Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| JGB International, Inc. CRD: 31770 | - | 0 | 0 | A | INACTIVE |
| JGC TAX & Wealth Management CRD: 165770 | - | 0 | 1 | - | Unknown |
| JGD Investment Management, LLC CRD: 172280 | - | 0 | 0 | - | Unknown |
| JGE Capital Management, LLC CRD: 137473 | - | 0 | 0 | - | Unknown |
| JGL Advisory LLC CRD: 339488 | - | 0 | 2 | - | Unknown |
| JGM Capital Management CRD: 295866 | - | 0 | 0 | - | Unknown |
| JGM Securities, LLC CRD: 43784 | - | 1 | 0 | B | INACTIVE |
| JGM Wealth Management, L.L.C. CRD: 168220 | - | 0 | 0 | - | Unknown |
| JGP Global GestÃO DE Recursos Ltda. CRD: 164960 | - | 0 | 0 | - | Unknown |
| JGP Wealth Management, LLC CRD: 290694 | - | 0 | 18 | - | Unknown |
| JGR Financial Solutions CRD: 226585 | - | 0 | 1 | - | Unknown |
| JGS Wealth Management, LLC CRD: 154646 | - | 0 | 2 | - | Unknown |
| JH Advisors CRD: 139587 | - | 0 | 1 | - | Unknown |
| JH Kaufman LLC CRD: 291053 | - | 0 | 1 | - | Unknown |
| JH Partners, LLC CRD: 161176 | - | 0 | 0 | - | Unknown |
| Jhanti Financial CRD: 165335 | - | 0 | 2 | - | Unknown |
| Jhat Securities LLC CRD: 120753 | - | 0 | 0 | A | INACTIVE |
| JHB Capital Management LLC CRD: 337922 | - | 0 | 1 | - | Unknown |
| JHH Wealth, LLC CRD: 153924 | - | 0 | 0 | - | Unknown |
| JHL Capital Group LLC CRD: 156635 | - | 0 | 0 | - | Unknown |
| JHL Investment Firm Inc CRD: 298362 | - | 0 | 1 | - | Unknown |
| JHM Asset Management, LLC CRD: 293157 | - | 0 | 1 | - | Unknown |
| JHM Securities Corporation CRD: 23219 | - | 0 | 0 | A | INACTIVE |
| JHM, Inc. CRD: 7113 | - | 0 | 0 | A | INACTIVE |
| JHP Planning, LLC CRD: 336436 | - | 0 | 1 | - | Unknown |
| JHP Wealth Management, LLC CRD: 298784 | - | 0 | 2 | - | Unknown |
| JHS Capital Advisors, LLC CRD: 112097 | - | 8 | 0 | D | INACTIVE |
| JHSF Capital Ltda. CRD: 332337 | - | 0 | 0 | - | Unknown |
| JI Financial Services, LLC CRD: 332454 | - | 0 | 1 | - | Unknown |
| Jibe Select 1 Management Ltd CRD: 330202 | - | 0 | 0 | - | Unknown |
| Jibe Ventures GP, LLC CRD: 311847 | - | 0 | 1 | - | Unknown |
| JIE Shen, CFA CRD: 289865 | - | 0 | 2 | - | Unknown |
| Jiffer Quantitative Investments LLC CRD: 284526 | - | 0 | 0 | - | Unknown |
| Jigsaw Financial CRD: 170658 | - | 0 | 0 | - | Unknown |
| JII Securities Inc. CRD: 406 | - | 0 | 0 | A | INACTIVE |
| Jiko Securities Inc. CRD: 287507 | CA | 0 | 3 | A | Active |
| JIM Becherer & Co. CRD: 6043 | - | 0 | 0 | A | INACTIVE |
| JIM Collins Insight ETF Management, LLC CRD: 293259 | - | 0 | 0 | - | Unknown |
| JIM Earl Financial CRD: 149444 | - | 0 | 1 | - | Unknown |
| JIM Goldinger CRD: 283167 | - | 0 | 0 | - | Unknown |
| JIM H. Corcoran Options, LLC CRD: 120396 | - | 0 | 0 | A | INACTIVE |
| JIM Hannley, LLC CRD: 130319 | - | 0 | 1 | - | Unknown |
| JIM Mckeever CRD: 113127 | - | 0 | 2 | - | Unknown |
| JIM Neuman & Associates, P.C. CRD: 113489 | - | 0 | 0 | - | Unknown |
| JIM POE & Associates, Inc. CRD: 140232 | - | 0 | 0 | - | Unknown |
| JIM Roberts Investment Advisors LLC CRD: 169219 | - | 0 | 1 | - | Unknown |
| JIM Saulnier & Associates, LLC CRD: 169889 | - | 0 | 1 | - | Unknown |
| JIM Seagrave & Associates, LLC CRD: 139644 | - | 0 | 0 | - | Unknown |
| JIM Seagrave & Associates, LLC CRD: 323217 | - | 0 | 0 | - | Unknown |
| Jimenez Securities, Inc. CRD: 36794 | - | 0 | 0 | A | INACTIVE |