Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Jeffery & Jeffery Capital Management, Inc. CRD: 144737 | - | 0 | 0 | - | Unknown |
| Jeffery C. Welch and Associates, Inc. CRD: 143092 | - | 0 | 2 | - | Unknown |
| Jeffery Maurer & Associates CRD: 16554 | - | 0 | 0 | A | INACTIVE |
| Jeffrey a Bogart Investment Advisor CRD: 121141 | - | 0 | 0 | - | Unknown |
| Jeffrey a. Drayton Financial Group, Inc. CRD: 290721 | - | 0 | 2 | - | Unknown |
| Jeffrey Brooks CRD: 27860 | - | 0 | 0 | A | INACTIVE |
| Jeffrey Brooks Securities Inc. CRD: 13495 | - | 0 | 0 | A | INACTIVE |
| Jeffrey Casdin & Co. Inc. CRD: 17725 | - | 0 | 0 | A | INACTIVE |
| Jeffrey Gall Wealth Advisors CRD: 134004 | - | 0 | 0 | - | Unknown |
| Jeffrey John Oechsel CRD: 129673 | - | 0 | 0 | A | INACTIVE |
| Jeffrey Joseph Management CRD: 329679 | - | 0 | 1 | - | Unknown |
| Jeffrey L Bassock LLC CRD: 47082 | - | 0 | 0 | A | INACTIVE |
| Jeffrey L. Butler CRD: 147117 | - | 0 | 0 | - | Unknown |
| Jeffrey M. Schroeder, P.A. CRD: 142321 | - | 0 | 0 | - | Unknown |
| Jeffrey Matthews Wealth Management, LLC CRD: 155392 | - | 0 | 3 | - | Unknown |
| Jeffrey N. Mehler, CFP LLC CRD: 126681 | - | 0 | 4 | - | Unknown |
| Jeffrey R. Jacobs, CPA CRD: 141614 | - | 0 | 1 | - | Unknown |
| Jeffrey Roberto Wealth Management LLC CRD: 300948 | - | 0 | 0 | - | Unknown |
| Jeffrey T King CRD: 121671 | - | 0 | 0 | - | Unknown |
| Jeffrey T. Kaufmann & Co., Inc. CRD: 34517 | - | 0 | 0 | A | INACTIVE |
| Jeffrey W. Evans and Company, Inc. CRD: 13599 | - | 0 | 0 | A | INACTIVE |
| Jeffrey Walter Heisey CRD: 170365 | - | 0 | 0 | - | Unknown |
| Jeffrey Wilkins, Registered Investment Adviser CRD: 128477 | - | 0 | 0 | - | Unknown |
| Jeffrey Z. Schwartz, Inc. CRD: 46323 | - | 0 | 0 | A | INACTIVE |
| Jeffries Capital Management, LLC CRD: 113190 | - | 0 | 0 | - | Unknown |
| Jeffries Wealth Management CRD: 323385 | - | 0 | 1 | - | Unknown |
| Jeffs, Robin CRD: 136030 | - | 0 | 0 | - | Unknown |
| Jegi LLC CRD: 134887 | - | 0 | 0 | A | INACTIVE |
| JEH Financial Advisors LLC CRD: 143059 | - | 0 | 0 | - | Unknown |
| Jehm Wealth & Retirement, LLC CRD: 304253 | - | 0 | 1 | - | Unknown |
| Jehnags Capital Corporation CRD: 8694 | - | 0 | 0 | A | INACTIVE |
| JEI Investment Management, LLC CRD: 169455 | - | 0 | 1 | - | Unknown |
| Jeito Capital LLC CRD: 318635 | - | 0 | 1 | - | Unknown |
| Jeito Capital SAS CRD: 316494 | - | 0 | 0 | - | Unknown |
| Jekada Financial Group CRD: 134101 | - | 0 | 0 | - | Unknown |
| Jellyfish Limited CRD: 297966 | - | 0 | 0 | - | Unknown |
| JEM Capital GP LLC CRD: 310882 | - | 0 | 1 | - | Unknown |
| JEM Capital Management, LLC CRD: 332580 | - | 0 | 1 | - | Unknown |
| Jemma Financial Services CRD: 284198 | - | 0 | 2 | - | Unknown |
| Jemmini Securities, LLC CRD: 119665 | - | 0 | 0 | A | INACTIVE |
| JEN Holdings LLP CRD: 334979 | - | 0 | 0 | - | Unknown |
| JEN Management CRD: 163374 | - | 0 | 0 | - | Unknown |
| Jencks & Company LLC CRD: 44494 | - | 1 | 0 | B | INACTIVE |
| Jenel Partners, LLC CRD: 41753 | - | 0 | 0 | A | INACTIVE |
| Jeneq Management LP CRD: 294045 | - | 0 | 0 | - | Unknown |
| Jeneration Capital Advisors (Hong Kong) Limited CRD: 323434 | - | 0 | 0 | - | Unknown |
| Jeneration Capital Management CRD: 323428 | - | 0 | 0 | - | Unknown |
| Jenkins Wealth CRD: 153241 | - | 0 | 0 | - | Unknown |
| Jenney Financial Management CRD: 167599 | - | 0 | 0 | - | Unknown |
| Jennings & Associates Financial Advisors, LLC CRD: 312706 | - | 0 | 1 | - | Unknown |