Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| JES Capital LLC CRD: 325257 | - | 0 | 0 | - | Unknown |
| JES Global Capital GP II, LLC CRD: 286203 | - | 0 | 0 | - | Unknown |
| JES Global Capital GP III, LLC CRD: 300340 | - | 0 | 0 | - | Unknown |
| JES Global Capital GP, LLC CRD: 284555 | - | 0 | 0 | - | Unknown |
| JES Securities, Ltd. CRD: 33696 | - | 1 | 0 | B | INACTIVE |
| JES Special Opportunities Venture Fund GP, LLC CRD: 309665 | - | 0 | 0 | - | Unknown |
| Jeske Asset Management, LLC CRD: 326275 | - | 0 | 1 | - | Unknown |
| Jess Kent Capital Markets, Inc. CRD: 30745 | - | 0 | 0 | A | INACTIVE |
| Jess S. Morgan & Company., Inc. CRD: 110816 | - | 0 | 0 | - | Unknown |
| Jesse Investment Advisors Inc CRD: 111276 | - | 0 | 0 | - | Unknown |
| Jessnick Capital Management,LLC CRD: 125929 | - | 0 | 0 | - | Unknown |
| Jessup Wealth Management CRD: 323035 | - | 0 | 1 | - | Unknown |
| Jessurum Capital CRD: 334415 | - | 0 | 1 | - | Unknown |
| Jesup & Lamont Securities Co., Inc. CRD: 6736 | - | 0 | 0 | A | INACTIVE |
| Jesup & Lamont Securities Corp CRD: 39056 | - | 18 | 0 | F | INACTIVE |
| JET Capital Investors, LP CRD: 138656 | - | 0 | 0 | - | Unknown |
| JET Stream Wealth Management CRD: 329042 | - | 0 | 1 | - | Unknown |
| JET Wealth Advisors CRD: 333645 | - | 0 | 1 | - | Unknown |
| Jetha Global (Difc) Ltd CRD: 335531 | - | 0 | 0 | - | Unknown |
| Jetha Global Limited CRD: 315350 | - | 0 | 0 | - | Unknown |
| Jetstream Capital LLC CRD: 285897 | - | 0 | 0 | - | Unknown |
| Jetstream Management, LLC CRD: 317849 | - | 0 | 1 | - | Unknown |
| Jett Capital Advisors, LLC CRD: 169127 | NY | 0 | 2 | A | Active |
| Jett Investment Company CRD: 1259 | - | 0 | 0 | A | INACTIVE |
| Jett Ventures LLC CRD: 314463 | - | 0 | 1 | - | Unknown |
| Jettrade, Inc. CRD: 102440 | - | 2 | 0 | B | INACTIVE |
| JEV Income Property Fund, Inc. CRD: 14355 | - | 0 | 0 | A | INACTIVE |
| Jewel Investments CRD: 287640 | - | 0 | 1 | - | Unknown |
| Jewell Wealth Management Inc. CRD: 304259 | - | 0 | 1 | - | Unknown |
| Jewett Investments LLC CRD: 316947 | - | 0 | 0 | - | Unknown |
| JF International Management Inc. CRD: 107081 | - | 0 | 0 | - | Unknown |
| JFB Holdings Corp CRD: 108510 | - | 0 | 0 | - | Unknown |
| JFD Capital, LLC CRD: 334762 | - | 0 | 1 | - | Unknown |
| JFF Ventures CRD: 335328 | - | 0 | 0 | - | Unknown |
| JFG Family Office CRD: 125101 | - | 0 | 7 | - | Unknown |
| JFG Wealth Management, LLC CRD: 285023 | - | 0 | 0 | - | Unknown |
| JFJ Advisory Services LLC CRD: 322407 | - | 0 | 1 | - | Unknown |
| JFJ Traders Ltd. Partnership CRD: 33597 | - | 1 | 0 | B | INACTIVE |
| JFK Advisory Services, LLC CRD: 160026 | - | 0 | 1 | - | Unknown |
| JFL Capital Management LLC CRD: 174202 | - | 0 | 0 | - | Unknown |
| JFL Financial Services, LLC CRD: 128538 | - | 0 | 0 | - | Unknown |
| JFL Total Wealth Management, LLC CRD: 163437 | - | 0 | 0 | - | Unknown |
| JFR Financial Services, Inc. CRD: 124456 | - | 0 | 1 | - | Unknown |
| JFS Wealth Advisors, LLC CRD: 145051 | - | 0 | 23 | - | Unknown |
| Jfthompson Wealth Management CRD: 282751 | - | 0 | 0 | - | Unknown |
| JG Capital LLC CRD: 165286 | - | 0 | 0 | - | Unknown |
| JG Wealth Management, LLC CRD: 286651 | - | 0 | 1 | - | Unknown |
| JGA Wealth Management, LLC CRD: 172678 | - | 0 | 0 | - | Unknown |
| JGB Analytics CRD: 165952 | - | 0 | 0 | - | Unknown |
| JGB Capital Management L.P. CRD: 163658 | - | 0 | 1 | - | Unknown |