Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| John Dawson & Associates, Inc. CRD: 6347 | - | 0 | 0 | A | INACTIVE |
| John Dessauer Investments, Inc. CRD: 118920 | - | 0 | 0 | - | Unknown |
| John Douglas & Company, Inc. CRD: 1672 | - | 0 | 0 | A | INACTIVE |
| John E Doskoch, CFP CRD: 123965 | - | 0 | 0 | - | Unknown |
| John E Finn JR, Sole Proprietor CRD: 130410 | - | 0 | 0 | A | INACTIVE |
| John E. Locke Financial Services,Inc. CRD: 112869 | - | 0 | 0 | - | Unknown |
| John E. Sestina and Company CRD: 108634 | - | 0 | 3 | - | Unknown |
| John Elliott Wealth Management LLC CRD: 339255 | - | 0 | 1 | - | Unknown |
| John Essigman Wealth Advisors, LLC CRD: 158853 | - | 0 | 0 | - | Unknown |
| John F Suby Wealth Management LLC CRD: 150824 | - | 0 | 2 | - | Unknown |
| John F White CPA, PC CRD: 115190 | - | 0 | 0 | - | Unknown |
| John F. Mcgovern CRD: 128988 | - | 0 | 0 | - | Unknown |
| John F. Ramsey, Investment Securities CRD: 18578 | - | 0 | 0 | A | INACTIVE |
| John Finn & Company, Inc. CRD: 6840 | - | 0 | 0 | A | INACTIVE |
| John Franklin & Associates, Inc. CRD: 16036 | - | 0 | 0 | A | INACTIVE |
| John Friedman Financial CRD: 128976 | - | 0 | 2 | - | Unknown |
| John Funderburk, LLC CRD: 310221 | - | 0 | 0 | - | Unknown |
| John Funderburk, LLC CRD: 337294 | - | 0 | 1 | - | Unknown |
| John G Berger Registered Investment Advisor CRD: 122797 | - | 0 | 0 | - | Unknown |
| John G. Baker, CFP CRD: 117584 | - | 0 | 0 | - | Unknown |
| John G. Dreisbach, Inc. CRD: 35913 | - | 0 | 0 | A | INACTIVE |
| John G. Dreisbach, Inc. CRD: 8228 | - | 0 | 0 | A | INACTIVE |
| John G. Kinnard and Company, Incorporated CRD: 466 | - | 23 | 0 | F | INACTIVE |
| John G. O'connell CRD: 323103 | - | 0 | 1 | - | Unknown |
| John G. Ullman & Associates, Inc CRD: 105361 | - | 0 | 10 | - | Unknown |
| John Gates Securities Limited CRD: 30023 | - | 0 | 0 | A | INACTIVE |
| John H Taylor, LLC CRD: 154041 | - | 0 | 1 | - | Unknown |
| John H. Anderson CRD: 6680 | - | 0 | 0 | A | INACTIVE |
| John H. Becker CRD: 142085 | - | 0 | 2 | - | Unknown |
| John H. Liles, CFP CRD: 138161 | - | 0 | 2 | - | Unknown |
| John Hancock Clearing Corporation CRD: 23364 | - | 0 | 0 | A | INACTIVE |
| John Hancock Distributors LLC CRD: 5249 | MA | 6 | 13 | C | Active |
| John Hancock Investment Management Distributors LL… CRD: 28262 | MA | 2 | 15 | B | Active |
| John Hancock Investment Management LLC CRD: 105790 | - | 0 | 187 | - | Unknown |
| John Hancock Mutual Life Insurance Company CRD: 5181 | - | 0 | 0 | A | INACTIVE |
| John Hancock Personal Financial Services, LLC CRD: 174433 | - | 0 | 42 | - | Unknown |
| John Hood & Co., Inc. CRD: 11311 | - | 0 | 0 | A | INACTIVE |
| John Howard Discount Brokerage, Inc. CRD: 17027 | - | 0 | 0 | A | INACTIVE |
| John HSU Capital Group, Inc. CRD: 106849 | - | 0 | 0 | - | Unknown |
| John J Dalessandro Ltd. CRD: 32943 | - | 2 | 0 | B | INACTIVE |
| John J. Loughlin, Investment Advisor CRD: 117247 | - | 0 | 1 | - | Unknown |
| John J. Zeeb & Co., Inc. CRD: 3821 | - | 0 | 0 | A | INACTIVE |
| John James Investments, Ltd. CRD: 37672 | - | 4 | 0 | C | INACTIVE |
| John Joseph Girlando CRD: 112053 | - | 0 | 0 | - | Unknown |
| John Kavanagh Consulting, LLC CRD: 159500 | - | 0 | 0 | - | Unknown |
| John Kontra & Associates CRD: 16586 | - | 0 | 0 | A | INACTIVE |
| John L Wortham & SON Investments, Inc. CRD: 5653 | - | 0 | 0 | A | INACTIVE |
| John L. Calton CRD: 105166 | - | 0 | 0 | - | Unknown |
| John L. Gunn & Associates, LLC CRD: 116016 | - | 0 | 0 | - | Unknown |
| John Levy, CPA CRD: 171911 | - | 0 | 0 | - | Unknown |