299 | - | 0 | 1 | - | Unknown |
| JC Capital Advisors Group LLC CRD: 339298 | - | 0 | 1 | - | Unknown |
| JC Financial Planning & Investments, LLC CRD: 142703 | - | 0 | 2 | - | Unknown |
| JC Financial Services CRD: 284702 | - | 0 | 1 | - | Unknown |
| JC Miano Investment Advisory Service CRD: 132484 | - | 0 | 1 | - | Unknown |
| JC Reed & Co., Securities, Inc. CRD: 19403 | - | 0 | 0 | A | INACTIVE |
| Jc&company CRD: 300724 | - | 0 | 1 | - | Unknown |
| Jcam Investments Ltd CRD: 175278 | - | 0 | 0 | - | Unknown |
| Jcap CRD: 324536 | - | 0 | 0 | - | Unknown |
| Jcap Advisors, LLC CRD: 190516 | - | 0 | 0 | - | Unknown |
| JCB Financial, Inc. CRD: 140902 | - | 0 | 2 | - | Unknown |
| JCC Capital Markets, LLC CRD: 146776 | CA | 0 | 5 | A | Active |
| JCD Investments, LLC CRD: 111620 | - | 0 | 0 | - | Unknown |