Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
JCD Wealth Management
CRD: 162443
- 0 0 - Unknown
JCG Advisory Group, LLC
CRD: 283746
- 0 2 - Unknown
JCG Capital
CRD: 159116
- 0 2 - Unknown
JCG Capital LLC
CRD: 330873
- 0 1 - Unknown
JCG Investments, LLC
CRD: 171235
- 0 0 - Unknown
JCH Investment Company, Inc.
CRD: 15718
- 0 0 A INACTIVE
Jchristopher Advisors Inc.
CRD: 306223
- 0 0 - Unknown
Jcia, LLC
CRD: 300180
- 0 0 - Unknown
JCM Advisory Services, LLC
CRD: 166319
- 0 0 - Unknown
JCM Capital Management
CRD: 116076
- 0 2 - Unknown
JCM Fund Manager, LLC
CRD: 173656
- 0 1 - Unknown
JCM3 Asset Management, LLC
CRD: 327263
- 0 1 - Unknown
JCN Financial & TAX Advisory Group, LLC
CRD: 174358
- 0 1 - Unknown
JCO Advisors LLC
CRD: 329489
- 0 2 - Unknown
JCP Investment Management, LLC
CRD: 150635
- 0 1 - Unknown
JCP Securities
CRD: 140318
CA 0 2 A Active
Jcra Financial LLC
CRD: 149305
- 0 0 A INACTIVE
JCSD Capital, LLC
CRD: 163084
- 0 1 - Unknown
JCSH Investment Group, Inc.
CRD: 31246
- 0 0 A INACTIVE
JCW Partners, LLC
CRD: 109804
- 0 0 - Unknown
JD Capital Management LLC
CRD: 137110
- 0 0 - Unknown
JD Euroway Capital Partners LLC
CRD: 305102
- 0 0 - Unknown
JD Financial Fitness LLC
CRD: 304711
- 0 1 - Unknown
JD Haggar Financial
CRD: 329083
- 0 2 - Unknown
JD Investment Management
CRD: 109715
- 0 0 - Unknown
JD Investment Management, LLC
CRD: 123293
- 0 2 - Unknown
JD Miller CPA, a Professional Corporation
CRD: 118429
- 0 0 - Unknown
JD Powers Financial Services, Inc.
CRD: 142966
- 0 0 - Unknown
JD Wealth Ltd.
CRD: 284897
- 0 0 - Unknown
JD Wealth, LLC
CRD: 284425
- 0 0 - Unknown
JDA Ventures Corporation
CRD: 104340
- 0 0 A INACTIVE
JDC-JSC L.P.
CRD: 298728
- 0 0 - Unknown
JDF Capital Advisors, LLC
CRD: 44760
- 1 0 B INACTIVE
JDF Securities, Inc.
CRD: 32740
- 0 0 A INACTIVE
JDG Management, LLC
CRD: 153469
- 0 0 - Unknown
JDG Wealth Management Group, LLC
CRD: 154915
- 0 2 - Unknown
JDH Asset Management, LLC
CRD: 147844
- 0 0 - Unknown
JDH Wealth Management, LLC
CRD: 112474
- 0 2 - Unknown
JDI Port 99 Manager, LLC
CRD: 327174
- 0 0 - Unknown
JDL Advisers
CRD: 122307
- 0 2 - Unknown
JDL Securities Corporation
CRD: 28131
CA 1 2 B Active
JDM Financial Group LLC
CRD: 122057
- 0 5 - Unknown
JDM Investment Counsel, LLC
CRD: 147736
- 0 0 - Unknown
JDN Capital Management, L.P.
CRD: 111788
- 0 0 - Unknown
JDN Financial LLC
CRD: 154677
- 0 1 - Unknown
JDP Capital Management
CRD: 158363
- 0 0 - Unknown
JDP Limited Partnership
CRD: 147241
- 0 0 A INACTIVE
JDR Financial, LLC
CRD: 309303
- 0 0 - Unknown
JDS Investment Management
CRD: 172214
- 0 1 - Unknown
JDS Wealth Management Corp.
CRD: 151611
- 0 0 - Unknown
Page 767 of 1601 (80,028 total)