Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Johnson Capital Advisory, LLC CRD: 292270 | - | 0 | 1 | - | Unknown |
| Johnson Capital Global Advisory L.L.C. CRD: 300578 | - | 0 | 1 | - | Unknown |
| Johnson Capital Management CRD: 139935 | - | 0 | 0 | - | Unknown |
| Johnson Capital Management, LLC CRD: 146779 | - | 0 | 1 | - | Unknown |
| Johnson Capital, L L C CRD: 47535 | - | 0 | 0 | A | INACTIVE |
| Johnson Custom Strategies Inc CRD: 106290 | - | 0 | 0 | - | Unknown |
| Johnson Dunn Capital Advisors, Inc. CRD: 320849 | - | 0 | 2 | - | Unknown |
| Johnson Financial Advisors CRD: 104621 | - | 0 | 3 | - | Unknown |
| Johnson Financial Group, LLC CRD: 318895 | - | 0 | 0 | - | Unknown |
| Johnson Financial Services LLC CRD: 316979 | - | 0 | 0 | - | Unknown |
| Johnson Harper LLC CRD: 150797 | - | 0 | 0 | - | Unknown |
| Johnson Hogle & Company, Inc. CRD: 23317 | - | 0 | 0 | A | INACTIVE |
| Johnson Investment Counsel, Inc. CRD: 117054 | - | 0 | 40 | - | Unknown |
| Johnson Investment Management CRD: 158661 | - | 0 | 0 | - | Unknown |
| Johnson Investment Partners, LLC CRD: 142161 | - | 0 | 1 | - | Unknown |
| Johnson Lyman Wealth Advisors CRD: 150150 | - | 0 | 2 | - | Unknown |
| Johnson Martin Advisors, Inc. CRD: 106851 | - | 0 | 0 | - | Unknown |
| Johnson Matthey Asset Management CRD: 13883 | - | 0 | 0 | A | INACTIVE |
| Johnson Natural Resources Inc CRD: 11498 | - | 0 | 0 | A | INACTIVE |
| Johnson O'connor Wealth Management CRD: 285759 | - | 0 | 1 | - | Unknown |
| Johnson Private Wealth Management, LLC CRD: 169413 | - | 0 | 2 | - | Unknown |
| Johnson Research & Capital Incorporated CRD: 4343 | - | 0 | 0 | A | INACTIVE |
| Johnson Rice & Company L.L.C. CRD: 19524 | LA | 9 | 2 | C | Active |
| Johnson Spaulding & Associates, Inc. CRD: 29392 | - | 0 | 0 | A | INACTIVE |
| Johnson Sterling, Inc. CRD: 106379 | - | 0 | 3 | - | Unknown |
| Johnson Stivender Wealth Advisors, Inc. CRD: 137032 | - | 0 | 0 | - | Unknown |
| Johnson Trading L.L.C CRD: 41889 | - | 0 | 0 | A | INACTIVE |
| Johnson Trading, JV CRD: 100040 | - | 2 | 0 | B | INACTIVE |
| Johnson Wealth Inc. CRD: 125557 | - | 0 | 36 | - | Unknown |
| Johnson Wealth Management, LLC CRD: 306504 | - | 0 | 0 | - | Unknown |
| Johnson Wealth Management, LLC CRD: 286036 | - | 0 | 1 | - | Unknown |
| Johnson Wealth Management, LLC CRD: 123105 | - | 0 | 1 | - | Unknown |
| Johnson Wells Investments Incorporated CRD: 119067 | - | 0 | 0 | A | INACTIVE |
| Johnson's Capital Partners Corporation CRD: 329331 | - | 0 | 1 | - | Unknown |
| Johnson's Global Advisors CRD: 152757 | - | 0 | 0 | - | Unknown |
| Johnson, Bruce Hagberg CRD: 34263 | - | 0 | 0 | A | INACTIVE |
| Johnson, Dowd & Taylor, Inc. CRD: 14899 | - | 0 | 0 | A | INACTIVE |
| Johnson, Jason L. CRD: 141350 | - | 0 | 1 | - | Unknown |
| Johnson, Jeffrey Scott CRD: 135736 | - | 0 | 0 | - | Unknown |
| Johnson, Lane, Space, Smith & Co., Inc. CRD: 472 | - | 0 | 0 | A | INACTIVE |
| Johnson, Marshall, LEE CRD: 163134 | - | 0 | 1 | - | Unknown |
| Johnson, Matthew Conor CRD: 104262 | - | 0 | 0 | A | INACTIVE |
| Johnson, Mckenney,Carr & Company Incorporated CRD: 24681 | - | 0 | 0 | A | INACTIVE |
| Johnson, Nathaneo CRD: 327775 | - | 0 | 1 | - | Unknown |
| Johnson, William Edward CRD: 34506 | - | 0 | 0 | A | INACTIVE |
| Johnson-Bowles Company Inc CRD: 7578 | - | 0 | 0 | A | INACTIVE |
| Johnson-Nelson Company, Inc. CRD: 10166 | - | 0 | 0 | A | INACTIVE |
| Johnston & Associates Inc CRD: 106048 | - | 0 | 0 | - | Unknown |
| Johnston (JR), Daniel Webster CRD: 34504 | - | 0 | 0 | A | INACTIVE |
| Johnston Finanical Group CRD: 17004 | - | 0 | 0 | A | INACTIVE |