Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Jennings Asset Management, LLC CRD: 126249 | - | 0 | 0 | - | Unknown |
| Jennings Capital (USA) Inc. CRD: 141191 | - | 0 | 0 | A | INACTIVE |
| Jennings Financial Planning, Inc. CRD: 129430 | - | 0 | 2 | - | Unknown |
| Jennings Fund Management, LLC CRD: 312507 | - | 0 | 1 | - | Unknown |
| Jennings Investment Group, Inc. CRD: 154389 | - | 0 | 1 | - | Unknown |
| Jennings Programs, Inc. CRD: 8145 | - | 0 | 0 | A | INACTIVE |
| Jennings Securities LLC CRD: 37651 | - | 1 | 0 | B | INACTIVE |
| Jennison Associates CRD: 107959 | - | 0 | 1 | - | Unknown |
| Jennwealth Advisors CRD: 173430 | - | 0 | 0 | - | Unknown |
| Jenny a Puchta CPA CRD: 129857 | - | 0 | 0 | - | Unknown |
| Jenny Williams Financial Services LLC CRD: 284703 | - | 0 | 2 | - | Unknown |
| Jensen Capital Asset Management CRD: 226609 | - | 0 | 1 | - | Unknown |
| Jensen Investment Management Inc. CRD: 105281 | - | 0 | 1 | - | Unknown |
| Jensen Investors, RIA CRD: 116922 | - | 0 | 0 | - | Unknown |
| Jensen Portfolio Brokerage, Inc. CRD: 30183 | - | 0 | 0 | A | INACTIVE |
| Jensen Securities Co. CRD: 13852 | - | 0 | 0 | A | INACTIVE |
| Jensen Wealth Advisors CRD: 113841 | - | 0 | 0 | - | Unknown |
| Jentner Wealth Management CRD: 105248 | - | 0 | 0 | - | Unknown |
| Jeppson Wealth Management, LLC CRD: 305552 | - | 0 | 2 | - | Unknown |
| Jepsen Financial CRD: 115161 | - | 0 | 3 | - | Unknown |
| Jepson Financial Advisors, P.A. CRD: 123342 | - | 0 | 0 | - | Unknown |
| Jera Partners CRD: 309655 | - | 0 | 0 | - | Unknown |
| Jera Securities, Inc. CRD: 44499 | - | 3 | 0 | C | INACTIVE |
| Jercon Wealth Management, LLC CRD: 293040 | - | 0 | 0 | - | Unknown |
| Jeremiah Capital, LLC CRD: 333220 | - | 0 | 1 | - | Unknown |
| Jeremy Abelson Advisory LLC CRD: 310457 | - | 0 | 1 | - | Unknown |
| Jerica Capital Management LP CRD: 167894 | - | 0 | 0 | - | Unknown |
| Jericho Capital Asset Management L.P. CRD: 156701 | - | 0 | 1 | - | Unknown |
| Jericho Financial CRD: 288801 | - | 0 | 2 | - | Unknown |
| Jermar Partners L.L.C. CRD: 47229 | - | 0 | 0 | A | INACTIVE |
| Jero Ltd. CRD: 13379 | - | 1 | 0 | B | INACTIVE |
| Jerold Securities & Co., Inc. CRD: 6594 | - | 0 | 0 | A | INACTIVE |
| Jerold Securities & Equities Corp. CRD: 16822 | - | 0 | 0 | A | INACTIVE |
| Jerome BEN Vernazza CRD: 127087 | - | 0 | 0 | - | Unknown |
| Jerome Lewis CRD: 147430 | - | 0 | 1 | - | Unknown |
| Jerome P. Greene & Associates, LLC CRD: 46075 | - | 0 | 0 | A | INACTIVE |
| Jerrmar Capital Management, Inc. CRD: 132150 | - | 0 | 0 | - | Unknown |
| Jerry J Davis CPA PC CRD: 150939 | - | 0 | 0 | - | Unknown |
| Jerry LEE & Associates CRD: 5867 | - | 0 | 0 | A | INACTIVE |
| Jerry M. Glaze and Associates CRD: 128959 | - | 0 | 0 | - | Unknown |
| Jerry W. Kintz, Inc. CRD: 13223 | - | 0 | 0 | A | INACTIVE |
| Jerry WM Zillion DBA Financial Consulting Group CRD: 111171 | - | 0 | 0 | - | Unknown |
| Jersey Benefits Advisors CRD: 129125 | - | 0 | 0 | - | Unknown |
| Jersey Capital Markets Group Inc. CRD: 14406 | - | 0 | 0 | A | INACTIVE |
| Jersey Securities Corp. CRD: 11315 | - | 0 | 0 | A | INACTIVE |
| Jersey Shore Financial Advisors LLC CRD: 143748 | - | 0 | 2 | - | Unknown |
| Jersey Shore Portfolio Management, LLC CRD: 164487 | - | 0 | 2 | - | Unknown |
| Jersey Shore Trading Group Inc. CRD: 47440 | - | 3 | 0 | C | INACTIVE |
| Jersin Financial Services CRD: 126990 | - | 0 | 1 | - | Unknown |
| Jervis Alternative Asset Management Co. (Jaamco), … CRD: 133896 | - | 0 | 0 | - | Unknown |