Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Jones Intercable Securities, Inc. CRD: 8483 | - | 0 | 0 | A | INACTIVE |
| Jones International Securities, Ltd. CRD: 13288 | - | 0 | 0 | A | INACTIVE |
| Jones International Securities, Ltd. CRD: 137090 | - | 0 | 0 | A | INACTIVE |
| Jones Kertz & Associates, Inc. CRD: 104976 | - | 0 | 2 | - | Unknown |
| Jones Lang Lasalle Securities, Inc. CRD: 37332 | - | 0 | 0 | A | INACTIVE |
| Jones Lang Lasalle Securities, LLC CRD: 120738 | IL | 0 | 8 | A | Active |
| Jones Road Capital Management, L.P. CRD: 296822 | - | 0 | 1 | - | Unknown |
| Jones Securities Company, Inc. CRD: 26350 | - | 0 | 0 | A | INACTIVE |
| Jones Strategic Financial Planning LLC CRD: 131180 | - | 0 | 0 | - | Unknown |
| Jones Street Investment Partners, LLC CRD: 312542 | - | 0 | 1 | - | Unknown |
| Jones Wealth Advisors, LLC CRD: 152659 | - | 0 | 0 | - | Unknown |
| Jones Wealth Advisors, LLC CRD: 337281 | - | 0 | 2 | - | Unknown |
| Jones Wealth Management, LLC CRD: 156953 | - | 0 | 0 | - | Unknown |
| Jones, BYRD, & Attkisson, Inc. CRD: 36268 | - | 0 | 0 | A | INACTIVE |
| Jones, Jeffrey Byron CRD: 31635 | - | 1 | 0 | B | INACTIVE |
| Jonestrading CRD: 6888 | CA | 9 | 21 | C | Active |
| Jopco Securities, LLC CRD: 46534 | - | 0 | 0 | A | INACTIVE |
| Jordahl & Sliter Wealth Management Group, LLC CRD: 118867 | - | 0 | 0 | - | Unknown |
| Jordan Advisor Group CRD: 118157 | - | 0 | 0 | - | Unknown |
| Jordan Boyd Financial CRD: 313906 | - | 0 | 0 | - | Unknown |
| Jordan Capital AM, LLC CRD: 149243 | - | 0 | 1 | - | Unknown |
| Jordan Financial Life Planning CRD: 146633 | - | 0 | 1 | - | Unknown |
| Jordan Financial LLC CRD: 153466 | - | 0 | 3 | - | Unknown |
| Jordan Financial Strategies CRD: 112467 | - | 0 | 0 | - | Unknown |
| Jordan Park Group LLC CRD: 287755 | - | 0 | 4 | - | Unknown |
| Jordan Tempchin & Associates, PC CRD: 151240 | - | 0 | 0 | - | Unknown |
| Jordan Wealth Management CRD: 115588 | - | 0 | 3 | - | Unknown |
| Jordan, Knauff & Company CRD: 129725 | - | 0 | 0 | A | INACTIVE |
| Jordanelle Capital CRD: 323676 | - | 0 | 1 | - | Unknown |
| Jordon Voytek Capital Partners LLC CRD: 334115 | VA | 0 | 1 | A | Active |
| Jorgensen Securities Inc. CRD: 14645 | - | 0 | 0 | A | INACTIVE |
| Jorman Equities Corp. CRD: 10697 | - | 0 | 0 | A | INACTIVE |
| JOS Planning CRD: 331432 | - | 0 | 1 | - | Unknown |
| Jose Cuevas Inc. DBA Wisdom Investments Inc. CRD: 123197 | - | 0 | 2 | - | Unknown |
| Joselit Asset Management CRD: 152625 | - | 0 | 2 | - | Unknown |
| Joseph a. Barbetta CRD: 144667 | - | 0 | 0 | - | Unknown |
| Joseph a. Sangimino, Inc. CRD: 32810 | - | 1 | 0 | B | INACTIVE |
| Joseph Advisory CRD: 324475 | - | 0 | 1 | - | Unknown |
| Joseph Alexander & Co. CRD: 6970 | - | 0 | 0 | A | INACTIVE |
| Joseph C. Kelly & Associates, Inc. CRD: 129279 | - | 0 | 2 | - | Unknown |
| Joseph C. Longo, Attorney at LAW CRD: 140922 | - | 0 | 1 | - | Unknown |
| Joseph Capital, LLC CRD: 120414 | PR | 0 | 2 | A | Active |
| Joseph Carl Securities, Inc. CRD: 27143 | - | 0 | 0 | A | INACTIVE |
| Joseph Charles & Assoc., Inc. CRD: 3949 | - | 17 | 0 | D | INACTIVE |
| Joseph Charles Financial Services, LLC CRD: 104044 | - | 0 | 0 | A | INACTIVE |
| Joseph Charles Hake & Company, Inc. CRD: 10876 | - | 0 | 0 | A | INACTIVE |
| Joseph Dillon & Company Inc. CRD: 35220 | - | 14 | 0 | D | INACTIVE |
| Joseph E. Blitstein & Co. CRD: 41276 | - | 0 | 0 | A | INACTIVE |
| Joseph E. Giattino, Inc. CRD: 32710 | - | 0 | 0 | A | INACTIVE |
| Joseph Eden Capital, LLC CRD: 310317 | IL | 0 | 2 | A | Active |