Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| John Line, CPA, Inc. CRD: 311399 | - | 0 | 1 | - | Unknown |
| John M. Leonard, LLC CRD: 134756 | - | 0 | 1 | - | Unknown |
| John M. Mcgivney Securities, Inc. CRD: 15424 | - | 0 | 0 | A | INACTIVE |
| John M. Pentz, LLC CRD: 118599 | - | 0 | 0 | - | Unknown |
| John M. Sorensen & Co., Inc. CRD: 15325 | - | 0 | 0 | A | INACTIVE |
| John M. Walsh Securities Company, Inc. CRD: 18644 | - | 0 | 0 | A | INACTIVE |
| John Magacs CRD: 4421 | - | 1 | 0 | B | INACTIVE |
| John Masters, CPA, PC CRD: 126151 | - | 0 | 2 | - | Unknown |
| John Mcandrew Financial Advisors LLC CRD: 268800 | - | 0 | 1 | - | Unknown |
| John Moore & Associates Inc CRD: 109791 | - | 0 | 4 | - | Unknown |
| John N. Carmody D.D.S. CFP, Inc. CRD: 117200 | - | 0 | 2 | - | Unknown |
| John N. Seip & Co., Inc. CRD: 35501 | - | 0 | 0 | A | INACTIVE |
| John Navin Navidomskis IV CRD: 114878 | - | 0 | 1 | - | Unknown |
| John Nisler, Sole Proprietor CRD: 133842 | - | 0 | 0 | A | INACTIVE |
| John Nuckel LLC CRD: 309253 | - | 0 | 1 | - | Unknown |
| John P. Dubots Capital Management, LLC CRD: 144468 | - | 0 | 0 | - | Unknown |
| John P. Dubots Capital Management, LLC CRD: 312676 | - | 0 | 0 | - | Unknown |
| John P. Gray Financial Planning, LLC CRD: 296321 | - | 0 | 0 | - | Unknown |
| John P. Holmes Investments, Inc. CRD: 10737 | - | 0 | 0 | A | INACTIVE |
| John P. Tapsak Financial Advisory CRD: 116128 | - | 0 | 0 | - | Unknown |
| John R. Fiesta, LLC CRD: 140449 | - | 0 | 0 | - | Unknown |
| John R. Fritsch, Danielle M. Fritsch-Partnership CRD: 108218 | - | 0 | 0 | A | INACTIVE |
| John R. Fritsch, Danielle M. Fritsch-Partnership CRD: 124766 | - | 0 | 0 | A | INACTIVE |
| John R. Taylor Financial Group, Inc. CRD: 39312 | - | 1 | 0 | B | INACTIVE |
| John Radli Securities Co.,Inc. CRD: 15474 | - | 0 | 0 | A | INACTIVE |
| John Raymond Levins DBA Levins & Associates CRD: 116589 | - | 0 | 0 | - | Unknown |
| John Sage & Company CRD: 13393 | - | 0 | 0 | A | INACTIVE |
| John Schingo & Company CRD: 167720 | - | 0 | 0 | - | Unknown |
| John Schooler Jones LLC CRD: 129834 | - | 0 | 2 | - | Unknown |
| John Shao Portfolio Management, Inc. CRD: 120214 | - | 0 | 0 | - | Unknown |
| John T. Mccarthy, LLC CRD: 119933 | - | 0 | 1 | - | Unknown |
| John Thomas Financial CRD: 40982 | - | 29 | 0 | F | INACTIVE |
| John Thomas Kerbey, Co. CRD: 10944 | - | 0 | 0 | A | INACTIVE |
| John Tumazos Advisory and Compensated Research, LL… CRD: 157606 | - | 0 | 2 | - | Unknown |
| John W. Bristol & Co., Inc. CRD: 105597 | - | 0 | 2 | - | Unknown |
| John W. Sterman & Assoc. CRD: 3502 | - | 0 | 0 | A | INACTIVE |
| John Wessler & Associates CRD: 140420 | - | 0 | 1 | - | Unknown |
| John's Island Capital Corp. CRD: 13995 | - | 0 | 0 | A | INACTIVE |
| John-Luke Financial, LLC CRD: 288252 | - | 0 | 1 | - | Unknown |
| Johnco Securities, Inc. CRD: 10906 | - | 0 | 0 | A | INACTIVE |
| Johnny on LLC CRD: 327769 | - | 0 | 0 | - | Unknown |
| Johnson & Higgins Financial Services, Inc. CRD: 2338 | - | 0 | 0 | A | INACTIVE |
| Johnson & Higgins Securities, Inc. CRD: 25801 | - | 0 | 0 | A | INACTIVE |
| Johnson & Jounet Securities CRD: 10628 | - | 0 | 0 | A | INACTIVE |
| Johnson & Murphy Wealth Advisors, LLC CRD: 289134 | - | 0 | 0 | - | Unknown |
| Johnson & Shute Investment Advisors, Inc. CRD: 116667 | - | 0 | 1 | - | Unknown |
| Johnson & White Wealth Management LLC CRD: 169795 | - | 0 | 1 | - | Unknown |
| Johnson Advisors CRD: 324938 | - | 0 | 0 | - | Unknown |
| Johnson Bixby CRD: 310839 | - | 0 | 1 | - | Unknown |
| Johnson Brunetti CRD: 171168 | - | 0 | 8 | - | Unknown |