Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Jdtrader Services LLC CRD: 329277 | - | 0 | 0 | - | Unknown |
| Jduesenberg Financial CRD: 160768 | - | 0 | 0 | - | Unknown |
| JDV Wealth Advisors, LLC CRD: 169628 | - | 0 | 1 | - | Unknown |
| Jdyeageradvisors CRD: 307193 | - | 0 | 1 | - | Unknown |
| JE Wilson Advisors, LLC CRD: 110375 | - | 0 | 0 | - | Unknown |
| Jeanne M. H. Keller CRD: 116358 | - | 0 | 0 | - | Unknown |
| Jeanneret J P Associates Inc CRD: 107677 | - | 0 | 0 | - | Unknown |
| Jebb Charleston Equities, Inc. CRD: 17749 | - | 0 | 0 | A | INACTIVE |
| Jecap Management, LLC CRD: 311283 | - | 0 | 1 | - | Unknown |
| Jecohen & Co., LLC CRD: 173878 | - | 0 | 1 | - | Unknown |
| JED M. Cohen, Inc. CRD: 20568 | - | 0 | 0 | A | INACTIVE |
| Jedar Capital Management, LLC CRD: 328951 | - | 0 | 0 | - | Unknown |
| Jedi Management, Inc. CRD: 128805 | - | 0 | 1 | - | Unknown |
| Jedi, LLC CRD: 107090 | - | 0 | 0 | - | Unknown |
| Jedivc Management LLC CRD: 300882 | - | 0 | 1 | - | Unknown |
| Jeereddi Investments, LP CRD: 158075 | - | 0 | 0 | - | Unknown |
| JEF Clear Quant Ltd CRD: 343301 | - | 0 | 1 | - | Unknown |
| Jeferson Capital, Inc. CRD: 23969 | - | 0 | 0 | A | INACTIVE |
| Jeff Elliott, CFP® CRD: 172781 | - | 0 | 1 | - | Unknown |
| Jeff Harris & Associates, Inc. CRD: 109156 | - | 0 | 0 | - | Unknown |
| Jeff Sprowles and Associates, LLC CRD: 141460 | - | 0 | 0 | - | Unknown |
| Jefferies Bache Securities, LLC CRD: 127733 | - | 2 | 0 | B | INACTIVE |
| Jefferies Capital Partners LLC CRD: 161498 | - | 0 | 0 | - | Unknown |
| Jefferies Credit Management LLC CRD: 324525 | - | 0 | 1 | - | Unknown |
| Jefferies Credit Partners Europe Limited CRD: 336469 | - | 0 | 0 | - | Unknown |
| Jefferies Employees Opportunity Fund, LLC CRD: 103816 | - | 0 | 0 | A | INACTIVE |
| Jefferies Execution Services, Inc. CRD: 867 | - | 19 | 0 | F | INACTIVE |
| Jefferies Finance LLC CRD: 162264 | - | 0 | 1 | - | Unknown |
| Jefferies High Yield Trading, LLC CRD: 47363 | - | 2 | 0 | B | INACTIVE |
| Jefferies Investment Advisers LLC CRD: 325421 | - | 0 | 76 | - | Unknown |
| Jefferies LLC CRD: 2347 | NY | 137 | 42 | D | Active |
| Jefferies Partners Opportunity Fund III, LLC CRD: 110647 | - | 0 | 0 | A | INACTIVE |
| Jefferies Partners Opportunity Fund V, LLC CRD: 110683 | - | 0 | 0 | A | INACTIVE |
| Jefferies Partners Opportunity Fund, LLC CRD: 46504 | - | 0 | 0 | A | INACTIVE |
| Jefferies Prime Finance LLC CRD: 337480 | NY | 0 | 1 | A | Active |
| Jefferies Research Services LLC CRD: 292142 | - | 0 | 1 | - | Unknown |
| Jefferies/Quarterdeck, LLC CRD: 115153 | - | 0 | 0 | A | INACTIVE |
| Jeffers Investments Corporation CRD: 20873 | - | 0 | 0 | A | INACTIVE |
| Jefferson Asset Management CRD: 116222 | - | 0 | 2 | - | Unknown |
| Jefferson Bridge Capital, LLC CRD: 325636 | - | 0 | 2 | - | Unknown |
| Jefferson Capital Group, Ltd. CRD: 35351 | - | 0 | 0 | A | INACTIVE |
| Jefferson Capital Partners, Ltd. CRD: 169856 | - | 0 | 0 | - | Unknown |
| Jefferson Gersch, Inc. CRD: 41893 | - | 0 | 0 | A | INACTIVE |
| Jefferson International Investment Company CRD: 17230 | - | 0 | 0 | A | INACTIVE |
| Jefferson Investment Corporation CRD: 15790 | - | 0 | 0 | A | INACTIVE |
| Jefferson Investment Services, Inc. CRD: 27847 | - | 0 | 0 | A | INACTIVE |
| Jefferson National Securities Corporation CRD: 47582 | - | 0 | 0 | A | INACTIVE |
| Jefferson Partners Fund 4.5 Management Corp. CRD: 163115 | - | 0 | 0 | - | Unknown |
| Jefferson Securities,Ltd. CRD: 13631 | - | 0 | 0 | A | INACTIVE |
| Jefferson Worldwide Group Ltd. CRD: 47188 | - | 0 | 0 | A | INACTIVE |