Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| JM2 Capital Inc. CRD: 292351 | - | 0 | 1 | - | Unknown |
| JMA Financial Advisors, Inc. CRD: 115043 | - | 0 | 0 | - | Unknown |
| Jmac Enterprises LLC CRD: 312710 | - | 0 | 1 | - | Unknown |
| Jmac Financial Planning & Investment Services PLLC CRD: 164711 | - | 0 | 1 | - | Unknown |
| JMB Financial Managers, Inc. CRD: 136344 | - | 0 | 1 | - | Unknown |
| JMB Securities Corporation CRD: 5862 | - | 0 | 0 | A | INACTIVE |
| JMC Asset Management LLC CRD: 166225 | - | 0 | 0 | - | Unknown |
| JMC Investment Services, Inc. CRD: 14376 | - | 2 | 0 | B | INACTIVE |
| JMC Management, LLC CRD: 169235 | - | 0 | 1 | - | Unknown |
| JMC Securities, Inc. CRD: 7669 | - | 2 | 0 | B | INACTIVE |
| JMC Wealth CRD: 140984 | - | 0 | 3 | - | Unknown |
| Jmcmahan LLC CRD: 335477 | - | 0 | 1 | - | Unknown |
| JMD Financial Planning Inc. CRD: 340513 | - | 0 | 1 | - | Unknown |
| JME Wealth Management CRD: 319491 | - | 0 | 1 | - | Unknown |
| JMF Capstone Wealth Management CRD: 118296 | - | 0 | 2 | - | Unknown |
| JMF Financial Planning CRD: 179525 | - | 0 | 0 | - | Unknown |
| JMF Securities Corp. CRD: 117005 | - | 0 | 0 | A | INACTIVE |
| JMG Convertible Investments, C.L.P. CRD: 37630 | - | 0 | 0 | A | INACTIVE |
| JMG Financial Group Ltd CRD: 110302 | - | 0 | 20 | - | Unknown |
| JMG Financial Services, Ltd. CRD: 16495 | - | 0 | 0 | A | INACTIVE |
| JMG Securities, LLC CRD: 167172 | - | 0 | 0 | A | INACTIVE |
| JMH Capital LLC CRD: 163881 | - | 0 | 1 | - | Unknown |
| JMH Wealth Management, LLC CRD: 139294 | - | 0 | 3 | - | Unknown |
| JMI Management, L.P. CRD: 158344 | - | 0 | 1 | - | Unknown |
| JMI Securities Corporation CRD: 13955 | - | 0 | 0 | A | INACTIVE |
| JMJRG, Inc. DBA Strategic Wealth Management Group CRD: 309992 | - | 0 | 2 | - | Unknown |
| JMK & Associates, LLC CRD: 312760 | - | 0 | 1 | - | Unknown |
| JML Capital LLC CRD: 284137 | - | 0 | 0 | - | Unknown |
| JML Swiss Investment Counsellors USA, Inc. CRD: 38722 | - | 0 | 0 | A | INACTIVE |
| JMM Financial, LLC CRD: 123121 | - | 0 | 2 | - | Unknown |
| JMN Investment Management LLC CRD: 158357 | - | 0 | 1 | - | Unknown |
| JMO Financial CRD: 175086 | - | 0 | 2 | - | Unknown |
| JMP Squared LLC CRD: 168889 | - | 0 | 0 | - | Unknown |
| JMR Advisory Services, LLC CRD: 150418 | - | 0 | 0 | - | Unknown |
| JMR Capital Management Inc CRD: 138425 | - | 0 | 0 | - | Unknown |
| JMR Financial Group CRD: 114149 | - | 0 | 1 | - | Unknown |
| JMS Capital Group Wealth Services, LLC CRD: 281325 | - | 0 | 1 | - | Unknown |
| JMS Securities L.P. CRD: 23486 | - | 0 | 0 | A | INACTIVE |
| JMW Asset Advisors, LLC CRD: 163271 | - | 0 | 0 | - | Unknown |
| JMX US LLC CRD: 304748 | - | 0 | 0 | - | Unknown |
| JN Private Wealth Management LLC CRD: 327975 | - | 0 | 0 | - | Unknown |
| Jnba Financial Advisors, LLC CRD: 106550 | - | 0 | 5 | - | Unknown |
| JNC Financial Services, Inc. CRD: 41938 | - | 0 | 0 | A | INACTIVE |
| JNE Partners (US) LP CRD: 307232 | - | 0 | 0 | - | Unknown |
| JNE Partners LLP CRD: 300860 | - | 0 | 0 | - | Unknown |
| JNF Advisors, Inc. CRD: 143268 | - | 0 | 0 | - | Unknown |
| JNL Equity Corp. CRD: 2337 | - | 0 | 0 | A | INACTIVE |
| JNM Brokerage LLC CRD: 133508 | - | 0 | 0 | A | INACTIVE |
| JNR Equity Fund I Manager LLC CRD: 324939 | - | 0 | 1 | - | Unknown |
| JNR Equity Fund II Manager LLC CRD: 336845 | - | 0 | 1 | - | Unknown |