Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| JNR Securities Inc CRD: 41790 | - | 1 | 0 | B | INACTIVE |
| Jobarr Securities Corporation CRD: 10187 | - | 0 | 0 | A | INACTIVE |
| Jobel Financial, Inc. CRD: 8168 | - | 0 | 0 | A | INACTIVE |
| Jobi Capital LLC CRD: 326827 | - | 0 | 0 | - | Unknown |
| Jobs Peak Advisors CRD: 286080 | - | 0 | 2 | - | Unknown |
| Jocassee Quantitative, LLC CRD: 316865 | - | 0 | 0 | - | Unknown |
| Jocelyn Investment Management, LLC CRD: 145005 | - | 0 | 0 | - | Unknown |
| Jocelyn Investment Management, LLC CRD: 323831 | - | 0 | 1 | - | Unknown |
| Jody Humber C.F.P. Ltd. CRD: 10463 | - | 0 | 0 | A | INACTIVE |
| Jody Paviglionite, CPA Registered Investment Advis… CRD: 127073 | - | 0 | 0 | - | Unknown |
| JOE Carter CRD: 126135 | - | 0 | 2 | - | Unknown |
| JOE Jolly & Co., Inc. CRD: 7170 | AL | 8 | 2 | C | Active |
| JOE M. Cline & Associates, Inc. CRD: 6377 | - | 0 | 0 | A | INACTIVE |
| JOE Mastriano, P.C. CRD: 24548 | - | 0 | 0 | A | INACTIVE |
| JOE T. Lamb, Investment Advisor CRD: 113435 | - | 0 | 0 | - | Unknown |
| JOE Wall Enterprises, Inc. CRD: 15102 | - | 0 | 0 | A | INACTIVE |
| JOE, LLC CRD: 133635 | - | 0 | 0 | A | INACTIVE |
| Joel Adams and Associates Inc. CRD: 319379 | - | 0 | 2 | - | Unknown |
| Joel Busboom Financial, LLC CRD: 314481 | - | 0 | 1 | - | Unknown |
| Joel D. Andrews, LLC CRD: 114071 | - | 0 | 0 | - | Unknown |
| Joel Isaacson & Co., LLC CRD: 152450 | - | 0 | 3 | - | Unknown |
| Joel R. Mogy Investment Counsel Inc. CRD: 111622 | - | 0 | 1 | - | Unknown |
| Joel Smith & Associates, LLC CRD: 139972 | - | 0 | 2 | - | Unknown |
| Joel W. Newby, JR. CRD: 2909 | - | 0 | 0 | A | INACTIVE |
| JOH Options Inc. CRD: 31809 | - | 2 | 0 | B | INACTIVE |
| Johannsen & Associates, Inc. CRD: 137013 | - | 0 | 1 | - | Unknown |
| Johansen Investment Advisory Services CRD: 168643 | - | 0 | 0 | - | Unknown |
| Johanson Financial Advisors, Inc. CRD: 159244 | - | 0 | 0 | - | Unknown |
| Johcm (USA) Inc CRD: 167596 | - | 0 | 1 | - | Unknown |
| Johkim Capital Partners Management LLC CRD: 289512 | - | 0 | 1 | - | Unknown |
| John a. Bysko Associates CRD: 110612 | - | 0 | 1 | - | Unknown |
| John a. Levin & Co., Inc. CRD: 14184 | - | 0 | 0 | A | INACTIVE |
| John a. Neidel and Company CRD: 13431 | - | 0 | 0 | A | INACTIVE |
| John a. Poole-Financial Advisor CRD: 141882 | - | 0 | 1 | - | Unknown |
| John a. Siberell & Co. CRD: 3406 | - | 1 | 0 | B | INACTIVE |
| John a. Wolfe & Associates, Inc. CRD: 110799 | - | 0 | 1 | - | Unknown |
| John Alex Cheplick CRD: 114459 | - | 0 | 0 | - | Unknown |
| John B. Dickey & Co. CRD: 1647 | - | 0 | 0 | A | INACTIVE |
| John B. Niemann CRD: 46560 | - | 0 | 0 | A | INACTIVE |
| John Bowen Investment Management CRD: 106448 | - | 0 | 0 | - | Unknown |
| John C. Farrell, CFP(R), CHFC CRD: 129530 | - | 0 | 0 | - | Unknown |
| John C. Fergus & Company CRD: 17017 | - | 0 | 0 | A | INACTIVE |
| John C. Foti, DBA Experient Portfolio Management CRD: 153286 | - | 0 | 1 | - | Unknown |
| John C. Gower, CFP, EA CRD: 117400 | - | 0 | 1 | - | Unknown |
| John C. Saunders, C.P.A., P.C. CRD: 170706 | - | 0 | 1 | - | Unknown |
| John C. Tumazos CRD: 144842 | - | 0 | 2 | - | Unknown |
| John Carris Investments LLC CRD: 145767 | - | 8 | 0 | D | INACTIVE |
| John D. Dovich & Associates, LLC CRD: 120458 | - | 0 | 0 | - | Unknown |
| John D. Mckeown & Co., Inc. CRD: 28962 | - | 0 | 0 | A | INACTIVE |
| John Daniels CPA, LLC CRD: 285475 | - | 0 | 0 | - | Unknown |