Branch offices
2 offices
FINRA: Small firm
CRD #301394 · FINRA BrokerCheck + SEC IAPD
Johnstone Brokerage Services, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Johnstone Brokerage Services, LLC ranks #12,581 of 20,055 by disclosure count (most disclosures first). Among firms registered in KY, it ranks #7 of 8 on the same disclosure sort used on the state browse page. Johnstone Brokerage Services, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 2
- branch offices
- 0
- disclosures
- #12,581 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 301394 Johnstone Brokerage Services, LLC
Johnstone Brokerage Services, LLC · Grade A · 0 disc · 0.00/office · Small firm
- CRD 301394
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 2
- PER-OFF 0.00
- RANK #12,581 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Johnstone Brokerage Services, LLC ranks #12,581 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 2 offices
Clean disclosure surface
Johnstone Brokerage Services, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Louisville, KY
- CRD Number
- 301394
Clean BrokerCheck surface
Johnstone Brokerage Services, LLC's clean BrokerCheck surface
Johnstone Brokerage Services, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).
Johnstone Brokerage Services, LLC shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Johnstone Brokerage Services, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Kentucky cohort · 0.00× state average
Johnstone Brokerage Services, LLC sits below the Kentucky disclosure average
Johnstone Brokerage Services, LLC reports 0 BrokerCheck disclosures, 0.00× the Kentucky average of 2.5, lighter than most of the 8 graded firms filed there.
In Kentucky, 2 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Kentucky state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Johnstone Brokerage Services, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Johnstone Brokerage Services, LLC ranks #12,581 of 20,055 by disclosure count (most disclosures first). Among firms registered in KY, it ranks #7 of 8 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Johnstone Brokerage Services, LLC?
A grade of A means Johnstone Brokerage Services, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Johnstone Brokerage Services, LLC have?
Johnstone Brokerage Services, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Johnstone Brokerage Services, LLC?
Johnstone Brokerage Services, LLC operates 2 branch offices and is classified by FINRA as a small firm, registered in KY (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Johnstone Brokerage Services, LLC's disciplinary record?
You can verify Johnstone Brokerage Services, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 301394. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Johnstone Brokerage Services, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Johnstone Brokerage Services, LLC's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Johnstone Brokerage Services, LLC's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Johnstone Brokerage Services, LLC's 0.00
- Firms in KY - state roster that includes Johnstone Brokerage Services, LLC's registration home.
- How to Vet a Financial Advisor - Use Johnstone Brokerage Services, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Johnstone Brokerage Services, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Johnstone Brokerage Services, LLC.
- Compare firms - put Johnstone Brokerage Services, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.