Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Joseph Financial Investment Advisors LLC CRD: 282990 | - | 0 | 0 | - | Unknown |
| Joseph Grace CRD: 103580 | NY | 1 | 5 | B | Active |
| Joseph Gunnar & Co. LLC CRD: 24795 | NY | 18 | 3 | C | Active |
| Joseph H O'brien II Securities Management CRD: 6608 | - | 0 | 0 | A | INACTIVE |
| Joseph H. Meyer Savings and Investment CRD: 22084 | - | 0 | 0 | A | INACTIVE |
| Joseph I. Rosenberg, CFA, LLC CRD: 147916 | - | 0 | 0 | - | Unknown |
| Joseph J. Locke & Company, Ltd. CRD: 115127 | - | 0 | 0 | - | Unknown |
| Joseph James Financial Services, Inc. CRD: 18404 | - | 0 | 0 | A | INACTIVE |
| Joseph Jekyll Advisers LLC CRD: 142215 | - | 0 | 1 | - | Unknown |
| Joseph John Hasson JR CRD: 109301 | - | 0 | 1 | - | Unknown |
| Joseph Klopfer Investments, Inc. CRD: 33943 | - | 0 | 0 | A | INACTIVE |
| Joseph Lincoln RAY CRD: 3135 | - | 0 | 0 | A | INACTIVE |
| Joseph M. Benanti, Inc. CRD: 128520 | - | 0 | 0 | A | INACTIVE |
| Joseph M. Hurwitz Brokerage Corporation CRD: 13299 | - | 0 | 0 | A | INACTIVE |
| Joseph M. Isaacs CRD: 14601 | - | 0 | 0 | A | INACTIVE |
| Joseph M. Larsen, C.P.A., P.C. CRD: 281445 | - | 0 | 1 | - | Unknown |
| Joseph M. Presti Investments CRD: 289409 | - | 0 | 2 | - | Unknown |
| Joseph M. Sebo, CFP Inc. CRD: 323589 | - | 0 | 2 | - | Unknown |
| Joseph Mangone CPA CRD: 129173 | - | 0 | 0 | - | Unknown |
| Joseph Matthews & Company, Incorporated CRD: 19605 | - | 2 | 0 | B | INACTIVE |
| Joseph N. Palma, Inc. CRD: 32755 | - | 1 | 0 | B | INACTIVE |
| Joseph P. Kirlin III & Associates CRD: 123733 | - | 0 | 1 | - | Unknown |
| Joseph P. Lucia & Associates, LLC CRD: 147625 | - | 0 | 1 | - | Unknown |
| Joseph P. Mcgivney and Associates, Inc. CRD: 2725 | - | 0 | 0 | A | INACTIVE |
| Joseph P. Walker Co. CRD: 8189 | - | 0 | 0 | A | INACTIVE |
| Joseph R. Weiss, LLC CRD: 169974 | - | 0 | 0 | - | Unknown |
| Joseph Roberts & Co., Inc. CRD: 15971 | - | 0 | 0 | A | INACTIVE |
| Joseph Sassoon Group LLC CRD: 322215 | - | 0 | 0 | - | Unknown |
| Joseph Schrank & Co. CRD: 3291 | - | 0 | 0 | A | INACTIVE |
| Joseph Seep & Associates, LLC CRD: 117256 | - | 0 | 2 | - | Unknown |
| Joseph Stechler & Company CRD: 14950 | - | 0 | 0 | A | INACTIVE |
| Joseph Stevens & Co., Inc. CRD: 35459 | - | 17 | 0 | D | INACTIVE |
| Joseph Stone Capital L.L.C. CRD: 159744 | NY | 8 | 4 | B | Active |
| Joseph VU & Company, Inc. CRD: 133733 | - | 0 | 0 | - | Unknown |
| Joseph Wealth Management, LLC CRD: 309996 | - | 0 | 3 | - | Unknown |
| Joseph Wright Investments CRD: 166764 | - | 0 | 1 | - | Unknown |
| Joseph Wrobel CRD: 3807 | - | 1 | 0 | B | INACTIVE |
| Josephson, Philip CRD: 158185 | - | 0 | 1 | - | Unknown |
| Josephthal & Co., Inc. CRD: 3227 | - | 44 | 0 | F | INACTIVE |
| Josey Investments Inc. CRD: 173710 | - | 0 | 0 | - | Unknown |
| Josh Arnold Investment Consultant, LLC CRD: 163088 | - | 0 | 1 | - | Unknown |
| Joshi Capital Management, LLC CRD: 305116 | - | 0 | 1 | - | Unknown |
| Joshua Duvall Financial Planning & Accounting, LLC CRD: 287940 | - | 0 | 1 | - | Unknown |
| Joshua Investments of Brevard Inc CRD: 168151 | - | 0 | 0 | - | Unknown |
| Joshua Securities CRD: 14937 | - | 0 | 0 | A | INACTIVE |
| Joski Financial CRD: 342383 | - | 0 | 1 | - | Unknown |
| Joslin Capital Advisors LLC CRD: 288285 | - | 0 | 0 | - | Unknown |
| Joslin Financial Services, Inc. CRD: 291614 | - | 0 | 0 | - | Unknown |
| Joss Brown Wealth Advisors CRD: 324719 | - | 0 | 3 | - | Unknown |
| Joss Brown Wealth Advisors, LLC CRD: 175481 | - | 0 | 0 | - | Unknown |