Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Johnston Investment Advisory Services, LLC CRD: 143408 | - | 0 | 1 | - | Unknown |
| Johnston Investment Counsel, Ltd. CRD: 109726 | - | 0 | 2 | - | Unknown |
| Johnston Kent Securities, Inc. CRD: 21618 | - | 0 | 0 | A | INACTIVE |
| Johnston, Brown, Burnett & Knight, Inc. CRD: 2364 | - | 0 | 0 | A | INACTIVE |
| Johnston, Dragon & Associates, Inc. CRD: 22370 | - | 0 | 0 | A | INACTIVE |
| Johnston, Lemon & Co. Incorporated CRD: 473 | - | 13 | 0 | D | INACTIVE |
| Johnstone Brokerage Services, LLC CRD: 301394 | KY | 0 | 2 | A | Active |
| Johnstone Financial Advisors CRD: 286119 | - | 0 | 0 | - | Unknown |
| Johnstown Capital Securities Corporation CRD: 5060 | - | 0 | 0 | A | INACTIVE |
| Join Beyond, LLC CRD: 337915 | - | 0 | 1 | - | Unknown |
| Joiner Financial, LLC CRD: 147962 | - | 0 | 1 | - | Unknown |
| Joint Capital Securities, Inc. CRD: 16473 | - | 0 | 0 | A | INACTIVE |
| Joint Financial LLC CRD: 340730 | - | 0 | 1 | - | Unknown |
| Joint Growth Partners GP, LLC CRD: 340950 | - | 0 | 1 | - | Unknown |
| Jolley Asset Management, LLC CRD: 113600 | - | 0 | 0 | - | Unknown |
| Jolley Wealth Management, LLC CRD: 334209 | - | 0 | 1 | - | Unknown |
| Jolliffe Capital, Inc. CRD: 140725 | - | 0 | 0 | - | Unknown |
| Jolly VC, LLC CRD: 331498 | - | 0 | 1 | - | Unknown |
| Jolly, Robin K CRD: 311891 | - | 0 | 1 | - | Unknown |
| JOM Investments CRD: 10566 | - | 0 | 0 | A | INACTIVE |
| Jomar Services CRD: 18211 | - | 0 | 0 | A | INACTIVE |
| JON & Michael Capital, Inc. CRD: 43278 | - | 0 | 0 | A | INACTIVE |
| JON a Nixon CPA PC CRD: 127550 | - | 0 | 1 | - | Unknown |
| JON Baker Financial Group CRD: 296921 | - | 0 | 0 | - | Unknown |
| JON BOS Financial Advisor LLC CRD: 115263 | - | 0 | 1 | - | Unknown |
| Jonas Brittain Glenn Inc. CRD: 111071 | - | 0 | 0 | - | Unknown |
| Jonathan a. Conte, Attorney at LAW CRD: 148233 | - | 0 | 0 | - | Unknown |
| Jonathan Alan & Co., Inc. CRD: 15914 | - | 0 | 0 | A | INACTIVE |
| Jonathan D. Pond, LLC CRD: 131395 | - | 0 | 0 | - | Unknown |
| Jonathan Foster & Co., L.P. CRD: 20587 | - | 0 | 0 | A | INACTIVE |
| Jonathan P.LUNDMARK, CPA,CFP CRD: 127727 | - | 0 | 1 | - | Unknown |
| Jonathan Roberts Financial Group, Inc. CRD: 46285 | - | 3 | 0 | B | INACTIVE |
| Jonathan Scott Grabill CRD: 102680 | - | 0 | 0 | A | INACTIVE |
| Jonaz Capital Management Incorporated CRD: 148716 | - | 0 | 0 | - | Unknown |
| Jondaknows Financial Group, Inc. CRD: 325480 | - | 0 | 1 | - | Unknown |
| Jones & Associates Premier Financial Solutions CRD: 152930 | - | 0 | 1 | - | Unknown |
| Jones & Co Wealth Management, Inc CRD: 135868 | - | 0 | 1 | - | Unknown |
| Jones & Co. Wealth Advisory CRD: 322471 | - | 0 | 2 | - | Unknown |
| Jones & Maresca, LLC CRD: 120354 | - | 0 | 0 | - | Unknown |
| Jones and Company, LLC CRD: 284661 | - | 0 | 0 | - | Unknown |
| Jones Barclay Boston & Co. CRD: 109982 | - | 0 | 0 | - | Unknown |
| Jones Capital Advisors, LLC CRD: 159091 | - | 0 | 1 | - | Unknown |
| Jones Commodities, Inc. CRD: 170267 | - | 0 | 0 | - | Unknown |
| Jones Falls Capital Partners CRD: 298528 | - | 0 | 0 | - | Unknown |
| Jones Falls Securities Inc. CRD: 1437 | - | 0 | 0 | A | INACTIVE |
| Jones Fiduciary Wealth Management LLC CRD: 311956 | - | 0 | 1 | - | Unknown |
| Jones Financial Consulting, LLC CRD: 146800 | - | 0 | 2 | - | Unknown |
| Jones Financial Group, Inc. CRD: 47611 | - | 2 | 0 | B | INACTIVE |
| Jones Gregg Financial, LLC CRD: 145143 | - | 0 | 1 | - | Unknown |
| Jones Hill Capital LP CRD: 339686 | - | 0 | 1 | - | Unknown |