Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| JL Consultants, LLC CRD: 307202 | - | 0 | 0 | - | Unknown |
| JL Investments, Inc CRD: 185513 | - | 0 | 0 | - | Unknown |
| JL Robuck Company CRD: 226725 | - | 0 | 0 | - | Unknown |
| JL Securities Corp. CRD: 17112 | - | 0 | 0 | A | INACTIVE |
| JL Squared Group, LLC CRD: 157815 | - | 0 | 0 | - | Unknown |
| JLA Capital, LLC CRD: 335218 | - | 0 | 1 | - | Unknown |
| JLA Investment Management CRD: 171066 | - | 0 | 1 | - | Unknown |
| JLA Securities, LLC CRD: 312309 | - | 0 | 0 | A | INACTIVE |
| JLB & Associates Inc CRD: 104655 | - | 0 | 1 | - | Unknown |
| JLB Capital Management LLC CRD: 157305 | - | 0 | 1 | - | Unknown |
| JLB Investments, LLC CRD: 154137 | - | 0 | 0 | - | Unknown |
| JLC Infrastructure CRD: 287638 | - | 0 | 1 | - | Unknown |
| JLD, LLC CRD: 47908 | - | 0 | 0 | A | INACTIVE |
| JLE Wealth Management, LLC CRD: 167171 | - | 0 | 2 | - | Unknown |
| Jlens CRD: 331778 | - | 0 | 1 | - | Unknown |
| JLF Properties, Inc. CRD: 10085 | - | 0 | 0 | A | INACTIVE |
| Jlfranklin Wealth Planning CRD: 131690 | - | 0 | 0 | - | Unknown |
| JLJ Capital Management, LLC CRD: 136091 | - | 0 | 3 | - | Unknown |
| JLL Partners FCH, Inc. CRD: 285184 | - | 0 | 1 | - | Unknown |
| JLL Partners Inc. CRD: 160699 | - | 0 | 0 | - | Unknown |
| JLL Partners LLC CRD: 285186 | - | 0 | 1 | - | Unknown |
| JLM 1985, LLC CRD: 328000 | - | 0 | 0 | - | Unknown |
| JLM Advisors LLC CRD: 288125 | - | 0 | 1 | - | Unknown |
| JLM Securities Company CRD: 30355 | - | 1 | 0 | B | INACTIVE |
| JLP Asset Management, LLC CRD: 172421 | - | 0 | 0 | - | Unknown |
| JLP Capital Management CRD: 155797 | - | 0 | 0 | - | Unknown |
| JLP Financial Solutions, LLC CRD: 143932 | - | 0 | 0 | - | Unknown |
| JLP Investments CRD: 330948 | - | 0 | 1 | - | Unknown |
| JLS Capital, Inc CRD: 45836 | - | 0 | 0 | A | INACTIVE |
| JLS Financial, Inc. CRD: 13311 | - | 0 | 0 | A | INACTIVE |
| JLT Capital Partners LLC CRD: 158345 | - | 0 | 0 | A | INACTIVE |
| JLTD Advisors, LLC CRD: 153690 | - | 0 | 0 | - | Unknown |
| JLTS, LLC CRD: 146482 | - | 0 | 0 | A | INACTIVE |
| JLW Investments, Inc. CRD: 14459 | - | 0 | 0 | A | INACTIVE |
| JLW Real Estate Securities, Inc. CRD: 27503 | - | 0 | 0 | A | INACTIVE |
| JM Advisors, LLC CRD: 159351 | - | 0 | 2 | - | Unknown |
| JM Dissolution, Inc. CRD: 6980 | - | 0 | 0 | A | INACTIVE |
| JM Egan Wealth Advisors, LLC CRD: 121134 | - | 0 | 0 | - | Unknown |
| JM Financial Investment Managers Limited CRD: 161560 | - | 0 | 0 | - | Unknown |
| JM Financial Limited CRD: 293667 | - | 0 | 0 | - | Unknown |
| JM Financial Overseas Holdings Private Limited CRD: 162305 | - | 0 | 0 | - | Unknown |
| JM Financial Private Wealth, Inc. CRD: 341113 | - | 0 | 1 | - | Unknown |
| JM Financial Securities, Inc. CRD: 166504 | NY | 0 | 2 | A | Active |
| JM Investments, Inc. CRD: 31369 | - | 0 | 0 | A | INACTIVE |
| JM Lotshaw Consulting CRD: 126808 | - | 0 | 1 | - | Unknown |
| JM Securities, Inc. CRD: 26749 | - | 0 | 0 | A | INACTIVE |
| JM TAX & Financial LLC CRD: 304591 | - | 0 | 1 | - | Unknown |
| JM Wealth Builder Company, LLC CRD: 269967 | - | 0 | 0 | - | Unknown |
| JM&A Group Dealership Insurance Services CRD: 331423 | - | 0 | 1 | - | Unknown |
| JM10 Partners, LLC CRD: 295244 | - | 0 | 0 | - | Unknown |