Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| JIN GE Asset Management (Cayman) Limited CRD: 313685 | - | 0 | 0 | - | Unknown |
| JIN Investment Management PTE. Ltd. CRD: 323101 | - | 0 | 0 | - | Unknown |
| Jinco Securities, Inc. CRD: 17660 | - | 0 | 0 | A | INACTIVE |
| Jinde Asset Management (Hong Kong) Limited CRD: 297102 | - | 0 | 0 | - | Unknown |
| Jinge Asset Management (HK) Limited CRD: 327808 | - | 0 | 0 | - | Unknown |
| JIR Ventures Group Inc CRD: 300708 | - | 0 | 0 | - | Unknown |
| Jireh Collicott Financial CRD: 327197 | - | 0 | 0 | - | Unknown |
| Jirisan Capital Management, LLC CRD: 297801 | - | 0 | 0 | - | Unknown |
| JIS Options Corp. CRD: 34500 | - | 0 | 0 | A | INACTIVE |
| JIS Trading Group, L.P. CRD: 38047 | - | 4 | 0 | C | INACTIVE |
| Jiuding Dingfeng Advisors Limited CRD: 170713 | - | 0 | 0 | - | Unknown |
| Jiuding Dingfeng Advisors Limited CRD: 304482 | - | 0 | 0 | - | Unknown |
| Jive Asset Gestao DE Recursos Ltda CRD: 171896 | - | 0 | 0 | - | Unknown |
| Jive Investments Gestao DE Recursos E Consultoria … CRD: 330171 | - | 0 | 0 | - | Unknown |
| JJ Investment Company CRD: 140868 | - | 0 | 0 | - | Unknown |
| JJB Angel CRD: 299199 | - | 0 | 1 | - | Unknown |
| Jjbeshara Management, LLC CRD: 318505 | - | 0 | 1 | - | Unknown |
| JJC Equities, Inc. CRD: 15358 | - | 0 | 0 | A | INACTIVE |
| JJC Securities Co., Inc. CRD: 3144 | - | 0 | 0 | A | INACTIVE |
| JJC Specialist Partners CRD: 3518 | - | 0 | 0 | A | INACTIVE |
| JJCC Financial, Inc. CRD: 287531 | - | 0 | 0 | - | Unknown |
| JJJ Capital Management (Difc) Limited CRD: 335078 | - | 0 | 0 | - | Unknown |
| JJJ Capital Management LLP CRD: 329074 | - | 0 | 0 | - | Unknown |
| JJM Equity Corporation CRD: 11656 | - | 0 | 0 | A | INACTIVE |
| JJM Financial Strategies Inc CRD: 108635 | - | 0 | 0 | - | Unknown |
| Jjones, LLC CRD: 130315 | - | 0 | 0 | A | INACTIVE |
| JJP Capital Management, Inc. CRD: 105374 | - | 0 | 1 | - | Unknown |
| JJR Associates CRD: 14397 | - | 1 | 0 | B | INACTIVE |
| JJS Capital Management CRD: 171137 | - | 0 | 0 | - | Unknown |
| Jjsa Advisors, Ltd. CRD: 116460 | - | 0 | 2 | - | Unknown |
| Jjvi Hall Imperial Valley Manager, LLC CRD: 329607 | - | 0 | 0 | - | Unknown |
| JK Capital Advisors CRD: 157962 | - | 0 | 0 | - | Unknown |
| JK Capital Management Ltd. CRD: 163068 | - | 0 | 0 | - | Unknown |
| JK Financial Planning,Inc. CRD: 145146 | - | 0 | 2 | - | Unknown |
| JK Investment Group, Inc. CRD: 156406 | - | 0 | 0 | - | Unknown |
| JK Private Wealth, LLC CRD: 305987 | - | 0 | 1 | - | Unknown |
| JK PWA LLC CRD: 304202 | - | 0 | 3 | - | Unknown |
| JK Withus Co. Ltd. CRD: 338928 | - | 0 | 0 | - | Unknown |
| JK&B Management V, L.P. CRD: 162573 | - | 0 | 0 | - | Unknown |
| Jkay Securities Corporation CRD: 164691 | - | 0 | 1 | - | Unknown |
| JKD Capital, LLC CRD: 288447 | - | 0 | 0 | - | Unknown |
| JKD Financial CRD: 340392 | - | 0 | 1 | - | Unknown |
| JKG Capital LLC CRD: 284609 | - | 0 | 1 | - | Unknown |
| Jklawusa APC CRD: 322827 | - | 0 | 0 | - | Unknown |
| Jklusk, LLC CRD: 282133 | - | 0 | 0 | - | Unknown |
| JKM Management, LLC CRD: 288341 | - | 0 | 0 | - | Unknown |
| JKM Wealth Management Inc CRD: 297564 | - | 0 | 1 | - | Unknown |
| Jkmilne Asset Management CRD: 132313 | - | 0 | 0 | - | Unknown |
| JKZ Trading Inc. CRD: 124900 | - | 0 | 0 | A | INACTIVE |
| JL Capital Management CRD: 134300 | - | 0 | 0 | - | Unknown |